X0306 5 2013-12-31 0 0 0001005817 TOMPKINS FINANCIAL CORP TMP 0001481104 GRUBER SCOTT L C/O TOMPKINS FINANCIAL CORPORATION ITHACA NY 14851 1 EVP, Pres. & COO, VIST Bank Common Stock 331.72 I by 401(k)/ISOP Common Stock 2907.62 D Stock Appreciation Rights (SAR) 40.60 2023-05-03 Common Stock 3055 3055 D Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. /s/ Scott L. Gruber 2014-01-30