0001567619-20-008924.txt : 20200504 0001567619-20-008924.hdr.sgml : 20200504 20200504164250 ACCESSION NUMBER: 0001567619-20-008924 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 EFFECTIVENESS DATE: 20200504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc. CENTRAL INDEX KEY: 0001480751 IRS NUMBER: 941302123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0310 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13674 FILM NUMBER: 20845484 BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-610-6100 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001480751 XXXXXXXX 03-31-2020 03-31-2020 true 1 NEW HOLDINGS Nikko Asset Management Americas, Inc.

605 THIRD AVENUE 38TH FLOOR NEW YORK NY 10158

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131015 SH SOLE 0 0 131015 Fate Therapeutics Inc COM 31189P102 20567 926009 SH SOLE 0 0 926009 FLIR Systems Inc COM 302445101 8828 276811 SH SOLE 0 0 276811 Freeport-McMoRan Inc COM 35671D857 2989 442870 SH SOLE 442870 0 0 Garmin Ltd COM H2906T109 3679 49078 SH SOLE 0 0 49078 Guardant Health Inc COM 40131M109 26887 386312 SH SOLE 0 0 386312 Guidewire Software Inc COM 40171V100 20044 252728 SH SOLE 0 0 252728 Halliburton Co COM 406216101 2255 329218 SH SOLE 325506 0 3712 HDFC Bank Ltd COM 40415F101 43217 1123681 SH SOLE 0 0 1123681 HEICO Corp COM 422806109 266 3561 SH SOLE 0 0 3561 Hess Corp COM 42809H107 976 29303 SH SOLE 29303 0 0 Honeywell International Inc COM 438516106 210 1571 SH SOLE 0 0 1571 Illumina Inc COM 452327109 281567 1030928 SH SOLE 707293 0 323635 Incyte Corp COM 45337C102 20868 284964 SH SOLE 0 0 284964 Inovio Pharmaceuticals Inc COM 45773H201 20192 2713984 SH SOLE 0 0 2713984 Intellia Therapeutics Inc COM 45826J105 86726 7091263 SH SOLE 5033463 0 2057800 Interactive Brokers Group Inc COM 45841N107 30810 713694 SH SOLE 0 0 713694 Intercontinental Exchange Inc COM 45866F104 61661 763607 SH SOLE 0 0 763607 International Paper Co COM 460146103 4377 140603 SH SOLE 140603 0 0 Intuit Inc COM 461202103 39271 170742 SH SOLE 0 0 170742 Invitae Corp COM 46185L103 178969 13092125 SH SOLE 9844029 0 3248096 Ionis Pharmaceuticals Inc COM 462222100 18019 381112 SH SOLE 0 0 381112 Iovance Biotherapeutics Inc COM 462260100 33543 1120522 SH SOLE 0 0 1120522 Iridium Communications Inc COM 46269C102 29135 1304756 SH SOLE 1267330 0 37426 JD.com Inc COM 47215P106 10302 254365 SH SOLE 0 0 254365 Kratos Defense & Security Solu COM 50077B207 6050 437140 SH SOLE 0 0 437140 L3Harris Technologies Inc COM 502431109 362 2011 SH SOLE 0 0 2011 LendingClub Corp COM 52603A208 50374 6417106 SH SOLE 4034666 0 2382440 LendingTree Inc COM 52603B107 144501 787943 SH SOLE 353270 0 434673 Liberty Oilfield Services Inc COM 53115L104 868 322807 SH SOLE 318169 0 4638 Linde PLC COM G5494J103 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193732 0 3017 ONEOK Inc COM 682680103 454 20814 SH SOLE 18696 0 2118 Organovo Holdings Inc COM 68620A104 5251 12807832 SH SOLE 8339088 0 4468744 Packaging Corp of America COM 695156109 2075 23899 SH SOLE 23899 0 0 PagerDuty Inc COM 69553P100 30130 1743608 SH SOLE 1743608 0 0 Patterson-UTI Energy Inc COM 703481101 459 195308 SH SOLE 191562 0 3746 PayPal Holdings Inc COM 70450Y103 85607 894163 SH SOLE 0 0 894163 Personalis Inc COM 71535D106 9803 1214710 SH SOLE 0 0 1214710 Petroleo Brasileiro SA COM 71654V408 410 74635 SH SOLE 74635 0 0 Phillips 66 COM 718546104 1273 23726 SH SOLE 23726 0 0 Pinduoduo Inc COM 722304102 60726 1685442 SH SOLE 0 0 1685442 Pinterest Inc COM 72352L106 135577 8780905 SH SOLE 4052043 0 4728862 Pioneer Natural Resources Co COM 723787107 1707 24333 SH SOLE 23623 0 710 Pluristem Therapeutics Inc COM 72940R300 750 204362 SH SOLE 0 0 204362 Precigen Inc COM 74017N105 9361 2753134 SH SOLE 0 0 2753134 Proto Labs Inc COM 743713109 93746 1231388 SH SOLE 1181487 0 49901 Pure Storage Inc COM 74624M102 47950 3898413 SH SOLE 2954586 0 943827 Regeneron Pharmaceuticals Inc COM 75886F107 30101 61646 SH SOLE 0 0 61646 Rio Tinto PLC COM 767204100 10710 235078 SH SOLE 235078 0 0 Rockwell Automation Inc COM 773903109 3247 21513 SH SOLE 0 0 21513 Roku Inc COM 77543R102 117304 1340922 SH SOLE 1340922 0 0 Royal Dutch Shell PLC COM 780259206 5563 159455 SH SOLE 159455 0 0 salesforce.com Inc COM 79466L302 51609 358443 SH SOLE 65365 0 293078 Sarepta Therapeutics Inc COM 803607100 10695 109335 SH SOLE 0 0 109335 Schlumberger Ltd COM 806857108 4622 342624 SH SOLE 338466 0 4158 Sea Ltd COM 81141R100 36709 828454 SH SOLE 80529 0 747925 Seres Therapeutics Inc COM 81750R102 30053 8418320 SH SOLE 5781472 0 2636848 Snap Inc COM 83304A106 35478 2983891 SH SOLE 552485 0 2431406 Southern Copper Corp COM 84265V105 1519 53959 SH SOLE 53959 0 0 Spirit AeroSystems Holdings In COM 848574109 119 4966 SH SOLE 0 0 4966 Splunk Inc COM 848637104 131493 1041691 SH SOLE 459888 0 581803 Spotify Technology SA COM L8681T102 3850 31701 SH SOLE 0 0 31701 Square Inc COM 852234103 376832 7194197 SH SOLE 3355928 0 3838269 Steel Dynamics Inc COM 858119100 2482 110130 SH SOLE 110130 0 0 Stratasys Ltd COM M85548101 87176 5465567 SH SOLE 5434920 0 30647 Suncor Energy Inc COM 867224107 2700 170855 SH SOLE 166549 0 4306 Synopsys Inc COM 871607107 3500 27174 SH SOLE 0 0 27174 Syros Pharmaceuticals Inc COM 87184Q107 29206 4925206 SH SOLE 3331769 0 1593437 Taiwan Semiconductor Manufactu COM 874039100 48173 1008023 SH SOLE 0 0 1008023 TechnipFMC PLC COM G87110105 1690 250807 SH SOLE 246307 0 4500 Teck Resources Ltd COM 878742204 1497 197988 SH SOLE 197988 0 0 Teladoc Health Inc COM 87918A105 32104 207109 SH SOLE 26375 0 180734 Teledyne Technologies Inc COM 879360105 170 572 SH SOLE 0 0 572 Teradyne Inc COM 880770102 49775 918860 SH SOLE 736319 0 182541 Tesla Inc COM 88160R101 258641 493589 SH SOLE 433510 0 60079 Thermo Fisher Scientific Inc COM 883556102 26294 92714 SH SOLE 0 0 92714 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273902 0 193978 Xilinx Inc COM 983919101 94944 1218167 SH SOLE 989772 0 228395 Zillow Group Inc COM 98954M200 181375 5035394 SH SOLE 2394246 0 2641148 Zscaler Inc COM 98980G102 16072 264075 SH SOLE 264075 0 0