0001127602-20-009213.txt : 20200303 0001127602-20-009213.hdr.sgml : 20200303 20200303183805 ACCESSION NUMBER: 0001127602-20-009213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quadracci J Joel CENTRAL INDEX KEY: 0001495363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34806 FILM NUMBER: 20684708 MAIL ADDRESS: STREET 1: QUAD/GRAPHICS, INC. STREET 2: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quad/Graphics, Inc. CENTRAL INDEX KEY: 0001481792 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 391152983 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 BUSINESS PHONE: 414-566-6000 MAIL ADDRESS: STREET 1: N61 W23044 HARRY'S WAY CITY: SUSSEX STATE: WI ZIP: 53089-3995 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-01 0001481792 Quad/Graphics, Inc. QUAD 0001495363 Quadracci J Joel C/O QUAD/GRAPHICS, INC. N61 W23044 HARRY'S WAY SUSSEX WI 53089 1 1 Chairman, Pres & CEO Class A Common Stock 2020-03-01 4 F 0 67867 4.80 D 1240558 D Class A Common Stock 4092.0535 I By 401(a) Plan Class B Common Stock Class A Common Stock 229364 229364 D Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - AQH Tr Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - EQH Tr Class B Common Stock Class A Common Stock 120009 120009 I As Trustee - HVQ For Joel Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - KBH Tr Class B Common Stock Class A Common Stock 2354 2354 I As Trustee - WVH Tr Stock Options (Right to Buy) 41.26 2021-01-01 Class A Common Stock 119643 119643 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 4410 4410 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3675 3675 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 6825 6825 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 3938 3938 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 9000 9000 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 5250 5250 D Stock Options (Right to Buy) 13.4708 2021-11-18 Class A Common Stock 4250 4250 D Stock Options (Right to Buy) 14.14 2022-01-01 Class A Common Stock 39881 39881 D Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued. Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 02/29/2020. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date. As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. All options are fully vested and currently exercisable. /s/ Sherilyn R. Whitmoyer, attorney-in-fact for J. Joel Quadracci 2020-03-03