0001567619-21-014670.txt : 20210809 0001567619-21-014670.hdr.sgml : 20210809 20210809103903 ACCESSION NUMBER: 0001567619-21-014670 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 EFFECTIVENESS DATE: 20210809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc. CENTRAL INDEX KEY: 0001480751 IRS NUMBER: 941302123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0310 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13674 FILM NUMBER: 211155136 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-610-6100 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001480751 XXXXXXXX 06-30-2021 06-30-2021 Nikko Asset Management Americas, Inc.
605 THIRD AVENUE 38TH FLOOR NEW YORK NY 10158
13F HOLDINGS REPORT 028-13674 N
/s/ Gary Beckham Chief Compliance Officer (212) 610-6100 /s/ Gary Beckham New York NY 08-05-2021 0 206 25541743 false
INFORMATION TABLE 2 form13fInfoTable.xml APPLE INC COM 037833100 32552 237918 SH SOLE 0 0 237918 ALPHABET INC-CL C COM 02079K107 170767 68197 SH SOLE 17024 0 51173 AMAZON.COM INC COM 023135106 94175 27398 SH SOLE 0 0 27398 FACEBOOK INC-CLASS A COM 30303M102 364357 1048872 SH SOLE 109361 0 939511 TESLA INC COM 88160R101 1398601 2047283 SH SOLE 1900460 0 146823 ALIBABA GROUP HOLDING-SP ADR COM 01609W102 146904 647666 SH SOLE 0 0 647666 NVIDIA CORP COM 67066G104 74292 92590 SH SOLE 0 0 92590 PAYPAL HOLDINGS INC COM 70450Y103 604283 2078644 SH SOLE 395406 0 1683238 WALT DISNEY CO/THE COM 254687106 145298 825556 SH SOLE 0 0 825556 ADOBE INC COM 00724F101 35605 61177 SH SOLE 0 0 61177 EXXON MOBIL CORP COM 30231G102 10937 171404 SH SOLE 171404 0 0 NETFLIX INC COM 64110L106 148722 282737 SH SOLE 0 0 282737 CHEVRON CORP COM 166764100 9681 91131 SH SOLE 91131 0 0 SHOPIFY INC - CLASS A COM 82509L107 1010391 692044 SH SOLE 287761 0 404283 BHP GROUP PLC-ADR COM 05545E209 13027 216940 SH SOLE 216940 0 0 UNITED PARCEL SERVICE-CL B COM 911312106 8845 42668 SH SOLE 0 0 42668 SEA LTD-ADR COM 81141R100 792081 2900335 SH SOLE 1180137 0 1720198 ROYAL DUTCH SHELL-SPON ADR-A COM 780259206 5923 144016 SH SOLE 144016 0 0 HONEYWELL INTERNATIONAL INC COM 438516106 4322 19703 SH SOLE 0 0 19703 LINDE PLC COM G5494J103 4908 17003 SH SOLE 17003 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 12894 194780 SH SOLE 0 0 194780 INTUIT INC COM 461202103 119778 245170 SH SOLE 84639 0 160531 UNION PACIFIC CORP COM 907818108 1472 6796 SH SOLE 6796 0 0 RIO TINTO PLC-SPON ADR COM 767204100 6339 75684 SH SOLE 75684 0 0 HDFC BANK LTD-ADR COM 40415F101 24774 343076 SH SOLE 0 0 343076 BOEING CO/THE COM 097023105 9973 41321 SH SOLE 0 0 41321 SCHWAB (CHARLES) CORP COM 808513105 51840 717806 SH SOLE 0 0 717806 SQUARE INC - A COM 852234103 1341553 5500423 SH SOLE 3121390 0 2379033 SNAP INC - A COM 83304A106 244304 3584793 SH SOLE 0 0 3584793 ZOOM VIDEO COMMUNICATIONS-A COM 98980L101 678100 1756737 SH SOLE 1225359 0 531378 TOTALENERGIES SE -SPON ADR COM 89151E109 9089 197116 SH SOLE 197116 0 0 DEERE & CO COM 244199105 56522 160118 SH SOLE 86284 0 73834 CATERPILLAR INC COM 149123101 44654 204423 SH SOLE 147329 0 57094 PINDUODUO INC-ADR COM 722304102 288825 2263515 SH SOLE 286238 0 1977277 VALE SA-SP ADR COM 91912E105 9280 406663 SH SOLE 406663 0 0 JD.COM INC-ADR COM 47215P106 395533 4949733 SH SOLE 531346 0 4418387 LOCKHEED MARTIN CORP COM 539830109 17096 45228 SH SOLE 0 0 45228 MERCADOLIBRE INC COM 58733R102 383339 249245 SH SOLE 61770 0 187475 BP PLC-SPONS ADR COM 055622104 4378 162753 SH SOLE 162753 0 0 CONOCOPHILLIPS COM 20825C104 4815 77735 SH SOLE 77735 0 0 PETROLEO BRASILEIRO-SPON ADR COM 71654V408 645 51825 SH SOLE 51825 0 0 CHINA PETROLEUM & CHEM-ADR COM 16941R108 720 14082 SH SOLE 14082 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 199820 1692386 SH SOLE 620066 0 1072320 TWILIO INC - A COM 90138F102 948956 2409154 SH SOLE 1189397 0 1219757 AIR PRODUCTS & CHEMICALS INC COM 009158106 3787 13382 SH SOLE 13382 0 0 REGENERON PHARMACEUTICALS COM 75886F107 87100 157513 SH SOLE 104236 0 53277 ACTIVISION BLIZZARD INC COM 00507V109 66530 700320 SH SOLE 0 0 700320 DOCUSIGN INC COM 256163106 443988 1596927 SH SOLE 701717 0 895210 BAIDU INC - SPON ADR COM 056752108 105357 515447 SH SOLE 313523 0 201924 WORKDAY INC-CLASS A COM 98138H101 97147 408921 SH SOLE 0 0 408921 NXP SEMICONDUCTORS NV COM N6596X109 40155 195544 SH SOLE 103205 0 92339 TWITTER INC COM 90184L102 499148 7268794 SH SOLE 3944903 0 3323891 COINBASE GLOBAL INC -CLASS A COM 19260Q107 859736 3425242 SH SOLE 1914025 0 1511217 ROKU INC COM 77543R102 1014912 2213307 SH SOLE 1694585 0 518722 FREEPORT-MCMORAN INC COM 35671D857 11235 299193 SH SOLE 299193 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 21670 108081 SH SOLE 0 0 108081 VEEVA SYSTEMS INC-CLASS A COM 922475108 19063 63640 SH SOLE 0 0 63640 SOUTHERN COPPER CORP COM 84265V105 1778 27780 SH SOLE 27780 0 0 NEWMONT CORP COM 651639106 4614 72343 SH SOLE 72343 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 20044 94600 SH SOLE 0 0 94600 ROBLOX CORP -CLASS A COM 771049103 74781 827864 SH SOLE 0 0 827864 SYNOPSYS INC COM 871607107 15116 55345 SH SOLE 0 0 55345 APTIV PLC COM G6095L109 50899 333764 SH SOLE 229086 0 104678 PALANTIR TECHNOLOGIES INC-A COM 69608A108 254800 9777441 SH SOLE 9677852 0 99589 SPOTIFY TECHNOLOGY SA COM L8681T102 576537 2095431 SH SOLE 1416626 0 678805 EOG RESOURCES INC COM 26875P101 2435 28664 SH SOLE 28664 0 0 BANCO BRADESCO-ADR COM 059460303 685 133450 SH SOLE 0 0 133450 SCHLUMBERGER LTD COM 806857108 2369 72366 SH SOLE 72366 0 0 CANADIAN NATURAL RESOURCES COM 136385101 2736 74761 SH SOLE 74761 0 0 PINTEREST INC- CLASS A COM 72352L106 171411 2180799 SH SOLE 0 0 2180799 OKTA INC COM 679295105 101595 418085 SH SOLE 0 0 418085 BARRICK GOLD CORP COM 067901108 5067 243351 SH SOLE 243351 0 0 CLOUDFLARE INC - CLASS A COM 18915M107 71245 677235 SH SOLE 0 0 677235 PIONEER NATURAL RESOURCES CO COM 723787107 1636 9915 SH SOLE 9915 0 0 MARATHON PETROLEUM CORP COM 56585A102 1912 31290 SH SOLE 31290 0 0 PELOTON INTERACTIVE INC-A COM 70614W100 246922 1982510 SH SOLE 0 0 1982510 NUTRIEN LTD COM 67077M108 10997 179927 SH SOLE 179927 0 0 ARCHER-DANIELS-MIDLAND CO COM 039483102 3665 60755 SH SOLE 60755 0 0 ANSYS INC COM 03662Q105 27842 92758 SH SOLE 46086 0 46672 UIPATH INC - CLASS A COM 90364P105 411517 6024694 SH SOLE 3277064 0 2747630 PHILLIPS 66 COM 718546104 1657 19004 SH SOLE 19004 0 0 GARMIN LTD COM H2906T109 12729 89643 SH SOLE 0 0 89643 BILIBILI INC-SPONSORED ADR COM 090040106 64985 533360 SH SOLE 0 0 533360 CORTEVA INC COM 22052L104 16775 386532 SH SOLE 142888 0 243644 UNITY SOFTWARE INC COM 91332U101 546428 4990206 SH SOLE 3343304 0 1646902 NUCOR CORP COM 670346105 4113 42888 SH SOLE 42888 0 0 WILLIAMS COS INC COM 969457100 1650 61664 SH SOLE 61664 0 0 SUNCOR ENERGY INC COM 867224107 4375 178992 SH SOLE 178992 0 0 ZILLOW GROUP INC - C COM 98954M200 678335 5600501 SH SOLE 2988311 0 2612190 VALERO ENERGY CORP COM 91913Y100 1343 17020 SH SOLE 17020 0 0 WEYERHAEUSER CO COM 962166104 3989 118207 SH SOLE 118207 0 0 ALBEMARLE CORP COM 012653101 1589 9415 SH SOLE 9415 0 0 MAGNA INTERNATIONAL INC COM 559222401 14888 160415 SH SOLE 0 0 160415 OCCIDENTAL PETROLEUM CORP COM 674599105 1865 58118 SH SOLE 58118 0 0 TELADOC HEALTH INC COM 87918A105 946335 5690529 SH SOLE 4399178 0 1291351 MONGODB INC COM 60937P106 70492 196356 SH SOLE 0 0 196356 SPLUNK INC COM 848637104 35188 244363 SH SOLE 0 0 244363 KE HOLDINGS INC-ADR COM 482497104 220447 4611868 SH SOLE 958931 0 3652937 ETSY INC COM 29786A106 111997 539484 SH SOLE 0 0 539484 XYLEM INC COM 98419M100 1692 14127 SH SOLE 14127 0 0 HESS CORP COM 42809H107 2263 25603 SH SOLE 25603 0 0 INTERNATIONAL PAPER CO COM 460146103 5947 101018 SH SOLE 101018 0 0 TRIMBLE INC COM 896239100 262269 3237885 SH SOLE 1920536 0 1317349 BAKER HUGHES CO COM 05722G100 3332 143330 SH SOLE 143330 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 0 9073 SH SOLE 0 0 9073 TERADYNE INC COM 880770102 142209 1077343 SH SOLE 941601 0 135742 DRAFTKINGS INC - CL A COM 26142R104 371146 7100563 SH SOLE 3372599 0 3727964 DOMINO'S PIZZA INC COM 25754A201 21674 47066 SH SOLE 0 0 47066 BILL.COM HOLDINGS INC COM 090043100 35771 198674 SH SOLE 0 0 198674 10X GENOMICS INC-CLASS A COM 88025U109 299376 1541588 SH SOLE 1447243 0 94345 EXACT SCIENCES CORP COM 30063P105 401677 3244562 SH SOLE 3101265 0 143297 DEVON ENERGY CORP COM 25179M103 747 24818 SH SOLE 24818 0 0 STONECO LTD-A COM G85158106 59582 887698 SH SOLE 0 0 887698 HALLIBURTON CO COM 406216101 1644 69503 SH SOLE 69503 0 0 INCYTE CORP COM 45337C102 15762 189909 SH SOLE 0 0 189909 HEICO CORP COM 422806109 3920 28120 SH SOLE 0 0 28120 AGNICO EAGLE MINES LTD COM 008474108 2873 47213 SH SOLE 47213 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 37743 136974 SH SOLE 136974 0 0 PACKAGING CORP OF AMERICA COM 695156109 2061 15872 SH SOLE 15872 0 0 STEEL DYNAMICS INC COM 858119100 4706 79004 SH SOLE 79004 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 507307 3063449 SH SOLE 2255551 0 807898 MOSAIC CO/THE COM 61945C103 1762 54435 SH SOLE 54435 0 0 TECK RESOURCES LTD-CLS B COM 878742204 2982 129330 SH SOLE 129330 0 0 DARLING INGREDIENTS INC COM 237266101 1257 18624 SH SOLE 18624 0 0 BUNGE LTD COM G16962105 1927 24657 SH SOLE 24657 0 0 CRISPR THERAPEUTICS AG COM H17182108 548120 3383456 SH SOLE 2889584 0 493872 MONDAY.COM LTD COM M7S64H106 47316 225313 SH SOLE 0 0 225313 CF INDUSTRIES HOLDINGS INC COM 125269100 2335 44347 SH SOLE 44347 0 0 FATE THERAPEUTICS INC COM 31189P102 87313 1025519 SH SOLE 495094 0 530425 OPENDOOR TECHNOLOGIES INC COM 683712103 254196 14264639 SH SOLE 2448106 0 11816533 ANGLOGOLD ASHANTI-SPON ADR COM 035128206 2281 120686 SH SOLE 120686 0 0 TUSIMPLE HOLDINGS INC - A COM 90089L108 145652 2015938 SH SOLE 1823276 0 192662 PACIFIC BIOSCIENCES OF CALIF COM 69404D108 284273 8122072 SH SOLE 6935478 0 1186594 BEAM THERAPEUTICS INC COM 07373V105 32972 253631 SH SOLE 0 0 253631 CABOT OIL & GAS CORP COM 127097103 2651 151512 SH SOLE 151512 0 0 SIGNIFY HEALTH INC -CLASS A COM 82671G100 12713 493723 SH SOLE 0 0 493723 INVITAE CORP COM 46185L103 498516 14863341 SH SOLE 12863022 0 2000319 TWIST BIOSCIENCE CORP COM 90184D100 325371 2524602 SH SOLE 2219008 0 305594 ELBIT SYSTEMS LTD COM M3760D101 11099 86486 SH SOLE 0 0 86486 PURE STORAGE INC - CLASS A COM 74624M102 124684 6477114 SH SOLE 5194878 0 1282236 PERFORMANCE FOOD GROUP CO COM 71377A103 1343 31978 SH SOLE 31978 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 178553 4463818 SH SOLE 3832465 0 631353 HUNTSMAN CORP COM 447011107 2022 77184 SH SOLE 77184 0 0 IONIS PHARMACEUTICALS INC COM 462222100 20381 508374 SH SOLE 0 0 508374 ADAPTIVE BIOTECHNOLOGIES COM 00650F109 71289 1782219 SH SOLE 1258460 0 523759 RECURSION PHARMACEUTICALS-A COM 75629V104 8613 235846 SH SOLE 0 0 235846 SHOALS TECHNOLOGIES GROUP -A COM 82489W107 1168 34360 SH SOLE 34360 0 0 SKILLZ INC COM 83067L109 133800 6143241 SH SOLE 6081082 0 62159 SCHRODINGER INC COM 80810D103 13963 184455 SH SOLE 0 0 184455 NOMAD FOODS LTD COM G6564A105 1653 61106 SH SOLE 61106 0 0 CHAMPIONX CORP COM 15872M104 1294 50345 SH SOLE 50345 0 0 CAREDX INC COM 14167L103 104663 1169416 SH SOLE 621427 0 547989 SPIRIT AEROSYSTEMS HOLD-CL A COM 848574109 8864 187131 SH SOLE 0 0 187131 B2GOLD CORP COM 11777Q209 1662 391996 SH SOLE 391996 0 0 UNIVAR SOLUTIONS INC COM 91336L107 2770 114209 SH SOLE 114209 0 0 1LIFE HEALTHCARE INC COM 68269G107 10567 335678 SH SOLE 0 0 335678 EDITAS MEDICINE INC COM 28106W103 285684 4869696 SH SOLE 4150661 0 719035 SSR MINING INC COM 784730103 2401 153301 SH SOLE 153301 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 198527 7724788 SH SOLE 6731345 0 993443 PAGERDUTY INC COM 69553P100 337651 8027844 SH SOLE 4539284 0 3488560 3D SYSTEMS CORP COM 88554D205 9665 241020 SH SOLE 0 0 241020 VERACYTE INC COM 92337F107 126449 3162812 SH SOLE 2650854 0 511958 ACCOLADE INC COM 00437E102 17386 428232 SH SOLE 0 0 428232 BERKELEY LIGHTS INC COM 084310101 5880 134345 SH SOLE 0 0 134345 ALAMOS GOLD INC-CLASS A COM 011532108 3506 455323 SH SOLE 455323 0 0 2U INC COM 90214J101 202420 4889380 SH SOLE 3397934 0 1491446 TECHNIPFMC PLC COM G87110105 1453 156044 SH SOLE 156044 0 0 KRATOS DEFENSE & SECURITY COM 50077B207 72062 2505636 SH SOLE 0 0 2505636 DICERNA PHARMACEUTICALS INC COM 253031108 16875 452167 SH SOLE 0 0 452167 HELMERICH & PAYNE COM 423452101 940 28205 SH SOLE 28205 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 18263 320397 SH SOLE 310050 0 10347 LENDINGCLUB CORP COM 52603A208 77878 4581060 SH SOLE 2812360 0 1768700 CACTUS INC - A COM 127203107 431 22672 SH SOLE 22672 0 0 BURNING ROCK BIOTECH LTD-ADR COM 12233L107 21718 761503 SH SOLE 0 0 761503 AEROVIRONMENT INC COM 008073108 39697 403019 SH SOLE 279965 0 123054 PROTO LABS INC COM 743713109 189692 2086823 SH SOLE 1920319 0 166504 PROTERRA INC COM 74374T109 964 56069 SH SOLE 56069 0 0 RAVEN INDUSTRIES INC COM 754212108 13593 237026 SH SOLE 0 0 237026 SEER INC COM 81578P106 4451 135796 SH SOLE 0 0 135796 ONE - CLASS A COM 57064N102 14468 1452176 SH SOLE 0 0 1452176 NIU TECHNOLOGIES-SPONS ADR COM 65481N100 62463 1903794 SH SOLE 1082294 0 821500 CASTLE BIOSCIENCES INC COM 14843C105 28403 445112 SH SOLE 445112 0 0 LIBERTY OILFIELD SERVICES -A COM 53115L104 1138 79860 SH SOLE 79860 0 0 TPI COMPOSITES INC COM 87266J104 1332 28338 SH SOLE 28338 0 0 STRATASYS LTD COM M85548101 121166 4678235 SH SOLE 4076406 0 601829 CODEXIS INC COM 192005106 20201 978252 SH SOLE 0 0 978252 ARCTURUS THERAPEUTICS HOLDIN COM 03969T109 41185 1214901 SH SOLE 935584 0 279317 QUANTUM-SI INC COM 74765K105 16012 1283001 SH SOLE 0 0 1283001 OCEANEERING INTL INC COM 675232102 1136 71506 SH SOLE 71506 0 0 MATERIALISE NV-ADR COM 57667T100 63509 2640699 SH SOLE 2602652 0 38047 CERUS CORP COM 157085101 77723 13151108 SH SOLE 10889301 0 2261807 PERSONALIS INC COM 71535D106 26818 1072717 SH SOLE 0 0 1072717 908 DEVICES INC COM 65443P102 9183 241013 SH SOLE 0 0 241013 REINVENT TECHNOLOGY-CLASS A COM G7483N129 10956 1097793 SH SOLE 0 0 1097793 SERES THERAPEUTICS INC COM 81750R102 118856 5280154 SH SOLE 4263881 0 1016273 CELLECTIS - ADR COM 15117K103 11976 786883 SH SOLE 0 0 786883 ATLAS CREST INVESTMENT COR-A COM 049284102 3817 383234 SH SOLE 0 0 383234 COMPUGEN LTD COM M25722105 59090 7162406 SH SOLE 5851942 0 1310464 BLADE AIR MOBILITY INC COM 092667104 17528 1652020 SH SOLE 0 0 1652020 JAWS SPITFIRE ACQUISITION-A COM G50740102 4588 458777 SH SOLE 0 0 458777 EXONE CO/THE COM 302104104 31732 1475897 SH SOLE 1457036 0 18861 AQUABOUNTY TECHNOLOGIES COM 03842K200 1155 207765 SH SOLE 0 0 207765 OIL STATES INTERNATIONAL INC COM 678026105 1150 143519 SH SOLE 143519 0 0 CALYXT INC COM 13173L107 10007 2539936 SH SOLE 0 0 2539936 PLURISTEM THERAPEUTICS INC COM 72940R300 473 120729 SH SOLE 0 0 120729 ORGANOVO HOLDINGS INC COM 68620A203 4379 478570 SH SOLE 371410 0 107160