0001140361-19-008808.txt : 20190509 0001140361-19-008808.hdr.sgml : 20190509 20190509132130 ACCESSION NUMBER: 0001140361-19-008808 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Eventbrite, Inc. CENTRAL INDEX KEY: 0001475115 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 141888467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90668 FILM NUMBER: 19809815 BUSINESS ADDRESS: STREET 1: 155 5TH STREET, 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: (888) 414-5119 MAIL ADDRESS: STREET 1: 155 5TH STREET, 7TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nikko Asset Management Americas, Inc. CENTRAL INDEX KEY: 0001480751 IRS NUMBER: 941302123 STATE OF INCORPORATION: DE FISCAL YEAR END: 0310 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 BUSINESS PHONE: 212-610-6100 MAIL ADDRESS: STREET 1: 605 THIRD AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10158 SC 13G/A 1 formsc13ga.htm SC 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)

Eventbrite, Inc.
(Name of Issuer)

Class A Common Stock, par value $0.00001
(Title of Class of Securities)

29975E109
(CUSIP Number)

April 30, 2019
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒
Rule 13d-1(b)

☐
Rule 13d-1(c)

☐
Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.

1
NAMES OF REPORTING PERSONS
 
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
 
Nikko Asset Management Americas, Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
    
(a) ☐
    
(b) ☐
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
USA
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
8,640
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
2,026,779
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
2,026,779
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
5.68%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IA
 
 
 
 

Item 1.

 
(a)
Name of Issuer
     
   
Eventbrite, Inc.
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
115 5th St., 7th Floor, San Francisco, CA 94103

Item 2.

 
(a)
Name of Person Filing
     
   
Nikko Asset Management Americas, Inc.
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
605 Third Avenue, 38th Floor, New York, NY 10158
     
 
(c)
Citizenship
     
   
USA
     
 
(d)
Title of Class of Securities
     
   
Class A Common Stock, par value $0.00001 per share
     
 
(e)
CUSIP Number
     
   
29975E109

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(a)
 ☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
 ☐
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
 ☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
 ☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
       
 
(e)
 ☒
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
 
(f)
 ☐
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
 
(g)
 ☐
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 
(h)
 ☐
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
 ☐
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
 
(j)
 ☐
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
       
 
(k)
 ☐
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Item 4.
Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned:
     
   
2,026,779
       
 
(b)
Percent of class:
     
   
5.68%
       
 
(c)
Number of shares as to which the person has:
       
   
(i)
Sole power to vote or to direct the vote:
0
       
   
(ii)
Shared power to vote or to direct the vote:
8,640
       
   
(iii)
Sole power to dispose or to direct the disposition of:
0
       
   
(iv)
Shared power to dispose or to direct the disposition of:
2,026,779

Item 5.
Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following □.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

See Exhibit A.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

See Exhibit A.

Item 8.
Identification and Classification of Members of the Group

Not applicable.

Item 9.
Notice of Dissolution of Group

Not applicable.

Item 10.
Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: May 3, 2019
By:
/s/ Gary L. Beckham
   
Name: Gary L. Beckham
   
Title: Chief Compliance Officer

Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

Exhibit A

Pursuant to the instructions in Items 6 and 7 of Schedule 13G, the security being reported on by Nikko Asset Management Americas, Inc., as subsidiary to the parent holding companies listed below, are owned, or may be deemed to be beneficially owned, by its parent holding companies.

 
1)
Sumitomo Mitsui Trust Holdings Inc.

o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

o
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).


2)
Sumitomo Mitsui Trust Bank Ltd.

o
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

o
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).


3)
Nikko Asset Management Co., Ltd.

o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

o
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J).