0001567619-20-018540.txt : 20201102
0001567619-20-018540.hdr.sgml : 20201102
20201102162908
ACCESSION NUMBER: 0001567619-20-018540
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
EFFECTIVENESS DATE: 20201102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc.
CENTRAL INDEX KEY: 0001480751
IRS NUMBER: 941302123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0310
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13674
FILM NUMBER: 201280813
BUSINESS ADDRESS:
STREET 1: 605 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10158
BUSINESS PHONE: 212-610-6100
MAIL ADDRESS:
STREET 1: 605 THIRD AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10158
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001480751
XXXXXXXX
09-30-2020
09-30-2020
Nikko Asset Management Americas, Inc.
605 THIRD AVENUE
38TH FLOOR
NEW YORK
NY
10158
13F HOLDINGS REPORT
028-13674
N
Gary Beckham
Chief Compliance Officer
(212) 610-6100
/s/ Gary Beckham
New York
NY
11-02-2020
0
211
11284058
false
INFORMATION TABLE
2
form13fInfoTable.xml
SQUARE INC - A
COM
852234103
766103
4643047
SH
SOLE
2158078
0
2484969
TESLA INC
COM
88160R101
577454
1314069
SH
SOLE
1228826
0
85243
INVITAE CORP
COM
46185L103
493702
11271744
SH
SOLE
9618809
0
1652935
ROKU INC
COM
77543R102
428837
2239356
SH
SOLE
1711315
0
528041
ZILLOW GROUP INC - C
COM
98954M200
385114
3757213
SH
SOLE
1877610
0
1879603
SEA LTD-ADR
COM
81141R100
379183
2426768
SH
SOLE
533470
0
1893298
CRISPR THERAPEUTICS AG
COM
H17182108
308755
3697667
SH
SOLE
3158351
0
539316
LENDINGTREE INC
COM
52603B107
271976
989002
SH
SOLE
489953
0
499049
SLACK TECHNOLOGIES INC- CL A
COM
83088V102
259431
9626370
SH
SOLE
5405560
0
4220810
TWILIO INC - A
COM
90138F102
248534
998127
SH
SOLE
300296
0
697831
PINTEREST INC- CLASS A
COM
72352L106
246617
5870425
SH
SOLE
1960020
0
3910405
TELADOC HEALTH INC
COM
87918A105
228885
1033059
SH
SOLE
783385
0
249674
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
213607
2149828
SH
SOLE
510514
0
1639314
FACEBOOK INC-CLASS A
COM
30303M102
215253
812644
SH
SOLE
188257
0
624387
MERCADOLIBRE INC
COM
58733R102
210574
193542
SH
SOLE
8694
0
184848
TAIWAN SEMICONDUCTOR-SP ADR
COM
874039100
204765
2507837
SH
SOLE
1026681
0
1481156
2U INC
COM
90214J101
205135
6056543
SH
SOLE
5419097
0
637446
ALIBABA GROUP HOLDING-SP ADR
COM
01609W102
195814
661510
SH
SOLE
0
0
661510
PROTO LABS INC
COM
743713109
179767
1404426
SH
SOLE
1345022
0
59404
SPOTIFY TECHNOLOGY SA
COM
L8681T102
173687
708927
SH
SOLE
463276
0
245651
SPLUNK INC
COM
848637104
172045
906455
SH
SOLE
372553
0
533902
PAYPAL HOLDINGS INC
COM
70450Y103
172266
865656
SH
SOLE
0
0
865656
PURE STORAGE INC - CLASS A
COM
74624M102
171728
10931123
SH
SOLE
9869506
0
1061617
DOCUSIGN INC
COM
256163106
163718
749660
SH
SOLE
238063
0
511597
PAGERDUTY INC
COM
69553P100
156705
5761196
SH
SOLE
4177917
0
1583279
SERES THERAPEUTICS INC
COM
81750R102
152176
5531670
SH
SOLE
4468338
0
1063332
AMAZON.COM INC
COM
023135106
149901
46899
SH
SOLE
0
0
46899
EDITAS MEDICINE INC
COM
28106W103
141669
5074108
SH
SOLE
4348548
0
725560
APPLE INC
COM
037833100
137357
1168602
SH
SOLE
0
0
1168602
ILLUMINA INC
COM
452327109
131829
429409
SH
SOLE
355445
0
73964
WORKDAY INC-CLASS A
COM
98138H101
126160
572364
SH
SOLE
294360
0
278004
TWIST BIOSCIENCE CORP
COM
90184D100
117349
1616378
SH
SOLE
1172502
0
443876
INTELLIA THERAPEUTICS INC
COM
45826J105
121857
6062516
SH
SOLE
4984466
0
1078050
SNAP INC - A
COM
83304A106
119204
4515309
SH
SOLE
0
0
4515309
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
116152
3519745
SH
SOLE
2705373
0
814372
COMPUGEN LTD
COM
M25722105
113995
7006480
SH
SOLE
5913071
0
1093409
MATERIALISE NV-ADR
COM
57667T100
95851
2657363
SH
SOLE
2645352
0
12011
ZSCALER INC
COM
98980G102
101158
716924
SH
SOLE
368716
0
348208
VERACYTE INC
COM
92337F107
80894
2990537
SH
SOLE
2477226
0
513311
NANOSTRING TECHNOLOGIES INC
COM
63009R109
57617
1920550
SH
SOLE
1730935
0
189615
NETFLIX INC
COM
64110L106
80633
159196
SH
SOLE
0
0
159196
SALESFORCE.COM INC
COM
79466L302
79399
313522
SH
SOLE
0
0
313522
JD.COM INC-ADR
COM
47215P106
78732
1001042
SH
SOLE
0
0
1001042
XILINX INC
COM
983919101
72502
688661
SH
SOLE
422206
0
266455
STRATASYS LTD
COM
M85548101
67398
5448489
SH
SOLE
5420026
0
28463
NVIDIA CORP
COM
67066G104
66788
121226
SH
SOLE
0
0
121226
SYNOPSYS INC
COM
871607107
61700
291452
SH
SOLE
272172
0
19280
HUYA INC-ADR
COM
44852D108
60995
2541472
SH
SOLE
1014002
0
1527470
CERUS CORP
COM
157085101
61020
9701156
SH
SOLE
7866675
0
1834481
INTERACTIVE BROKERS GRO-CL A
COM
45841N107
54600
1163442
SH
SOLE
0
0
1163442
ALTERYX INC - CLASS A
COM
02156B103
51262
448366
SH
SOLE
0
0
448366
GUIDEWIRE SOFTWARE INC
COM
40171V100
48548
477178
SH
SOLE
0
0
477178
PINDUODUO INC-ADR
COM
722304102
49344
661359
SH
SOLE
0
0
661359
SCHWAB (CHARLES) CORP
COM
808513105
46520
1282252
SH
SOLE
0
0
1282252
IRIDIUM COMMUNICATIONS INC
COM
46269C102
46859
1859476
SH
SOLE
1816878
0
42598
INTUIT INC
COM
461202103
45901
141404
SH
SOLE
0
0
141404
PELOTON INTERACTIVE INC-A
COM
70614W100
43005
429401
SH
SOLE
0
0
429401
TRANSUNION
COM
89400J107
41258
499124
SH
SOLE
0
0
499124
PACIFIC BIOSCIENCES OF CALIF
COM
69404D108
41248
4116553
SH
SOLE
4068463
0
48090
HDFC BANK LTD-ADR
COM
40415F101
40755
802735
SH
SOLE
0
0
802735
LIVEPERSON INC
COM
538146101
40928
784356
SH
SOLE
0
0
784356
VERISK ANALYTICS INC
COM
92345Y106
38057
208120
SH
SOLE
0
0
208120
FASTLY INC - CLASS A
COM
31188V100
38211
401590
SH
SOLE
0
0
401590
SYROS PHARMACEUTICALS INC
COM
87184Q107
36261
4182346
SH
SOLE
3333239
0
849107
MIMECAST LTD
COM
G14838109
28935
663657
SH
SOLE
0
0
663657
ACTIVISION BLIZZARD INC
COM
00507V109
31095
380504
SH
SOLE
0
0
380504
CAREDX INC
COM
14167L103
27955
743675
SH
SOLE
0
0
743675
UNITED PARCEL SERVICE-CL B
COM
911312106
30111
179233
SH
SOLE
0
0
179233
ALPHABET INC-CL C
COM
02079K107
29767
20018
SH
SOLE
0
0
20018
LENDINGCLUB CORP
COM
52603A208
27399
5892344
SH
SOLE
3708824
0
2183520
SERVICENOW INC
COM
81762P102
27055
55544
SH
SOLE
0
0
55544
BILIBILI INC-SPONSORED ADR
COM
090040106
26547
629830
SH
SOLE
0
0
629830
DATADOG INC - CLASS A
COM
23804L103
25708
250684
SH
SOLE
0
0
250684
CROWDSTRIKE HOLDINGS INC - A
COM
22788C105
24315
174616
SH
SOLE
0
0
174616
WALT DISNEY CO/THE
COM
254687106
23992
192401
SH
SOLE
0
0
192401
VERTEX PHARMACEUTICALS INC
COM
92532F100
22544
83992
SH
SOLE
0
0
83992
ETSY INC
COM
29786A106
21258
172131
SH
SOLE
0
0
172131
ADOBE INC
COM
00724F101
20606
41586
SH
SOLE
0
0
41586
FIVE9 INC
COM
338307101
20666
159358
SH
SOLE
0
0
159358
TRIMBLE INC
COM
896239100
20016
419879
SH
SOLE
0
0
419879
MONGODB INC
COM
60937P106
20230
87948
SH
SOLE
0
0
87948
FATE THERAPEUTICS INC
COM
31189P102
19341
488399
SH
SOLE
0
0
488399
EXONE CO/THE
COM
302104104
19966
1623292
SH
SOLE
1623292
0
0
PERSONALIS INC
COM
71535D106
19967
921413
SH
SOLE
0
0
921413
ATLASSIAN CORP PLC-CLASS A
COM
G06242104
18717
103981
SH
SOLE
0
0
103981
OKTA INC
COM
679295105
18900
87579
SH
SOLE
0
0
87579
MICROSOFT CORP
COM
594918104
18488
86920
SH
SOLE
0
0
86920
THERMO FISHER SCIENTIFIC INC
COM
883556102
17475
39225
SH
SOLE
0
0
39225
DEERE & CO
COM
244199105
17046
76371
SH
SOLE
0
0
76371
WIX.COM LTD
COM
M98068105
16743
65656
SH
SOLE
0
0
65656
COUPA SOFTWARE INC
COM
22266L106
16892
60738
SH
SOLE
0
0
60738
ZOOM VIDEO COMMUNICATIONS-A
COM
98980L101
16950
35609
SH
SOLE
0
0
35609
GUARDANT HEALTH INC
COM
40131M109
16107
144094
SH
SOLE
0
0
144094
REGENERON PHARMACEUTICALS
COM
75886F107
15918
28372
SH
SOLE
0
0
28372
BAOZUN INC-SPN ADR
COM
06684L103
13526
422156
SH
SOLE
0
0
422156
KRATOS DEFENSE & SECURITY
COM
50077B207
13382
700617
SH
SOLE
0
0
700617
INCYTE CORP
COM
45337C102
13197
148565
SH
SOLE
0
0
148565
ANAPLAN INC
COM
03272L108
12167
200279
SH
SOLE
0
0
200279
BRISTOL-MYERS SQUIBB CO
COM
110122108
12946
215226
SH
SOLE
0
0
215226
BHP GROUP PLC-ADR
COM
05545E209
13111
303015
SH
SOLE
303015
0
0
10X GENOMICS INC-CLASS A
COM
88025U109
12158
102268
SH
SOLE
0
0
102268
CELLECTIS - ADR
COM
15117K103
12733
672621
SH
SOLE
0
0
672621
CATERPILLAR INC
COM
149123101
12623
84151
SH
SOLE
0
0
84151
FLIR SYSTEMS INC
COM
302445101
12158
341433
SH
SOLE
0
0
341433
EXACT SCIENCES CORP
COM
30063P105
11876
116139
SH
SOLE
0
0
116139
HUBSPOT INC
COM
443573100
11868
40924
SH
SOLE
0
0
40924
CORTEVA INC
COM
22052L104
11538
404858
SH
SOLE
165518
0
239340
RIO TINTO PLC-SPON ADR
COM
767204100
11279
184747
SH
SOLE
184747
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
10746
227667
SH
SOLE
0
0
227667
ELASTIC NV
COM
N14506104
10585
98003
SH
SOLE
0
0
98003
ZENDESK INC
COM
98936J101
10195
99463
SH
SOLE
0
0
99463
SHOPIFY INC - CLASS A
COM
82509L107
9666
9371
SH
SOLE
0
0
9371
SMARTSHEET INC-CLASS A
COM
83200N103
9374
192175
SH
SOLE
0
0
192175
ADAPTIVE BIOTECHNOLOGIES
COM
00650F109
7809
190463
SH
SOLE
0
0
190463
NXP SEMICONDUCTORS NV
COM
N6596X109
9072
70686
SH
SOLE
0
0
70686
WORKHORSE GROUP INC
COM
98138J206
8795
343411
SH
SOLE
0
0
343411
AVALARA INC
COM
05338G106
8622
69975
SH
SOLE
0
0
69975
AEROVIRONMENT INC
COM
008073108
8330
142288
SH
SOLE
17801
0
124487
CODEXIS INC
COM
192005106
8214
724997
SH
SOLE
0
0
724997
TERADYNE INC
COM
880770102
8183
104113
SH
SOLE
0
0
104113
SAREPTA THERAPEUTICS INC
COM
803607100
7630
56538
SH
SOLE
0
0
56538
BLACKLINE INC
COM
09239B109
7821
87873
SH
SOLE
0
0
87873
NUTRIEN LTD
COM
67077M108
8008
204069
SH
SOLE
204069
0
0
BAIDU INC - SPON ADR
COM
056752108
7288
57383
SH
SOLE
0
0
57383
BARRICK GOLD CORP
COM
067901108
7148
251511
SH
SOLE
251511
0
0
TOTAL SE-SPON ADR
COM
89151E109
6981
207275
SH
SOLE
207275
0
0
SCHRODINGER INC
COM
80810D103
6872
144009
SH
SOLE
0
0
144009
PHREESIA INC
COM
71944F106
6801
218461
SH
SOLE
0
0
218461
CHINA BIOLOGIC PRODUCTS HOLD
COM
G21515104
6350
58656
SH
SOLE
0
0
58656
CHEVRON CORP
COM
166764100
6541
90843
SH
SOLE
88808
0
2035
APTIV PLC
COM
G6095L109
6249
68111
SH
SOLE
0
0
68111
FREEPORT-MCMORAN INC
COM
35671D857
6108
381719
SH
SOLE
381719
0
0
CALYXT INC
COM
13173L107
5410
1082016
SH
SOLE
0
0
1082016
ARCTURUS THERAPEUTICS HOLDIN
COM
03969T109
5627
131170
SH
SOLE
0
0
131170
NEWMONT CORP
COM
651639106
5565
86882
SH
SOLE
86882
0
0
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
5106
261862
SH
SOLE
0
0
261862
INTERNATIONAL PAPER CO
COM
460146103
4892
121338
SH
SOLE
121338
0
0
DOMINO'S PIZZA INC
COM
25754A201
4978
11656
SH
SOLE
0
0
11656
ALAMOS GOLD INC-CLASS A
COM
011532108
4772
547822
SH
SOLE
547822
0
0
TWITTER INC
COM
90184L102
4646
103476
SH
SOLE
0
0
103476
LINDE PLC
COM
G5494J103
4617
19527
SH
SOLE
19527
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4540
56716
SH
SOLE
56716
0
0
ANSYS INC
COM
03662Q105
4165
12912
SH
SOLE
0
0
12912
NIU TECHNOLOGIES-SPONS ADR
COM
65481N100
4106
213864
SH
SOLE
0
0
213864
EXXON MOBIL CORP
COM
30231G102
4166
121853
SH
SOLE
118612
0
3241
RAVEN INDUSTRIES INC
COM
754212108
3993
187886
SH
SOLE
0
0
187886
WEYERHAEUSER CO
COM
962166104
4016
141957
SH
SOLE
141957
0
0
ANGLOGOLD ASHANTI-SPON ADR
COM
035128206
3864
145605
SH
SOLE
145605
0
0
AUTODESK INC
COM
052769106
3787
16310
SH
SOLE
0
0
16310
ORGANOVO HOLDINGS INC
COM
68620A203
3781
478570
SH
SOLE
371410
0
107160
GARMIN LTD
COM
H2906T109
3387
38489
SH
SOLE
0
0
38489
VALE SA-SP ADR
COM
91912E105
3669
344469
SH
SOLE
344469
0
0
ARCHER-DANIELS-MIDLAND CO
COM
039483102
3346
72982
SH
SOLE
72982
0
0
NUCOR CORP
COM
670346105
3152
70258
SH
SOLE
70258
0
0
B2GOLD CORP
COM
11777Q209
3100
469764
SH
SOLE
469764
0
0
SCHLUMBERGER LTD
COM
806857108
3090
197288
SH
SOLE
192612
0
4676
AIR PRODUCTS & CHEMICALS INC
COM
009158106
3018
10127
SH
SOLE
10127
0
0
BP PLC-SPONS ADR
COM
055622104
2995
174304
SH
SOLE
174304
0
0
CONCHO RESOURCES INC
COM
20605P101
2767
63998
SH
SOLE
61965
0
2033
TECK RESOURCES LTD-CLS B
COM
878742204
2788
200273
SH
SOLE
200273
0
0
STEEL DYNAMICS INC
COM
858119100
2704
94871
SH
SOLE
94871
0
0
ROYAL DUTCH SHELL-SPON ADR-A
COM
780259206
2562
103556
SH
SOLE
103556
0
0
SUNCOR ENERGY INC
COM
867224107
2362
192318
SH
SOLE
186327
0
5991
SSR MINING INC
COM
784730103
2324
122297
SH
SOLE
122297
0
0
PACKAGING CORP OF AMERICA
COM
695156109
2235
20647
SH
SOLE
20647
0
0
EOG RESOURCES INC
COM
26875P101
1999
56049
SH
SOLE
54004
0
2045
UNIVAR SOLUTIONS INC
COM
91336L107
1837
111133
SH
SOLE
111133
0
0
NOMAD FOODS LTD
COM
G6564A105
1874
73516
SH
SOLE
73516
0
0
ELBIT SYSTEMS LTD
COM
M3760D101
1766
14515
SH
SOLE
0
0
14515
CABOT OIL & GAS CORP
COM
127097103
1754
100921
SH
SOLE
96007
0
4914
CONOCOPHILLIPS
COM
20825C104
1670
51388
SH
SOLE
51388
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
1628
53363
SH
SOLE
53363
0
0
MARATHON PETROLEUM CORP
COM
56585A102
1636
55753
SH
SOLE
53471
0
2282
BAKER HUGHES CO
COM
05722G100
1566
120369
SH
SOLE
116540
0
3829
SOUTHERN COPPER CORP
COM
84265V105
1493
33197
SH
SOLE
33197
0
0
VALERO ENERGY CORP
COM
91913Y100
1525
35878
SH
SOLE
35878
0
0
XYLEM INC
COM
98419M100
1438
17375
SH
SOLE
17375
0
0
CANADIAN NATURAL RESOURCES
COM
136385101
1471
91950
SH
SOLE
91950
0
0
WILLIAMS COS INC
COM
969457100
1457
73939
SH
SOLE
73939
0
0
TECHNIPFMC PLC
COM
G87110105
1399
221388
SH
SOLE
216474
0
4914
HESS CORP
COM
42809H107
1347
33222
SH
SOLE
33222
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
1289
14994
SH
SOLE
14134
0
860
BUNGE LTD
COM
G16962105
1219
26975
SH
SOLE
26975
0
0
MOSAIC CO/THE
COM
61945C103
1225
66765
SH
SOLE
66765
0
0
HALLIBURTON CO
COM
406216101
1247
102803
SH
SOLE
99437
0
3366
PHILLIPS 66
COM
718546104
1213
23322
SH
SOLE
23322
0
0
ALBEMARLE CORP
COM
012653101
1192
13198
SH
SOLE
13198
0
0
PLURISTEM THERAPEUTICS INC
COM
72940R300
1058
101987
SH
SOLE
0
0
101987
LIBERTY OILFIELD SERVICES -A
COM
53115L104
780
125246
SH
SOLE
121485
0
3761
OCCIDENTAL PETROLEUM CORP
COM
674599105
939
93181
SH
SOLE
90180
0
3001
CACTUS INC - A
COM
127203107
840
44873
SH
SOLE
44873
0
0
CNOOC LTD-SPON ADR
COM
126132109
766
8227
SH
SOLE
8227
0
0
AQUABOUNTY TECHNOLOGIES
COM
03842K200
747
173759
SH
SOLE
0
0
173759
CHINA PETROLEUM & CHEM-ADR
COM
16941R108
692
17297
SH
SOLE
17297
0
0
CHAMPIONX CORP
COM
15872M104
656
87461
SH
SOLE
87461
0
0
LOCKHEED MARTIN CORP
COM
539830109
586
1521
SH
SOLE
0
0
1521
HELMERICH & PAYNE
COM
423452101
498
35096
SH
SOLE
34323
0
773
BANCO BRADESCO-ADR
COM
059460303
498
144435
SH
SOLE
0
0
144435
ONEOK INC
COM
682680103
475
18287
SH
SOLE
15973
0
2314
OCEANEERING INTL INC
COM
675232102
470
134211
SH
SOLE
134211
0
0
OIL STATES INTERNATIONAL INC
COM
678026105
466
169595
SH
SOLE
165801
0
3794
PETROLEO BRASILEIRO-SPON ADR
COM
71654V408
453
63721
SH
SOLE
63721
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
384
2323
SH
SOLE
0
0
2323
L3HARRIS TECHNOLOGIES INC
COM
502431109
370
2169
SH
SOLE
0
0
2169
HEICO CORP
COM
422806109
296
2871
SH
SOLE
0
0
2871
PAYCOM SOFTWARE INC
COM
70432V102
217
711
SH
SOLE
0
0
711
SPIRIT AEROSYSTEMS HOLD-CL A
COM
848574109
190
9927
SH
SOLE
0
0
9927
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
178
4551
SH
SOLE
0
0
4551
BOEING CO/THE
COM
097023105
157
927
SH
SOLE
0
0
927
TELEDYNE TECHNOLOGIES INC
COM
879360105
111
397
SH
SOLE
0
0
397
DIAMONDBACK ENERGY INC
COM
25278X109
54
1796
SH
SOLE
0
0
1796