0001567619-22-014913.txt : 20220804 0001567619-22-014913.hdr.sgml : 20220804 20220804091415 ACCESSION NUMBER: 0001567619-22-014913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220804 DATE AS OF CHANGE: 20220804 EFFECTIVENESS DATE: 20220804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc. CENTRAL INDEX KEY: 0001480751 IRS NUMBER: 941302123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0310 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13674 FILM NUMBER: 221134972 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-610-6100 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001480751 XXXXXXXX 06-30-2022 06-30-2022 Nikko Asset Management Americas, Inc.

605 THIRD AVENUE 38TH FLOOR NEW YORK NY 10158

13F HOLDINGS REPORT 028-13674 N /s/ Gary Beckham (212) 610-6100 /s/ Gary Beckham New York NY 08-03-2022 0 215 8099225 false INFORMATION TABLE 2 form13fInfoTable.xml APPLE INC COM 037833100 9550 70368 SH SOLE 0 0 70368 MICROSOFT CORP COM 594918104 862 3369 SH SOLE 0 0 3369 ALPHABET INC-CL C COM 02079K107 33930 15652 SH SOLE 1629 0 14023 AMAZON.COM INC COM 023135106 33133 312964 SH SOLE 0 0 312964 TESLA INC COM 88160R101 465392 689367 SH SOLE 622552 0 66815 NVIDIA CORP COM 67066G104 62551 421787 SH SOLE 197979 0 223808 META PLATFORMS INC-CLASS A COM 30303M102 789 4937 SH SOLE 0 0 4937 TAIWAN SEMICONDUCTOR-SP ADR COM 874039100 821 10464 SH SOLE 0 0 10464 EXXON MOBIL CORP COM 30231G102 9298 107104 SH SOLE 107104 0 0 CHEVRON CORP COM 166764100 6596 45147 SH SOLE 45147 0 0 PFIZER INC COM 717081103 3696 70796 SH SOLE 0 0 70796 ALIBABA GROUP HOLDING-SP ADR COM 01609W102 5105 45152 SH SOLE 0 0 45152 WALT DISNEY CO/THE COM 254687106 18972 201508 SH SOLE 0 0 201508 ADOBE INC COM 00724F101 705 1949 SH SOLE 0 0 1949 SHELL PLC-ADR COM 780259305 10969 212379 SH SOLE 212379 0 0 NIKE INC -CL B COM 654106103 663 6525 SH SOLE 0 0 6525 QUALCOMM INC COM 747525103 953 7597 SH SOLE 0 0 7597 ADVANCED MICRO DEVICES COM 007903107 416 5531 SH SOLE 0 0 5531 LINDE PLC COM G5494J103 5034 17729 SH SOLE 17729 0 0 UNION PACIFIC CORP COM 907818108 1791 8494 SH SOLE 8494 0 0 BHP GROUP LTD-SPON ADR COM 088606108 9407 174658 SH SOLE 174658 0 0 SCHWAB (CHARLES) CORP COM 808513105 3887 62197 SH SOLE 0 0 62197 INTUIT INC COM 461202103 29322 77714 SH SOLE 70135 0 7579 TOTALENERGIES SE -SPON ADR COM 89151E109 7968 150855 SH SOLE 150855 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 5710 33392 SH SOLE 0 0 33392 CONOCOPHILLIPS COM 20825C104 3774 41522 SH SOLE 41522 0 0 LOCKHEED MARTIN CORP COM 539830109 11794 27562 SH SOLE 0 0 27562 DEERE & CO COM 244199105 53157 178672 SH SOLE 90366 0 88306 NETFLIX INC COM 64110L106 35667 204336 SH SOLE 0 0 204336 RIO TINTO PLC-SPON ADR COM 767204100 3719 63037 SH SOLE 63037 0 0 CATERPILLAR INC COM 149123101 7717 43586 SH SOLE 0 0 43586 JD.COM INC-ADR COM 47215P106 4216 66012 SH SOLE 0 0 66012 BP PLC-SPONS ADR COM 055622104 3532 126509 SH SOLE 126509 0 0 PETROLEO BRASILEIRO-SPON ADR COM 71654V408 486 41819 SH SOLE 41819 0 0 MODERNA INC COM 60770K107 3591 25290 SH SOLE 0 0 25290 VERTEX PHARMACEUTICALS INC COM 92532F100 13646 49585 SH SOLE 0 0 49585 REGENERON PHARMACEUTICALS COM 75886F107 30014 54570 SH SOLE 40950 0 13620 VALE SA-SP ADR COM 91912E105 6880 482455 SH SOLE 482455 0 0 PINDUODUO INC-ADR COM 722304102 11911 194205 SH SOLE 0 0 194205 EOG RESOURCES INC COM 26875P101 2274 20301 SH SOLE 20301 0 0 CANADIAN NATURAL RESOURCES COM 136385101 3150 58126 SH SOLE 58126 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 1492 24911 SH SOLE 24911 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 17214 187209 SH SOLE 0 0 187209 SYNOPSYS INC COM 871607107 11539 39110 SH SOLE 0 0 39110 GENERAL MOTORS CO COM 37045V100 4462 140925 SH SOLE 0 0 140925 AIR PRODUCTS & CHEMICALS INC COM 009158106 4789 20136 SH SOLE 20136 0 0 PIONEER NATURAL RESOURCES CO COM 723787107 1810 8052 SH SOLE 8052 0 0 SHOPIFY INC - CLASS A COM 82509L107 296418 9537257 SH SOLE 3687767 0 5849490 BLOCK INC COM 852234103 413337 6782223 SH SOLE 3858341 0 2923882 SCHLUMBERGER LTD COM 806857108 2242 62225 SH SOLE 62225 0 0 NXP SEMICONDUCTORS NV COM N6596X109 5707 39338 SH SOLE 0 0 39338 ECOLAB INC COM 278865100 1567 10333 SH SOLE 10333 0 0 AUTODESK INC COM 052769106 521 3075 SH SOLE 0 0 3075 SEA LTD-ADR COM 81141R100 132447 2006462 SH SOLE 445969 0 1560493 MARATHON PETROLEUM CORP COM 56585A102 1815 22031 SH SOLE 22031 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 27427 114184 SH SOLE 0 0 114184 ARCHER-DANIELS-MIDLAND CO COM 039483102 3660 47225 SH SOLE 47225 0 0 CROWDSTRIKE HOLDINGS INC - A COM 22788C105 28441 171692 SH SOLE 0 0 171692 SUNCOR ENERGY INC COM 867224107 3165 89166 SH SOLE 89166 0 0 MERCADOLIBRE INC COM 58733R102 139508 226838 SH SOLE 66222 0 160616 NUTRIEN LTD COM 67077M108 11752 149713 SH SOLE 149713 0 0 VALERO ENERGY CORP COM 91913Y100 1945 18125 SH SOLE 18125 0 0 FREEPORT-MCMORAN INC COM 35671D857 6371 226400 SH SOLE 226400 0 0 PHILLIPS 66 COM 718546104 1244 15031 SH SOLE 15031 0 0 CORTEVA INC COM 22052L104 51770 981617 SH SOLE 807394 0 174223 KINDER MORGAN INC COM 49456B101 1498 88879 SH SOLE 88879 0 0 WILLIAMS COS INC COM 969457100 1532 48836 SH SOLE 48836 0 0 DEVON ENERGY CORP COM 25179M103 752 13411 SH SOLE 13411 0 0 SOUTHERN COPPER CORP COM 84265V105 1051 21534 SH SOLE 21534 0 0 NUCOR CORP COM 670346105 2704 26454 SH SOLE 26454 0 0 NEWMONT CORP COM 651639106 3279 56208 SH SOLE 56208 0 0 VEEVA SYSTEMS INC-CLASS A COM 922475108 9506 48618 SH SOLE 0 0 48618 ZOOM VIDEO COMMUNICATIONS-A COM 98980L101 494666 4635608 SH SOLE 3354070 0 1281538 HESS CORP COM 42809H107 1602 15038 SH SOLE 15038 0 0 BANCO BRADESCO-ADR COM 059460303 446 140104 SH SOLE 0 0 140104 TWITTER INC COM 90184L102 16186 434418 SH SOLE 233979 0 200439 APTIV PLC COM G6095L109 5661 70672 SH SOLE 0 0 70672 ALBEMARLE CORP COM 012653101 1828 9073 SH SOLE 9073 0 0 ROBLOX CORP -CLASS A COM 771049103 129034 3920809 SH SOLE 1951112 0 1969697 BARRICK GOLD CORP COM 067901108 3279 189209 SH SOLE 189209 0 0 WEYERHAEUSER CO COM 962166104 3552 107944 SH SOLE 107944 0 0 HALLIBURTON CO COM 406216101 1256 39845 SH SOLE 39845 0 0 BAKER HUGHES CO COM 05722G100 1993 68788 SH SOLE 68788 0 0 ANSYS INC COM 03662Q105 7718 36363 SH SOLE 0 0 36363 COTERRA ENERGY INC COM 127097103 3168 122731 SH SOLE 122731 0 0 SPOTIFY TECHNOLOGY SA COM L8681T102 63035 681015 SH SOLE 374573 0 306442 PALANTIR TECHNOLOGIES INC-A COM 69608A108 2515 278161 SH SOLE 274776 0 3385 TAKE-TWO INTERACTIVE SOFTWRE COM 874054109 690 5751 SH SOLE 0 0 5751 NU HOLDINGS LTD/CAYMAN ISL-A COM G6683N103 51553 13858354 SH SOLE 5402077 0 8456277 XPENG INC - ADR COM 98422D105 18850 581788 SH SOLE 0 0 581788 CF INDUSTRIES HOLDINGS INC COM 125269100 2204 26079 SH SOLE 26079 0 0 AGNICO EAGLE MINES LTD COM 008474108 2351 52578 SH SOLE 52578 0 0 CLOUDFLARE INC - CLASS A COM 18915M107 31559 733937 SH SOLE 308815 0 425122 GARMIN LTD COM H2906T109 19429 208128 SH SOLE 0 0 208128 HEICO CORP COM 422806109 4127 31745 SH SOLE 0 0 31745 MAGNA INTERNATIONAL INC COM 559222401 11009 207719 SH SOLE 0 0 207719 TELEDYNE TECHNOLOGIES INC COM 879360105 3865 12879 SH SOLE 0 0 12879 MOSAIC CO/THE COM 61945C103 1994 43001 SH SOLE 43001 0 0 SPLUNK INC COM 848637104 2932 33799 SH SOLE 0 0 33799 COINBASE GLOBAL INC -CLASS A COM 19260Q107 312366 6606262 SH SOLE 3478599 0 3127663 TWILIO INC - A COM 90138F102 342572 4124892 SH SOLE 1897913 0 2226979 TRIMBLE INC COM 896239100 124570 2814501 SH SOLE 1483301 0 1331200 XYLEM INC COM 98419M100 2005 26106 SH SOLE 26106 0 0 SNAP INC - A COM 83304A106 11786 905948 SH SOLE 0 0 905948 SOLAREDGE TECHNOLOGIES INC COM 83417M104 42922 158969 SH SOLE 158969 0 0 OKTA INC COM 679295105 3966 44941 SH SOLE 0 0 44941 TERADYNE INC COM 880770102 48826 560639 SH SOLE 351525 0 209114 INCYTE CORP COM 45337C102 6933 106419 SH SOLE 0 0 106419 INTERNATIONAL PAPER CO COM 460146103 2222 53527 SH SOLE 53527 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 510 5684 SH SOLE 0 0 5684 BILL.COM HOLDINGS INC COM 090043100 17639 167180 SH SOLE 0 0 167180 TECK RESOURCES LTD-CLS B COM 878742204 2323 78306 SH SOLE 78306 0 0 BUNGE LTD COM G16962105 1749 19483 SH SOLE 19483 0 0 STEEL DYNAMICS INC COM 858119100 3773 61383 SH SOLE 61383 0 0 DOMINO'S PIZZA INC COM 25754A201 6382 17249 SH SOLE 0 0 17249 ETSY INC COM 29786A106 9829 135566 SH SOLE 0 0 135566 UNITY SOFTWARE INC COM 91332U101 220971 6037449 SH SOLE 3737336 0 2300113 PACKAGING CORP OF AMERICA COM 695156109 2441 19371 SH SOLE 19371 0 0 DARLING INGREDIENTS INC COM 237266101 1215 20955 SH SOLE 20955 0 0 UIPATH INC - CLASS A COM 90364P105 413195 22917064 SH SOLE 11174318 0 11742746 ROKU INC COM 77543R102 462251 5664840 SH SOLE 4012548 0 1652292 ENDEAVOR GROUP HOLD-CLASS A COM 29260Y109 457 22734 SH SOLE 0 0 22734 ELBIT SYSTEMS LTD COM M3760D101 16570 76857 SH SOLE 0 0 76857 ZILLOW GROUP INC - C COM 98954M200 60957 1995327 SH SOLE 0 0 1995327 ROBINHOOD MARKETS INC - A COM 770700102 190691 23397624 SH SOLE 12346161 0 11051463 TOAST INC-CLASS A COM 888787108 48976 4027657 SH SOLE 376584 0 3651073 PURE STORAGE INC - CLASS A COM 74624M102 461 18932 SH SOLE 0 0 18932 EXACT SCIENCES CORP COM 30063P105 199888 5320404 SH SOLE 4841333 0 479071 DRAFTKINGS INC-CL A COM 26142V105 155129 13350204 SH SOLE 5378378 0 7971826 TELADOC HEALTH INC COM 87918A105 272226 8286928 SH SOLE 5372009 0 2914919 CRISPR THERAPEUTICS AG COM H17182108 276054 4584098 SH SOLE 4165791 0 418307 HUNTSMAN CORP COM 447011107 1770 68094 SH SOLE 68094 0 0 IONIS PHARMACEUTICALS INC COM 462222100 15448 468116 SH SOLE 0 0 468116 ANGLOGOLD ASHANTI-SPON ADR COM 035128206 1396 95403 SH SOLE 95403 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 68179 1842671 SH SOLE 1084070 0 758601 MONDAY.COM LTD COM M7S64H106 31082 320432 SH SOLE 0 0 320432 GINKGO BIOWORKS HOLDINGS INC COM 37611X100 52678 21858173 SH SOLE 19804900 0 2053273 INTELLIA THERAPEUTICS INC COM 45826J105 141143 2781136 SH SOLE 2360401 0 420735 10X GENOMICS INC-CLASS A COM 88025U109 56554 1413839 SH SOLE 1341524 0 72315 HELMERICH & PAYNE COM 423452101 1281 29587 SH SOLE 29587 0 0 BEAM THERAPEUTICS INC COM 07373V105 10762 291962 SH SOLE 0 0 291962 SIGNIFY HEALTH INC -CLASS A COM 82671G100 67642 5203195 SH SOLE 4256051 0 947144 UNIVAR SOLUTIONS INC COM 91336L107 1 96606 SH SOLE 96606 0 0 CHAMPIONX CORP COM 15872M104 1370 70278 SH SOLE 70278 0 0 GLOBAL-E ONLINE LTD COM M5216V106 45163 2246939 SH SOLE 0 0 2246939 PAGSEGURO DIGITAL LTD-CL A COM G68707101 955 100527 SH SOLE 0 0 100527 PELOTON INTERACTIVE INC-A COM 70614W100 4390 484594 SH SOLE 0 0 484594 SHOALS TECHNOLOGIES GROUP -A COM 82489W107 1044 64843 SH SOLE 64843 0 0 JOBY AVIATION INC COM G65163100 14305 2949425 SH SOLE 0 0 2949425 TECHNIPFMC PLC COM G87110105 1338 207422 SH SOLE 207422 0 0 FARFETCH LTD-CLASS A COM 30744W107 8465 1185561 SH SOLE 0 0 1185561 1LIFE HEALTHCARE INC COM 68269G107 4540 687864 SH SOLE 0 0 687864 SPIRIT AEROSYSTEMS HOLD-CL A COM 848574109 4578 163196 SH SOLE 0 0 163196 NOMAD FOODS LTD COM G6564A105 1030 59515 SH SOLE 59515 0 0 STONECO LTD-A COM G85158106 72317 9578416 SH SOLE 2839451 0 6738965 FATE THERAPEUTICS INC COM 31189P102 29263 1270565 SH SOLE 804930 0 465635 OPENDOOR TECHNOLOGIES INC COM 683712103 411 87836 SH SOLE 0 0 87836 SSR MINING INC COM 784730103 2348 144022 SH SOLE 144022 0 0 AURORA INNOVATION INC COM 051774107 4317 2296208 SH SOLE 0 0 2296208 CACTUS INC - A COM 127203107 647 18248 SH SOLE 18248 0 0 ALAMOS GOLD INC-CLASS A COM 011532108 2665 384562 SH SOLE 384562 0 0 TWIST BIOSCIENCE CORP COM 90184D100 80315 2677170 SH SOLE 2374429 0 302741 LIBERTY ENERGY INC COM 53115L104 1209 93902 SH SOLE 93902 0 0 PAGERDUTY INC COM 69553P100 130123 5682214 SH SOLE 3677988 0 2004226 SCHRODINGER INC COM 80810D103 10910 438485 SH SOLE 189502 0 248983 AEROVIRONMENT INC COM 008073108 78845 1003120 SH SOLE 367537 0 635583 TUSIMPLE HOLDINGS INC - A COM 90089L108 38959 5441206 SH SOLE 4102675 0 1338531 KRATOS DEFENSE & SECURITY COM 50077B207 63068 4664771 SH SOLE 0 0 4664771 IOVANCE BIOTHERAPEUTICS INC COM 462260100 29704 2799642 SH SOLE 2282750 0 516892 VERACYTE INC COM 92337F107 56677 2921478 SH SOLE 2510985 0 410493 FASTLY INC - CLASS A COM 31188V100 406 36554 SH SOLE 0 0 36554 RECURSION PHARMACEUTICALS-A COM 75629V104 3243 399901 SH SOLE 0 0 399901 3D SYSTEMS CORP COM 88554D205 35485 3774974 SH SOLE 2951109 0 823865 LENDINGCLUB CORP COM 52603A208 10179 893686 SH SOLE 619215 0 274471 VERVE THERAPEUTICS INC COM 92539P101 1485 115232 SH SOLE 0 0 115232 NEXTDOOR HOLDINGS INC COM 65345M108 15178 4670128 SH SOLE 0 0 4670128 PROTO LABS INC COM 743713109 43041 1076037 SH SOLE 744569 0 331468 ADAPTIVE BIOTECHNOLOGIES COM 00650F109 36116 4618399 SH SOLE 3496976 0 1121423 MATTERPORT INC COM 577096100 127 35031 SH SOLE 0 0 35031 STRATASYS LTD COM M85548101 70559 4150531 SH SOLE 3073356 0 1077175 CAREDX INC COM 14167L103 30422 2173025 SH SOLE 1664436 0 508589 PROTERRA INC COM 74374T109 752 162703 SH SOLE 162703 0 0 LI-CYCLE HOLDINGS CORP COM 50202P105 683 104049 SH SOLE 104049 0 0 EDITAS MEDICINE INC COM 28106W103 8608 748553 SH SOLE 739209 0 9344 PACIFIC BIOSCIENCES OF CALIF COM 69404D108 60968 14345485 SH SOLE 13181195 0 1164290 ARCHER AVIATION INC-A COM 03945R102 16181 5270793 SH SOLE 0 0 5270793 CERUS CORP COM 157085101 52774 10287351 SH SOLE 8658730 0 1628621 OCEANEERING INTL INC COM 675232102 1210 112531 SH SOLE 112531 0 0 SOMALOGIC INC COM 83444K105 7896 1973943 SH SOLE 1039294 0 934649 MATERIALISE NV-ADR COM 57667T100 29900 2487540 SH SOLE 2378325 0 109215 CASTLE BIOSCIENCES INC COM 14843C105 9566 443882 SH SOLE 443882 0 0 ACCOLADE INC COM 00437E102 6270 845012 SH SOLE 0 0 845012 SKILLZ INC COM 83067L109 160 128635 SH SOLE 127151 0 1484 908 DEVICES INC COM 65443P102 6999 538392 SH SOLE 0 0 538392 2U INC COM 90214J101 56403 5595497 SH SOLE 3661500 0 1933997 GENIUS SPORTS LTD COM G3934V109 11492 5295697 SH SOLE 0 0 5295697 COMPASS PATHWAYS PLC COM 20451W101 909 90891 SH SOLE 0 0 90891 VELO3D INC COM 92259N104 3764 2788000 SH SOLE 0 0 2788000 TPI COMPOSITES INC COM 87266J104 936 77861 SH SOLE 77861 0 0 VUZIX CORP COM 92921W300 901 129418 SH SOLE 0 0 129418 SERES THERAPEUTICS INC COM 81750R102 2341 696785 SH SOLE 0 0 696785 CODEXIS INC COM 192005106 11018 1112944 SH SOLE 527519 0 585425 ARCTURUS THERAPEUTICS HOLDIN COM 03969T109 17952 1436194 SH SOLE 1237839 0 198355 NIU TECHNOLOGIES-SPONS ADR COM 65481N100 44520 5442590 SH SOLE 4011102 0 1431488 QUANTUM-SI INC COM 74765K105 2920 1269588 SH SOLE 0 0 1269588 MARKFORGED HOLDING CORP COM 57064N102 14382 7816575 SH SOLE 0 0 7816575 INVITAE CORP COM 46185L103 42566 17517033 SH SOLE 16026686 0 1490347 BLADE AIR MOBILITY INC COM 092667104 21435 4927535 SH SOLE 0 0 4927535 BERKELEY LIGHTS INC COM 084310101 1808 396394 SH SOLE 0 0 396394 BURNING ROCK BIOTECH LTD-ADR COM 12233L107 2199 753004 SH SOLE 0 0 753004 OIL STATES INTERNATIONAL INC COM 678026105 958 187038 SH SOLE 187038 0 0 IMMERSION CORPORATION COM 452521107 656 125713 SH SOLE 0 0 125713 PERSONALIS INC COM 71535D106 3083 957385 SH SOLE 0 0 957385 COMPUGEN LTD COM M25722105 11010 6363945 SH SOLE 5495822 0 868123 ORGANOVO HOLDINGS INC COM 68620A203 511 464426 SH SOLE 371410 0 93016