0001140361-18-013879.txt : 20180316 0001140361-18-013879.hdr.sgml : 20180316 20180316164245 ACCESSION NUMBER: 0001140361-18-013879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frankowski Thomas J CENTRAL INDEX KEY: 0001495596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 18696197 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 doc1.xml FORM 4 X0306 4 2018-03-14 0 0001481792 Quad/Graphics, Inc. QUAD 0001495596 Frankowski Thomas J C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 0 1 0 0 Chief Operating Officer Class A Common Stock 2018-03-14 4 M 0 3583 13.4708 A 280077 D Class A Common Stock 2018-03-14 4 M 0 6038 13.4708 A 286115 D Class A Common Stock 2018-03-14 4 M 0 3281 13.4708 A 289396 D Class A Common Stock 2018-03-14 4 M 0 3544 13.4708 A 292940 D Class A Common Stock 2018-03-14 4 M 0 1200 19.12 A 294140 D Class A Common Stock 2018-03-14 4 M 0 7750 13.4708 A 301890 D Class A Common Stock 2018-03-14 4 M 0 3875 13.4708 A 305765 D Class A Common Stock 2018-03-14 4 M 0 20000 16.62 A 325765 D Class A Common Stock 2018-03-14 4 M 0 23929 14.14 A 349694 D Class A Common Stock 2018-03-14 4 S 0 96032 26.6744 D 253662 D Class A Common Stock 6687 I By 401(a) Plan Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 3583 0 D 2021-11-18 Class A Common Stock 3583 0 D Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 6038 0 D 2021-11-18 Class A Common Stock 6038 0 D Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 3281 0 D 2021-11-18 Class A Common Stock 3281 0 D Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 3544 0 D 2021-11-18 Class A Common Stock 3544 0 D Stock Options (Right to Buy) 19.12 2018-03-14 4 M 0 1200 0 D 2021-11-18 Class A Common Stock 1200 0 D Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 7750 0 D 2021-11-18 Class A Common Stock 7750 0 D Stock Options (Right to Buy) 13.4708 2018-03-14 4 M 0 3875 0 D 2021-11-18 Class A Common Stock 3875 0 D Stock Options (Right to Buy) 16.62 2018-03-14 4 M 0 20000 0 D 2020-01-31 Class A Common Stock 20000 0 D Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 23929 23929 D Stock Options (Right to Buy) 14.14 2018-03-14 4 M 0 23929 0 D 2022-01-01 Class A Common Stock 23929 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $26.50 to $27.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Became exercisable as to 3,859 shares on May 14, 2012, and became exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 3,675 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,838 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,837 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable on May 14, 2012. Became exercisable as to 3,500 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 1,750 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 4,000 shares on May 14, 2012, and became exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable in three equal annual installments beginning on January 1, 2013. Became exercisable in three equal annual installments beginning on January 1, 2014. /s/ Jennifer J. Kent, Attorney-In-Fact for Thomas J. Frankowski 2018-03-16