0001140361-17-013303.txt : 20170324 0001140361-17-013303.hdr.sgml : 20170324 20170324175910 ACCESSION NUMBER: 0001140361-17-013303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170323 FILED AS OF DATE: 20170324 DATE AS OF CHANGE: 20170324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blais David A CENTRAL INDEX KEY: 0001495365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 17713749 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 4 1 doc1.xml FORM 4 X0306 4 2017-03-23 0 0001481792 Quad/Graphics, Inc. QUAD 0001495365 Blais David A C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 0 1 0 0 Executive Vice President * Class A Common Stock 2017-03-23 4 S 0 2357 24.0025 D 123968 D Class A Common Stock 2017-03-24 4 S 0 14856 23.7662 D 109112 D Class A Common Stock 5136 I By 401(a) Plan Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 2757 2757 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 5775 5775 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 6350 6350 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 5250 5250 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 5250 5250 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 10000 10000 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 10000 10000 D Stock Options (Right to Buy) 29.37 2018-01-31 Class A Common Stock 20000 20000 D Stock Options (Right to Buy) 16.62 2020-01-31 Class A Common Stock 30000 30000 D Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 23929 23929 D Stock Options (Right to Buy) 14.14 2022-01-01 Class A Common Stock 23929 23929 D The price in Column 4 is a weighted average price. The prices actually received ranged from $24.00 to $24.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price in Column 4 is a weighted average price. The prices actually received ranged from $23.75 to $23.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Became exercisable as to 1,654 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 2,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Became exercisable as to 6,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014. * Executive Vice President Global Procurement & Strategy /s/ Jennifer J. Kent, Attorney-In-Fact for David A. Blais 2017-03-24