Chief Compliance Officer

0001480916-17-000004.txt : 20171027 0001480916-17-000004.hdr.sgml : 20171027 20171027114302 ACCESSION NUMBER: 0001480916-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 EFFECTIVENESS DATE: 20171027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WMS Partners, LLC CENTRAL INDEX KEY: 0001480916 IRS NUMBER: 521852466 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13659 FILM NUMBER: 171158472 BUSINESS ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 BUSINESS PHONE: (410)337-7575 MAIL ADDRESS: STREET 1: TOWSON CITY CENTER STREET 2: ONE OLYMPIC PLACE, 8TH FLOOR CITY: TOWSON STATE: MD ZIP: 21204 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001480916 XXXXXXXX 09-30-2017 09-30-2017 WMS Partners, LLC

TOWSON CITY CENTER ONE OLYMPIC PLACE, 8TH FLOOR TOWSON MD 21204

13F HOLDINGS REPORT 028-13659 N Timothy W. Chase Chief Compliance Officer (410) 337-7575 Timothy W. Chase Towson MD 10-27-2017 0 213 839919 false INFORMATION TABLE 2 W0424525.XML WMS 13F Q3 2017 3M CO COM 88579Y101 5932 28259 SH SOLE 0 0 28259 ABBOTT LABS COM 002824100 5141 96353 SH SOLE 0 0 96353 ABBVIE INC COM 00287Y109 841 9469 SH SOLE 0 0 9469 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1369 10132 SH SOLE 0 0 10132 ADIENT PLC ORD SHS G0084W101 1803 21465 SH SOLE 0 0 21465 AFFILIATED MANAGERS GROUP COM 008252108 304 1600 SH SOLE 0 0 1600 AFLAC INC COM 001055102 589 7242 SH SOLE 0 0 7242 ALEXION PHARMACEUTICALS INC COM 015351109 295 2105 SH SOLE 0 0 2105 ALLERGAN PLC SHS G0177J108 817 3985 SH SOLE 0 0 3985 ALPHABET INC CAP STK CL A 02079K305 17034 17494 SH SOLE 0 0 17494 ALPHABET INC CAP STK CL C 02079K107 15304 15956 SH SOLE 0 0 15956 ALTRIA GROUP INC COM 02209S103 1598 25204 SH SOLE 0 0 25204 AMARIN CORP PLC SPONS ADR NEW 023111206 35 10000 SH SOLE 0 0 10000 AMAZON COM INC COM 023135106 1235 1285 SH SOLE 0 0 1285 AMERICAN EXPRESS CO COM 025816109 1031 11395 SH SOLE 0 0 11395 AMERICAN TOWER CORP NEW COM 03027X100 17161 125559 SH SOLE 0 0 125559 AMERICAN WTR WKS CO INC NEW COM 030420103 796 9836 SH SOLE 0 0 9836 AMGEN INC COM 031162100 1162 6231 SH SOLE 0 0 6231 APPLE INC COM 037833100 28220 183103 SH SOLE 0 0 183103 ARCH CAP GROUP LTD ORD G0450A105 739 7500 SH SOLE 0 0 7500 ASHFORD HOSPITALITY PRIME IN COM 044102101 431 45390 SH SOLE 0 0 45390 ASHFORD HOSPITALITY TR INC COM SHS 044103109 1747 261845 SH SOLE 0 0 261845 AT&T INC COM 00206R102 630 16090 SH SOLE 0 0 16090 AUTOLIV INC COM 052800109 318 2575 SH SOLE 0 0 2575 AUTOMATIC DATA PROCESSING IN COM 053015103 329 3006 SH SOLE 0 0 3006 BANK AMER CORP COM 060505104 822 32427 SH SOLE 0 0 32427 BAY BANCORP INC COM 07203T106 437 38493 SH SOLE 0 0 38493 BB&T CORP COM 054937107 210 4478 SH SOLE 0 0 4478 BCE INC COM NEW 05534B760 364 7769 SH SOLE 0 0 7769 BECTON DICKINSON & CO COM 075887109 2251 11489 SH SOLE 0 0 11489 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2707 14765 SH SOLE 0 0 14765 BOEING CO COM 097023105 702 2761 SH SOLE 0 0 2761 BRISTOL MYERS SQUIBB CO COM 110122108 399 6252 SH SOLE 0 0 6252 CANADIAN NATL RY CO COM 136375102 1522 18373 SH SOLE 0 0 18373 CANADIAN PAC RY LTD COM 13645T100 9556 56869 SH SOLE 0 0 56869 CAPITAL ONE FINL CORP COM 14040H105 14291 168799 SH SOLE 0 0 168799 CATERPILLAR INC DEL COM 149123101 7142 57272 SH SOLE 0 0 57272 CELGENE CORP COM 151020104 1345 9225 SH SOLE 0 0 9225 CERNER CORP COM 156782104 307 4310 SH SOLE 0 0 4310 CHEVRON CORP NEW COM 166764100 10192 86736 SH SOLE 0 0 86736 CHUBB LIMITED COM H1467J104 328 2304 SH SOLE 0 0 2304 CISCO SYS INC COM 17275R102 16813 499928 SH SOLE 0 0 499928 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 285 11085 SH SOLE 0 0 11085 COCA COLA CO COM 191216100 1690 37543 SH SOLE 0 0 37543 COLGATE PALMOLIVE CO COM 194162103 518 7107 SH SOLE 0 0 7107 COMCAST CORP NEW CL A 20030N101 410 10660 SH SOLE 0 0 10660 CONOCOPHILLIPS COM 20825C104 414 8281 SH SOLE 0 0 8281 COSTCO WHSL CORP NEW COM 22160K105 490 2980 SH SOLE 0 0 2980 CROWN CASTLE INTL CORP NEW COM 22822V101 325 3250 SH SOLE 0 0 3250 CSX CORP COM 126408103 408 7527 SH SOLE 0 0 7527 CUMMINS INC COM 231021106 284 1690 SH SOLE 0 0 1690 CVS HEALTH CORP COM 126650100 782 9617 SH SOLE 0 0 9617 DANAHER CORP DEL COM 235851102 2507 29223 SH SOLE 0 0 29223 DEERE & CO COM 244199105 309 2458 SH SOLE 0 0 2458 DELTA AIR LINES INC DEL COM NEW 247361702 405 8408 SH SOLE 0 0 8408 DIAGEO P L C SPON ADR NEW 25243Q205 4376 33116 SH SOLE 0 0 33116 DISNEY WALT CO COM DISNEY 254687106 1952 19801 SH SOLE 0 0 19801 DONALDSON INC COM 257651109 14471 314996 SH SOLE 0 0 314996 DOWDUPONT INC COM 26078J100 935 13501 SH SOLE 0 0 13501 DUKE ENERGY CORP NEW COM NEW 26441C204 344 4096 SH SOLE 0 0 4096 EAGLE BANCORP INC MD COM 268948106 775 11560 SH SOLE 0 0 11560 EATON CORP PLC SHS G29183103 723 9416 SH SOLE 0 0 9416 ECOLAB INC COM 278865100 25746 200190 SH SOLE 0 0 200190 ENERPLUS CORP COM 292766102 118 12000 SH SOLE 0 0 12000 ENTERPRISE PRODS PARTNERS L COM 293792107 10087 386913 SH SOLE 0 0 386913 EVERSOURCE ENERGY COM 30040W108 499 8258 SH SOLE 0 0 8258 EXPEDITORS INTL WASH INC COM 302130109 381 6358 SH SOLE 0 0 6358 EXPRESS SCRIPTS HLDG CO COM 30219G108 10138 160114 SH SOLE 0 0 160114 EXXON MOBIL CORP COM 30231G102 12671 154564 SH SOLE 0 0 154564 F5 NETWORKS INC COM 315616102 6991 57985 SH SOLE 0 0 57985 FACEBOOK INC CL A 30303M102 1027 6009 SH SOLE 0 0 6009 FORD MTR CO DEL COM PAR $0.01 345370860 148 12332 SH SOLE 0 0 12332 FORTIVE CORP COM 34959J108 985 13910 SH SOLE 0 0 13910 FRP HLDGS INC COM 30292L107 544 12016 SH SOLE 0 0 12016 FS INVT CORP COM 302635107 927 109740 SH SOLE 0 0 109740 GENERAL ELECTRIC CO COM 369604103 9730 402417 SH SOLE 0 0 402417 GENERAL MLS INC COM 370334104 432 8346 SH SOLE 0 0 8346 GENWORTH FINL INC COM CL A 37247D106 55 14230 SH SOLE 0 0 14230 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 214 5281 SH SOLE 0 0 5281 HERSHEY CO COM 427866108 300 2747 SH SOLE 0 0 2747 HOME DEPOT INC COM 437076102 2160 13209 SH SOLE 0 0 13209 HONEYWELL INTL INC COM 438516106 704 4970 SH SOLE 0 0 4970 IDEXX LABS INC COM 45168D104 246 1583 SH SOLE 0 0 1583 ILLINOIS TOOL WKS INC COM 452308109 423 2861 SH SOLE 0 0 2861 INTEL CORP COM 458140100 18973 498240 SH SOLE 0 0 498240 INTERNATIONAL BUSINESS MACHS COM 459200101 2273 15669 SH SOLE 0 0 15669 INVESCO LTD SHS G491BT108 513 14650 SH SOLE 0 0 14650 ISHARES INC MSCI AUST ETF 464286103 7640 340450 SH SOLE 0 0 340450 ISHARES TR NATIONAL MUN ETF 464288414 580 5234 SH SOLE 0 0 5234 ISHARES TR RUSSELL 2000 ETF 464287655 230 1550 SH SOLE 0 0 1550 ISHARES TR RUS 1000 GRW ETF 464287614 640 5118 SH SOLE 0 0 5118 ISHARES TR RUS 1000 ETF 464287622 2046 14630 SH SOLE 0 0 14630 ISHARES TR S&P 500 GRWT ETF 464287309 2896 20189 SH SOLE 0 0 20189 ISHARES TR CORE S&P500 ETF 464287200 4858 19208 SH SOLE 0 0 19208 ISHARES TR S&P 500 VAL ETF 464287408 2228 20645 SH SOLE 0 0 20645 ISHARES TR CORE S&P SCP ETF 464287804 264 3554 SH SOLE 0 0 3554 ISHARES TR S&P MC 400GR ETF 464287606 674 3329 SH SOLE 0 0 3329 ISHARES TR CORE S&P MCP ETF 464287507 420 2345 SH SOLE 0 0 2345 ISHARES TR NA TEC SFTWR ETF 464287515 648 4433 SH SOLE 0 0 4433 ISHARES TR EUROPE ETF 464287861 2179 46496 SH SOLE 0 0 46496 ISHARES TR NASDAQ BIOTECH 464287556 228 683 SH SOLE 0 0 683 ISHARES TR MSCI EAFE ETF 464287465 221 3233 SH SOLE 0 0 3233 ISHARES TR MSCI EMG MKT ETF 464287234 260 5807 SH SOLE 0 0 5807 JOHNSON & JOHNSON COM 478160104 25412 195461 SH SOLE 0 0 195461 JOHNSON CTLS INTL PLC SHS G51502105 7367 182851 SH SOLE 0 0 182851 JPMORGAN CHASE & CO COM 46625H100 1389 14544 SH SOLE 0 0 14544 KIMBERLY CLARK CORP COM 494368103 600 5097 SH SOLE 0 0 5097 KRAFT HEINZ CO COM 500754106 227 2926 SH SOLE 0 0 2926 LAUDER ESTEE COS INC CL A 518439104 748 6937 SH SOLE 0 0 6937 LEGG MASON INC COM 524901105 4737 120504 SH SOLE 0 0 120504 LEXICON PHARMACEUTICALS INC COM NEW 528872302 138 11200 SH SOLE 0 0 11200 LILLY ELI & CO COM 532457108 451 5278 SH SOLE 0 0 5278 LOCKHEED MARTIN CORP COM 539830109 375 1209 SH SOLE 0 0 1209 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 317 4465 SH SOLE 0 0 4465 MANULIFE FINL CORP COM 56501R106 505 24896 SH SOLE 0 0 24896 MARKETAXESS HLDGS INC COM 57060D108 238 1290 SH SOLE 0 0 1290 MARRIOTT INTL INC NEW CL A 571903202 601 5454 SH SOLE 0 0 5454 MASTERCARD INCORPORATED CL A 57636Q104 1329 9410 SH SOLE 0 0 9410 MCCORMICK & CO INC COM VTG 579780107 4461 43462 SH SOLE 0 0 43462 MCCORMICK & CO INC COM NON VTG 579780206 4084 39792 SH SOLE 0 0 39792 MCDONALDS CORP COM 580135101 5062 32310 SH SOLE 0 0 32310 MDC PARTNERS INC CL A SUB VTG 552697104 435 39500 SH SOLE 0 0 39500 MEDTRONIC PLC SHS G5960L103 521 6703 SH SOLE 0 0 6703 MERCK & CO INC COM 58933Y105 770 12021 SH SOLE 0 0 12021 METLIFE INC COM 59156R108 217 4179 SH SOLE 0 0 4179 MICROCHIP TECHNOLOGY INC COM 595017104 502 5597 SH SOLE 0 0 5597 MICROSOFT CORP COM 594918104 38068 511049 SH SOLE 0 0 511049 MIMEDX GROUP INC COM 602496101 266 22374 SH SOLE 0 0 22374 MONDELEZ INTL INC CL A 609207105 437 10751 SH SOLE 0 0 10751 NEOGEN CORP COM 640491106 35717 461097 SH SOLE 0 0 461097 NETAPP INC COM 64110D104 292 6675 SH SOLE 0 0 6675 NEXTERA ENERGY INC COM 65339F101 201 1374 SH SOLE 0 0 1374 NOBLE ENERGY INC COM 655044105 220 7754 SH SOLE 0 0 7754 NORFOLK SOUTHERN CORP COM 655844108 10267 77641 SH SOLE 0 0 77641 NOVO-NORDISK A S ADR 670100205 616 12800 SH SOLE 0 0 12800 O REILLY AUTOMOTIVE INC NEW COM 67103H107 648 3008 SH SOLE 0 0 3008 OMEGA HEALTHCARE INVS INC COM 681936100 16902 529683 SH SOLE 0 0 529683 OMNICOM GROUP INC COM 681919106 343 4635 SH SOLE 0 0 4635 ONEOK INC NEW COM 682680103 380 6865 SH SOLE 0 0 6865 ORACLE CORP COM 68389X105 6629 137107 SH SOLE 0 0 137107 PARKER HANNIFIN CORP COM 701094104 515 2940 SH SOLE 0 0 2940 PAYPAL HLDGS INC COM 70450Y103 204 3186 SH SOLE 0 0 3186 PENTAIR PLC SHS G7S00T104 3474 51122 SH SOLE 0 0 51122 PEPSICO INC COM 713448108 4939 44320 SH SOLE 0 0 44320 PFIZER INC COM 717081103 893 25000 SH Call SOLE 0 0 25000 PFIZER INC COM 717081103 2117 59291 SH SOLE 0 0 59291 PHILIP MORRIS INTL INC COM 718172109 3258 29350 SH SOLE 0 0 29350 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 814 8000 SH SOLE 0 0 8000 PNC FINL SVCS GROUP INC COM 693475105 523 3883 SH SOLE 0 0 3883 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2949 64400 SH SOLE 0 0 64400 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 531 3650 SH SOLE 0 0 3650 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 239 10700 SH SOLE 0 0 10700 PRAXAIR INC COM 74005P104 284 2033 SH SOLE 0 0 2033 PRICE T ROWE GROUP INC COM 74144T108 5999 66176 SH SOLE 0 0 66176 PROCTER AND GAMBLE CO COM 742718109 6335 69630 SH SOLE 0 0 69630 QUALCOMM INC COM 747525103 608 11730 SH SOLE 0 0 11730 QUANTA SVCS INC COM 74762E102 22690 607175 SH SOLE 0 0 607175 QUEST DIAGNOSTICS INC COM 74834L100 222 2367 SH SOLE 0 0 2367 REPUBLIC SVCS INC COM 760759100 417 6314 SH SOLE 0 0 6314 ROCKWELL COLLINS INC COM 774341101 276 2109 SH SOLE 0 0 2109 SCHLUMBERGER LTD COM 806857108 421 6029 SH SOLE 0 0 6029 SIRIUS XM HLDGS INC COM 82968B103 77 13860 SH SOLE 0 0 13860 SOUTHERN CO COM 842587107 211 4300 SH SOLE 0 0 4300 SPDR GOLD TRUST GOLD SHS 78463V107 30640 252019 SH SOLE 0 0 252019 SPDR S&P 500 ETF TR TR UNIT 78462F103 1156 4600 SH Put SOLE 0 0 4600 SPDR S&P 500 ETF TR TR UNIT 78462F103 264 1049 SH SOLE 0 0 1049 SPDR SERIES TRUST S&P DIVID ETF 78464A763 525 5749 SH SOLE 0 0 5749 STARBUCKS CORP COM 855244109 523 9747 SH SOLE 0 0 9747 STATE STR CORP COM 857477103 361 3779 SH SOLE 0 0 3779 STONERIDGE INC COM 86183P102 309 15600 SH SOLE 0 0 15600 STRYKER CORP COM 863667101 343 2413 SH SOLE 0 0 2413 STUDENT TRANSN INC COM 86388A108 4155 694800 SH SOLE 0 0 694800 SYSCO CORP COM 871829107 419 7774 SH SOLE 0 0 7774 TESLA INC COM 88160R101 454 1330 SH SOLE 0 0 1330 TEXAS INSTRS INC COM 882508104 278 3100 SH SOLE 0 0 3100 TEXAS PAC LD TR SUB CTF PROP I T 882610108 202 500 SH SOLE 0 0 500 TIME WARNER INC COM NEW 887317303 221 2162 SH SOLE 0 0 2162 TJX COS INC NEW COM 872540109 812 11015 SH SOLE 0 0 11015 TRAVELERS COMPANIES INC COM 89417E109 343 2796 SH SOLE 0 0 2796 UNDER ARMOUR INC CL A 904311107 426 25842 SH SOLE 0 0 25842 UNDER ARMOUR INC CL C 904311206 167 11122 SH SOLE 0 0 5356 UNILEVER N V N Y SHS NEW 904784709 381 6449 SH SOLE 0 0 6449 UNION PAC CORP COM 907818108 864 7449 SH SOLE 0 0 7449 UNITED PARCEL SERVICE INC CL B 911312106 22137 184334 SH SOLE 0 0 184334 UNITED TECHNOLOGIES CORP COM 913017109 4197 36154 SH SOLE 0 0 36154 UNITEDHEALTH GROUP INC COM 91324P102 650 3320 SH SOLE 0 0 3320 VALEANT PHARMACEUTICALS INTL COM 91911K102 150 10493 SH SOLE 0 0 10493 VALMONT INDS INC COM 920253101 395 2500 SH SOLE 0 0 2500 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 288 3606 SH SOLE 0 0 3606 VANGUARD INDEX FDS GROWTH ETF 922908736 564 4251 SH SOLE 0 0 4251 VANGUARD INDEX FDS TOTAL STK MKT 922908769 102837 793984 SH SOLE 0 0 793984 VANGUARD INDEX FDS MID CAP ETF 922908629 11137 75759 SH SOLE 0 0 75759 VANGUARD INDEX FDS SM CP VAL ETF 922908611 441 3454 SH SOLE 0 0 3454 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 811 18612 SH SOLE 0 0 18612 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 307 4340 SH SOLE 0 0 4340 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 18239 227623 SH SOLE 0 0 227623 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 13364 140984 SH SOLE 0 0 140984 VANGUARD STAR FD VG TL INTL STK F 921909768 2594 47400 SH SOLE 0 0 47400 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 268 1763 SH SOLE 0 0 1763 VANGUARD WORLD FDS INF TECH ETF 92204A702 211 1388 SH SOLE 0 0 1388 VARIAN MED SYS INC COM 92220P105 634 6341 SH SOLE 0 0 6341 VERIZON COMMUNICATIONS INC COM 92343V104 724 14639 SH SOLE 0 0 14639 VISA INC COM CL A 92826C839 18226 173181 SH SOLE 0 0 173181 VMWARE INC CL A COM 928563402 393 3600 SH SOLE 0 0 3600 WALGREENS BOOTS ALLIANCE INC COM 931427108 208 2698 SH SOLE 0 0 2698 WAL-MART STORES INC COM 931142103 783 10019 SH SOLE 0 0 10019 WEINGARTEN RLTY INVS SH BEN INT 948741103 3445 108540 SH SOLE 0 0 108540 WELLS FARGO CO NEW COM 949746101 12945 234728 SH SOLE 0 0 234728 WEYERHAEUSER CO COM 962166104 10669 313515 SH SOLE 0 0 313515 WHIRLPOOL CORP COM 963320106 472 2561 SH SOLE 0 0 2561 WHITE MTNS INS GROUP LTD COM G9618E107 843 984 SH SOLE 0 0 984 WILLIAMS COS INC DEL COM 969457100 390 13000 SH SOLE 0 0 13000 YUM BRANDS INC COM 988498101 337 4581 SH SOLE 0 0 4581