0001140361-18-013879.txt : 20180316
0001140361-18-013879.hdr.sgml : 20180316
20180316164245
ACCESSION NUMBER: 0001140361-18-013879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180314
FILED AS OF DATE: 20180316
DATE AS OF CHANGE: 20180316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frankowski Thomas J
CENTRAL INDEX KEY: 0001495596
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34806
FILM NUMBER: 18696197
MAIL ADDRESS:
STREET 1: QUAD/GRAPHICS, INC.
STREET 2: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quad/Graphics, Inc.
CENTRAL INDEX KEY: 0001481792
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 391152983
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089-3995
BUSINESS PHONE: 414-566-6000
MAIL ADDRESS:
STREET 1: N61 W23044 HARRY'S WAY
CITY: SUSSEX
STATE: WI
ZIP: 53089-3995
4
1
doc1.xml
FORM 4
X0306
4
2018-03-14
0
0001481792
Quad/Graphics, Inc.
QUAD
0001495596
Frankowski Thomas J
C/O QUAD/GRAPHICS, INC.
N61 W23044 HARRY'S WAY
SUSSEX
WI
53089
0
1
0
0
Chief Operating Officer
Class A Common Stock
2018-03-14
4
M
0
3583
13.4708
A
280077
D
Class A Common Stock
2018-03-14
4
M
0
6038
13.4708
A
286115
D
Class A Common Stock
2018-03-14
4
M
0
3281
13.4708
A
289396
D
Class A Common Stock
2018-03-14
4
M
0
3544
13.4708
A
292940
D
Class A Common Stock
2018-03-14
4
M
0
1200
19.12
A
294140
D
Class A Common Stock
2018-03-14
4
M
0
7750
13.4708
A
301890
D
Class A Common Stock
2018-03-14
4
M
0
3875
13.4708
A
305765
D
Class A Common Stock
2018-03-14
4
M
0
20000
16.62
A
325765
D
Class A Common Stock
2018-03-14
4
M
0
23929
14.14
A
349694
D
Class A Common Stock
2018-03-14
4
S
0
96032
26.6744
D
253662
D
Class A Common Stock
6687
I
By 401(a) Plan
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
3583
0
D
2021-11-18
Class A Common Stock
3583
0
D
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
6038
0
D
2021-11-18
Class A Common Stock
6038
0
D
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
3281
0
D
2021-11-18
Class A Common Stock
3281
0
D
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
3544
0
D
2021-11-18
Class A Common Stock
3544
0
D
Stock Options (Right to Buy)
19.12
2018-03-14
4
M
0
1200
0
D
2021-11-18
Class A Common Stock
1200
0
D
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
7750
0
D
2021-11-18
Class A Common Stock
7750
0
D
Stock Options (Right to Buy)
13.4708
2018-03-14
4
M
0
3875
0
D
2021-11-18
Class A Common Stock
3875
0
D
Stock Options (Right to Buy)
16.62
2018-03-14
4
M
0
20000
0
D
2020-01-31
Class A Common Stock
20000
0
D
Stock Options (Right to Buy)
41.26
2021-01-01
Class A Common Stock
23929
23929
D
Stock Options (Right to Buy)
14.14
2018-03-14
4
M
0
23929
0
D
2022-01-01
Class A Common Stock
23929
0
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.50 to $27.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Became exercisable as to 3,859 shares on May 14, 2012, and became exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 3,675 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,838 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,837 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable on May 14, 2012.
Became exercisable as to 3,500 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,750 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 4,000 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable in three equal annual installments beginning on January 1, 2013.
Became exercisable in three equal annual installments beginning on January 1, 2014.
/s/ Jennifer J. Kent, Attorney-In-Fact for Thomas J. Frankowski
2018-03-16