The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BROADCOM LTD | SHS | Y09827109 | 5,495 | 23,577 | SH | DFND | 1 | 23,577 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 83,986 | 360,377 | SH | SOLE | 360,377 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 11,280 | 48,400 | SH | Call | SOLE | 48,400 | 0 | 0 | |
COSTAMARE INC | SHS | Y1771G102 | 8,407 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
AK STL HLDG CORP | COM | 001547108 | 7,580 | 1,153,796 | SH | SOLE | 1,153,796 | 0 | 0 | ||
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 3,347 | 120,004 | SH | SOLE | 120,004 | 0 | 0 | ||
ADVISORY BRD CO | COM | 00762W107 | 673 | 13,066 | SH | DFND | 1 | 13,066 | 0 | 0 | |
ADVISORY BRD CO | COM | 00762W107 | 11,519 | 223,667 | SH | SOLE | 223,667 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 10,102 | 201,285 | SH | DFND | 1 | 201,285 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 78,007 | 1,554,226 | SH | SOLE | 1,554,226 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 8,586 | 157,601 | SH | DFND | 1 | 157,601 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 237,116 | 4,352,347 | SH | SOLE | 4,352,347 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 1,883 | 28,568 | SH | DFND | 1 | 28,568 | 0 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 59,297 | 899,660 | SH | SOLE | 899,660 | 0 | 0 | ||
BARD C R INC | COM | 067383109 | 9,280 | 29,358 | SH | DFND | 1 | 29,358 | 0 | 0 | |
BARD C R INC | COM | 067383109 | 113,398 | 358,728 | SH | SOLE | 358,728 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 54,586 | 601,040 | SH | SOLE | 601,040 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 9,904 | 785,396 | SH | DFND | 1 | 785,396 | 0 | 0 | |
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 63,861 | 5,064,351 | SH | SOLE | 5,064,351 | 0 | 0 | ||
C&J ENERGY SVCS INC NEW | COM | 12674R100 | 10,281 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 9,074 | 80,229 | SH | SOLE | 80,229 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 1,802 | 96,063 | SH | DFND | 1 | 96,063 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 90,469 | 4,822,441 | SH | SOLE | 4,822,441 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 9,183 | 150,268 | SH | DFND | 1 | 150,268 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 62,106 | 1,016,304 | SH | SOLE | 1,016,304 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 1,024 | 15,789 | SH | DFND | 1 | 15,789 | 0 | 0 | |
DENTSPLY SIRONA INC | COM | 24906P109 | 16,929 | 261,093 | SH | SOLE | 261,093 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 5,767 | 91,893 | SH | DFND | 1 | 91,893 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 81,035 | 1,291,188 | SH | SOLE | 1,291,188 | 0 | 0 | ||
DYCOM INDS INC | COM | 267475101 | 55,702 | 622,227 | SH | SOLE | 622,227 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 2,591 | 154,407 | SH | SOLE | 154,407 | 0 | 0 | ||
ENERPLUS CORP | COM | 292766102 | 17,661 | 2,177,131 | SH | SOLE | 2,177,131 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 6,927 | 94,830 | SH | DFND | 1 | 94,830 | 0 | 0 | |
F M C CORP | COM NEW | 302491303 | 140,711 | 1,926,235 | SH | SOLE | 1,926,235 | 0 | 0 | ||
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 3,678 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 19,629 | 136,113 | SH | SOLE | 136,113 | 0 | 0 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 9,878 | 1,236,289 | SH | DFND | 1 | 1,236,289 | 0 | 0 | |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 44,416 | 5,558,955 | SH | SOLE | 5,558,955 | 0 | 0 | ||
GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 513 | 16,833 | SH | DFND | 1 | 16,833 | 0 | 0 | |
GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 41,828 | 1,371,401 | SH | SOLE | 1,371,401 | 0 | 0 | ||
GASTAR EXPL INC NEW | COM | 36729W202 | 5,047 | 5,450,000 | SH | SOLE | 5,450,000 | 0 | 0 | ||
GIGAMON INC | COM | 37518B102 | 6,579 | 167,202 | SH | SOLE | 167,202 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 1,100 | 516,250 | SH | DFND | 1 | 516,250 | 0 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 23,361 | 10,967,613 | SH | SOLE | 10,967,613 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 7,134 | 29,648 | SH | DFND | 1 | 29,648 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 87,698 | 364,467 | SH | SOLE | 364,467 | 0 | 0 | ||
ING GROEP N V | DBCV 6.000%12/3 | 456837AE3 | 13,009 | 12,715,000 | SH | SOLE | 12,715,000 | 0 | 0 | ||
ING GROEP N V | DBCV 6.500%12/3 | 456837AF0 | 39,150 | 37,286,000 | SH | SOLE | 37,286,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 49,547 | 351,600 | SH | Put | SOLE | 351,600 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 9,628 | 162,365 | SH | DFND | 1 | 162,365 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 248,327 | 4,187,639 | SH | SOLE | 4,187,639 | 0 | 0 | ||
LYON WILLIAM HOMES | CL A NEW | 552074700 | 4,828 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 7,301 | 325,229 | SH | SOLE | 325,229 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,050 | 15,184 | SH | DFND | 1 | 15,184 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 18,239 | 263,640 | SH | SOLE | 263,640 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 14,254 | 120,428 | SH | DFND | 1 | 120,428 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 488,887 | 4,130,505 | SH | SOLE | 4,130,505 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 4,207 | 87,955 | SH | DFND | 1 | 87,955 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 71,416 | 1,493,128 | SH | SOLE | 1,493,128 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 2,113 | 6,716 | SH | DFND | 1 | 6,716 | 0 | 0 | |
PANERA BREAD CO | CL A | 69840W108 | 32,824 | 104,321 | SH | SOLE | 104,321 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 16,227 | 803,713 | SH | SOLE | 803,713 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 32,166 | 233,700 | SH | Put | SOLE | 233,700 | 0 | 0 | |
RALPH LAUREN CORP | CL A | 751212101 | 14,170 | 192,000 | SH | SOLE | 192,000 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 9,555 | 146,908 | SH | DFND | 1 | 146,908 | 0 | 0 | |
REYNOLDS AMERICAN INC | COM | 761713106 | 382,049 | 5,874,062 | SH | SOLE | 5,874,062 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 5,237 | 38,819 | SH | SOLE | 38,819 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 17,038 | 990,000 | SH | SOLE | 990,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 25,214 | 370,200 | SH | Put | SOLE | 370,200 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 90,188 | 545,699 | SH | SOLE | 545,706 | 0 | 0 | ||
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 8,476 | 175,731 | SH | SOLE | 175,731 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 2,763 | 45,581 | SH | DFND | 1 | 45,581 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 65,975 | 1,088,337 | SH | SOLE | 1,088,337 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 12,863 | 742,246 | SH | SOLE | 742,246 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 18,475 | 183,992 | SH | DFND | 1 | 183,992 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 306,014 | 3,047,641 | SH | SOLE | 3,047,641 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 4,007 | 98,280 | SH | DFND | 1 | 98,280 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 59,161 | 1,451,099 | SH | SOLE | 1,451,099 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 11,387 | 298,092 | SH | SOLE | 298,092 | 0 | 0 | ||
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 18,814 | 1,733,974 | SH | SOLE | 1,733,974 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 1,473 | 14,278 | SH | DFND | 1 | 14,278 | 0 | 0 | |
VARIAN MED SYS INC | COM | 92220P105 | 56,727 | 549,737 | SH | SOLE | 549,737 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 8,628 | 819,346 | SH | SOLE | 819,346 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 12,435 | 140,347 | SH | SOLE | 140,347 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 8,833 | 99,700 | SH | Call | SOLE | 99,700 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 3,412 | 81,025 | SH | DFND | 1 | 81,025 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 56,248 | 1,335,729 | SH | SOLE | 1,335,729 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 7,516 | 538,426 | SH | SOLE | 538,426 | 0 | 0 | ||
ATHENE HLDG LTD | CL A | G0684D107 | 2,048 | 41,278 | SH | DFND | 1 | 41,278 | 0 | 0 | |
ATHENE HLDG LTD | CL A | G0684D107 | 39,979 | 805,871 | SH | SOLE | 805,871 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 3,785 | 50,738 | SH | DFND | 1 | 50,738 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 132,918 | 1,781,738 | SH | SOLE | 1,781,738 | 0 | 0 | ||
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 56,792 | 1,396,403 | SH | SOLE | 1,396,403 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3,212 | 100,003 | SH | DFND | 1 | 100,003 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 133,197 | 4,146,871 | SH | SOLE | 4,146,871 | 0 | 0 | ||
TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | 2,326 | 484,684 | SH | SOLE | 484,684 | 0 | 0 | ||
ELBIT IMAGING LTD | SHS | M37605124 | 5,117 | 1,802,428 | SH | SOLE | 1,802,428 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 8,280 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 15,983 | 146,031 | SH | DFND | 1 | 146,031 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 572,560 | 5,231,251 | SH | SOLE | 5,231,251 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 4,163 | 66,289 | SH | DFND | 1 | 66,289 | 0 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 5,863 | 239,799 | SH | SOLE | 239,799 | 0 | 0 |