X0306 4/A 2022-05-09 2022-05-10 0 0001831096 Great Elm Group, Inc. GEG 0001479613 Reese Jason W. C/O IMPERIAL CAPITAL ASSET MANAGEMENT 3801 PGA BOULEVARD, SUITE 603 PALM BEACH GARDENS FL 33410 1 0 1 0 0001805378 Imperial Capital Asset Management, LLC 3801 PGA BOULEVARD, SUITE 603 PALM BEACH GARDENS FL 33410 0 0 1 0 0001308057 LONG BALL PARTNERS LLC C/O IMPERIAL CAPITAL ASSET MANAGEMENT 3801 PGA BOULEVARD, SUITE 603 PALM BEACH GARDENS FL 33410 0 0 1 0 Common Stock, par value $0.01 per share 4125482 I See Footnotes On May 10, 2022, the reporting persons filed a Form 4, which inadvertently reported in Column 5 indirect beneficial ownership following the transaction occurring on May 10, 2022 of 4,125,839 shares, consisting of 2,755,855 shares held directly by Long Ball Partners, LLC ("Long Ball") and 1,369,984 shares held directly by Imperial Capital Asset Management, LLC ("ICAM"). In fact, as reported in this amendment, the reporting persons indirectly beneficially owned 4,125,482 shares, consisting of 2,755,498 shares held directly by Long Ball and 1,369,984 shares held directly by ICAM. Each of Mr. Reese, ICAM and Long Ball disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest. Mr. Reese is a director and Executive Chairman of the Issuer. Jason Reese, By: /s/ Jason Reese 2022-05-16 Long Ball Partners, LLC, By: Imperial Capital Asset Management, LLC, its Managing Member, By: /s/ Jason Reese, Chairman & CEO 2022-05-16 Imperial Capital Asset Management, LLC, By: /s/ Jason Reese, Chairman & CEO 2022-05-16