0001479360-18-000028.txt : 20180913
0001479360-18-000028.hdr.sgml : 20180913
20180913154352
ACCESSION NUMBER: 0001479360-18-000028
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180913
EFFECTIVENESS DATE: 20180913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Equity Series
CENTRAL INDEX KEY: 0001479360
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22375
FILM NUMBER: 181068843
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER COMPANY:
FORMER CONFORMED NAME: PIMCO Funds Equity Trust
DATE OF NAME CHANGE: 20091223
0001479360
S000034646
PIMCO Dividend and Income Fund
0001479360
S000035999
PIMCO EqS Long/Short Fund
C000200468
I-3
PMHNX
0001479360
S000047744
PIMCO REALPATH Blend Income Fund
0001479360
S000047747
PIMCO REALPATH Blend 2030 Fund
0001479360
S000047748
PIMCO REALPATH Blend 2035 Fund
0001479360
S000047749
PIMCO REALPATH Blend 2040 Fund
0001479360
S000047750
PIMCO REALPATH Blend 2045 Fund
0001479360
S000047751
PIMCO REALPATH Blend 2050 Fund
0001479360
S000047752
PIMCO REALPATH Blend 2055 Fund
0001479360
S000048952
PIMCO RAE Emerging Markets Fund
0001479360
S000048953
PIMCO RAE Global Fund
0001479360
S000048954
PIMCO RAE Global ex-US Fund
0001479360
S000048955
PIMCO RAE International Fund
0001479360
S000048956
PIMCO RAE US Fund
0001479360
S000048957
PIMCO RAE US Small Fund
C000154285
Institutional Class
PMJIX
C000154286
I-2
PMJPX
C000154289
Class A
PMJAX
C000154290
Class C
PMJCX
N-CEN
1
primary_doc.xml
N-CEN
LIVE
0001479360
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true
false
false
N-1A
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C000150038
C000150040
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S000048954
C000154264
C000154265
C000154268
C000154269
S000048955
C000154271
C000154272
C000154275
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S000048957
C000154285
C000154286
C000154289
C000154290
PIMCO Equity Series
811-22375
0001479360
00000000000000000000
650 Newport Center Drive
Newport Beach
92660
US-CA
US
888-877-4626
Pacific Investment Management Company LLC
650 Newport Center Drive
Newport Beach
92660
(949) 720-6000
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
State Street Bank and Trust Co.
801 Pennsylvania Ave
Kansas City
64105
(816) 936-1121
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
State Street Investment Manager Solutions
46 Discovery
Suite 150
Irvine
92618
(949) 932-3000
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
State Street Bank & Trust Co. c/o Iron Mountain Information Management, Inc.
1000 Campus Boulevard
Collegeville
19426
(610) 831-2300
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
DST Asset Manager Solutions, Inc.
430 W 7th Street
STE 219294
Kansas City
64105-1407
(888) 877-4626
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
DST Asset Manager Solutions, Inc.
430 W 7th Street
STE 219024
Kansas City
64105-1407
(888) 877-4626
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
DST Asset Manager Solutions, c/o Iron Mountain
175 Bearfoot Road
Northborough
01532
(508) 393-2472
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
DST Asset Manager Solutions, c/o Iron Mountain
6301 Winchester Ave
Kansas City
64133
(816) 627-1930
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
Schick Databank
2721 Michelle Drive
Tustin
92680
(714) 716-2004
The account books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder
Y
N
N-1A
20
Y
Brent R. Harris
N/A
Y
Jennifer Holden Dunbar
N/A
N
Peter B. McCarthy
N/A
N
Ronald C. Parker
N/A
N
Jennifer E. Durham
N/A
650 Newport Center Drive
Newport Beach
92660
XXXXXX
N
N
N
N
N
N
PIMCO Investments LLC
8-68686
000154957
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
PIMCO Dividend and Income Fund
S000034646
YCQRZRQ961D14WOYVN37
Y
4
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2673.360000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
14294.600000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
1271.270000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
1218.450000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1614.460000000000
Cowen & Co.
8-22522
000007616
549300WR155U7DVMIW58
752.550000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
18066.720000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
490.800000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
11905.040000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
10248.900000000000
63525.490000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
50943060.990000000000
RBC Capital Markets Corp.
8-45411
000031194
549300LCO2FLSSVFFR64
53529290.090000000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
65972584.610000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
275235355.910000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
260790123.960000000000
BNP Paribas Securities Corp.
8-32682
000015794
RCNB6OTYUAMMP879YW96
137543328.300000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
173252242.180000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
49636126.320000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
133921105.250000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
75947079.600000000000
1460993190.800000000000
N
333235583.800000000000
0.000000000000
N
N
N
N
PIMCO EqS Long/Short Fund
S000035999
X80KCV84WR4MH4NJTY49
Y
5
1
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Bermuda Limited
0W1U67PTV5WY3WYWKD79
BM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
BH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Oman S.A.O.G
213800YRPSOSH9OA2V29
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
33745.040000000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
8511.660000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
115556.160000000000
Deutsche Bank Securities, Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
24258.890000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6826.050000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
25567.730000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
80080.690000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
5151.660000000000
Robert W. Baird & Co. Incorporated
8-00497
000008158
549300772UJAHRD6LO53
6111.360000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
24861.530000000000
359481.410000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
457478248.630000000000
Barclays Capital, Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
106744553.500000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
512480223.960000000000
Deutsche Bank Securities, Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
84406178.460000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
126895511.730000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
862674063.060000000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
189999117.700000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
56239680.410000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
246542562.150000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
282113991.720000000000
3149040880.050000000000
N
524395596.490000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend Income Fund
S000047744
549300UQ5O652GT5O025
Y
4
0
0
Fund of Funds
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
26261750.600000000000
Scotia Capital (USA) Inc.
8-03716
000002739
549300BLWPABP1VNME36
284635.640000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1196472.500000000000
RBC Capital Markets Corp.
8-45411
000031194
549300LCO2FLSSVFFR64
298924.680000000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
299542.670000000000
Deutsche Bank Securities, Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
498554.500000000000
Mizuho Securities USA, Inc.
8-37710
000019647
7TK5RJIZDFROZCA6XF66
398964.000000000000
RBS Securities, Inc.
8-37135
000011707
ZE2ZWJ5BTIQJ8M0C6K34
14980.750000000000
29253825.340000000000
N
16683469.460000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2020 Fund
S000047745
549300V2W6ID2TRCUQ32
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
4099887.250000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
21546813.330000000000
25646700.580000000000
N
20456133.310000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2025 Fund
S000047746
54930056D8TP28286F75
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
23652410.150000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
4399879.000000000000
28052289.150000000000
N
22059405.800000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2030 Fund
S000047747
5493001WQ2S6VJURKW12
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
3799895.500000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
24513782.550000000000
28313678.050000000000
N
28167964.840000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2035 Fund
S000047748
549300B0LNEXNQO8NQ12
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
2199939.500000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
30633250.680000000000
32833190.180000000000
N
30518205.010000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2040 Fund
S000047749
549300LVFL4L4NPEY087
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
22584329.470000000000
22584329.470000000000
N
36572754.940000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2045 Fund
S000047750
549300AO2BT4E6YONX57
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
46162659.460000000000
46162659.460000000000
N
48078424.340000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2050 Fund
S000047751
549300DGPG7KVDIWEN58
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
42375793.050000000000
42375793.050000000000
N
58782279.100000000000
0.000000000000
N
N
N
N
PIMCO REALPATH Blend 2055 Fund
S000047752
549300IQWAU8OCFDPX26
Y
4
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC, Dublin-Sucursa
N/A
RO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank CZ and SK, SK Branch
N/A
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Itau
254900KAP5SULBKUWF77
UY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Stanbic IBTC Bank PLC
029200098C3K8BI2D551
NG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
10899231.750000000000
10899231.750000000000
N
10405355.760000000000
0.000000000000
N
N
N
N
PIMCO RAE US Fund
S000048956
549300R48OOJF16HWB25
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
890.560000000000
Loop Capital Markets L.L.C.
8-50140
000043098
254900FPPM2WN90D4786
32696.340000000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
1373.360000000000
Jefferies Co., Inc.
8-15074
000002347
58PU97L1C0WSRCWADL48
5198.060000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
147.450000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
20307.580000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
7343.020000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
38511.420000000000
106467.790000000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
5622497.730000000000
Loop Capital Markets L.L.C.
8-50140
000043098
254900FPPM2WN90D4786
174992681.530000000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
5454572.710000000000
Jefferies Co., Inc.
8-15074
000002347
58PU97L1C0WSRCWADL48
37394211.760000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
1535517.070000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
116200446.200000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
52972239.080000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
273316198.440000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
576042000.000000000000
1243530364.520000000000
N
675320048.670000000000
0.000000000000
N
N
N
N
PIMCO RAE Global Fund
S000048953
549300H341TV2G7YQ967
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
248132313.240000000000
248132313.240000000000
N
416267671.330000000000
0.000000000000
N
N
N
N
PIMCO RAE US Small Fund
S000048957
549300ONRN2G874LQ007
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
192.710000000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
527.730000000000
Loop Capital Markets L.L.C.
8-50140
000043098
254900FPPM2WN90D4786
9930.280000000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
781.690000000000
Fidelity Brokerage Services LLC
8-23292
000007784
549300OQFQ4NFIOD5695
0.010000000000
Jefferies Co., Inc.
8-15074
000002347
58PU97L1C0WSRCWADL48
3287.200000000000
RBC Capital Markets Corp.
8-45411
000031194
549300LCO2FLSSVFFR64
39.240000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
8013.730000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
295.970000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
8544.200000000000
31612.760000000000
Virtu Americas LLC
8-68193
000149823
549300RA02N3BNSWBV74
56597.930000000000
Guzman & Company
8-38646
000021013
549300E7R8O8EHE8SN83
1525153.900000000000
Loop Capital Markets L.L.C.
8-50140
000043098
254900FPPM2WN90D4786
27095663.900000000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
2150524.200000000000
Jefferies Co., Inc.
8-15074
000002347
58PU97L1C0WSRCWADL48
8845165.510000000000
RBC Capital Markets Corp.
8-45411
000031194
549300LCO2FLSSVFFR64
82751.610000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
17949494.230000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
602947.110000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
22481855.060000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
89496000.000000000000
170286154.280000000000
N
117051286.680000000000
0.000000000000
N
N
N
N
PIMCO RAE Emerging Markets Fund
S000048952
549300KB60WW62D2H675
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1302.990000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
519614.140000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
35066.150000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
468177.810000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
16477.310000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
42038.630000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15028.090000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
748.100000000000
Bradesco Securities, Inc.
8-52806
000104347
5493005BOEQJY4OBZP25
2526.670000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
1381.340000000000
1102992.490000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1387880.920000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
603286327.820000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
40306166.990000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
554336877.040000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
22246178.220000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
47733088.830000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
18029626.470000000000
Bradesco Securities, Inc.
8-52806
000104347
5493005BOEQJY4OBZP25
3161896.430000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
2767054.980000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
757666000.000000000000
2052423390.590000000000
N
1890315594.770000000000
0.000000000000
N
N
N
N
PIMCO RAE International Fund
S000048955
549300QHP6XVOG84J529
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
549300L2WXROIO4RYU97
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
114853.450000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
13506.990000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
14143.810000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3907.120000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
53645.430000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
29286.100000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
2541.300000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
23871.540000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
9301.970000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
4922.060000000000
274616.380000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
223878336.490000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
28300803.000000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
28486920.290000000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7998934.120000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
111110773.100000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
59413282.650000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
5079807.650000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
48756395.870000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
18610790.980000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
9840000.620000000000
551718239.280000000000
N
529122297.940000000000
0.000000000000
N
N
N
N
PIMCO RAE Global ex-US Fund
S000048954
549300RY5TDRUHKVHL54
Y
4
0
0
N/A
Y
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Research Affiliates, LLC
801-61153
000120440
N/A
N
N
DST Asset Manager Solutions, Inc.
084-00896
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Filial I Nor
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ), Finnish Bran
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Danmark, Filial AF Nordea BA
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
N/A
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
0.000000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
22552308.650000000000
22552308.650000000000
N
85624816.720000000000
0.000000000000
N
N
N
N
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF
S000057225
549300KHR6FEXQWUKG52
Y
1
0
0
Exchange-Traded Fund
N
Y
-0.157299000000
-0.486762000000
0.271010000000
0.271035000000
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Parametric Portfolio Associates
801-60485
000114310
549300S4WU4W1Z92RF77
N
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
1143.950000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
5578.710000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
672.810000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
15.410000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
31.400000000000
7442.280000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
6281589.740000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
35417272.810000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
4366636.040000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
60538.830000000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
289962.240000000000
46415999.660000000000
N
37811883.340000000000
0.000000000000
N
N
N
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
S000057223
549300SW97O76A2PVG21
Y
1
0
0
Exchange-Traded Fund
N
Y
-0.131710000000
-0.603332000000
6.303630000000
6.303560000000
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Parametric Portfolio Associates
801-60485
000114310
549300S4WU4W1Z92RF77
N
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
AO Citibank, Moscow
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services, GR
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank A.S.
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Lima
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Mexico
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Sao Paulo Brazil
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy W Warszawie S.A.
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska Obchodni Banka, A.S.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Colombia
SSER7O0CV66FF0PRYK94
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG, Taipei Branch
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Firstrand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Egypt S.A.E
2138001Q77JDLESS4Y50
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
N/A
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) PCL
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UniCredit Bank Hungary Zrt.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
225350.210000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
397.260000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
210921.680000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
5014.110000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
154545.210000000000
Credicorp Capital Securities, Inc.
8-65470
000122199
2549001W6PUOXOUM7532
6701.320000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
11048.550000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
258.060000000000
BTG Pactual US Capital LLC
8-68148
000149486
549300EUEDL5GKQW8U35
218.660000000000
Bradesco Securities, Inc.
8-52806
000104347
5493005BOEQJY4OBZP25
251.820000000000
614733.090000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
44709507.240000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1235997.760000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
359290156.840000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4412315.970000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
220917345.540000000000
Credicorp Capital Securities, Inc.
8-65470
000122199
2549001W6PUOXOUM7532
2678139.990000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
11564801.340000000000
MacQuarie Capital (USA), Inc.
8-47198
000036368
549300670K07JRB5UQ40
475405.790000000000
BTG Pactual US Capital LLC
8-68148
000149486
549300EUEDL5GKQW8U35
87721.940000000000
Bradesco Securities, Inc.
8-52806
000104347
5493005BOEQJY4OBZP25
315159.550000000000
645727351.380000000000
N
228649180.960000000000
0.000000000000
N
N
N
PIMCO RAFI Dynamic Multi-Factor International Equity ETF
S000057224
549300C7YSI8PXSR2B24
Y
1
0
0
Exchange-Traded Fund
N
Y
-0.639223000000
-1.043990000000
7.696660000000
7.696600000000
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Pacific Investment Management Company LLC
801-48187
000104559
549300KGPYQZXGMYYN38
N
Parametric Portfolio Associates
801-60485
000114310
549300S4WU4W1Z92RF77
N
N
State Street Bank and Trust Company
85-05003
571474TGEMMWANRLN572
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
JPMorgan Chase PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg Valuation Service
549300B56MD0ZC402L06
N
Thomson Reuters
549300561UZND4C7B569
CA
N
IHS Markit
213800BVVQOBUSJXSB53
GB
N
N
Canada Self Custody
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A.
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank AG
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank S.P.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank London - Crest
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking AG
5493004PP58SUE3G8M27
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Sociedad Anonima Espanola
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
HSBC Bank Australia Limited
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Hongkong and Shanghai Banking Corp.
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong)
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Unicredit Bank Austria AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
N
Pacific Investment Management Company LLC
549300KGPYQZXGMYYN38
Y
N
N
Allianz Global Investors (Schweiz) AG
N/A
N/A
549300HHHNE56IHKY326
CH
0.000000000000
Allianz Global Investors Distributors LLC
8-41811
000025567
549300SP22LYR965RW31
0.000000000000
Allianz Life Financial Services, LLC
8-13630
000000612
N/A
0.000000000000
PIMCO (Schweiz) GmbH
N/A
N/A
N/A
CH
0.000000000000
PIMCO Canada Corp.
N/A
N/A
549300PNZNS0LQSMZ318
CA
0.000000000000
PIMCO Deutschland GmbH
N/A
N/A
549300KW6332H0XL8X85
DE
0.000000000000
PIMCO Investments LLC
8-68686
000154957
N/A
0.000000000000
Questar Capital Corporation
8-50174
000043100
N/A
0.000000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
2572.340000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
3419.520000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3.500000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3.230000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
1.080000000000
BNY Mellon Capital Markets, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
0.200000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
4426.220000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4.390000000000
HSBC Securities (USA), Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
0.940000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
68.440000000000
10499.910000000000
Citigroup Global Markets, Inc.
8-08177
000007059
MBNUM2BPBDO7JBLYG310
9843562.810000000000
Credit Suisse Securities (USA), LLC
8-00422
000000816
1V8Y6QCX6YMJ2OELII46
26593524.540000000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
7004.610000000000
State Street Global Markets, LLC
8-69862
000285852
549300FDEDF5ORXCMQ56
31529.830000000000
Morgan Stanley & Co., Inc.
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
6498.850000000000
Investment Tech Group
8-44218
000029299
549300S41SMIODVIT266
2152.430000000000
Merrill Lynch, Pierce, Fenner, & Smith
8-07221
000007691
8NAV47T0Y26Q87Y0QP81
33713531.640000000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
8774.830000000000
Cowen & Co.
8-22522
000007616
549300WR155U7DVMIW58
4957896.220000000000
Goldman Sachs & Co.
8-00129
000000361
FOR8UP27PHTHYVLBNG30
136696.830000000000
75303442.060000000000
N
24489583.300000000000
0.000000000000
N
N
N
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF
S000057225
N
100000
0.510000000000
0.981058000000
99.490000000000
0.981058000000
1.480000000000
1.137950000000
98.520000000000
1.137950000000
667.970000000000
N/A
N/A
524.150000000000
N/A
N/A
80.360000000000
N/A
N/A
80.360000000000
N/A
N/A
N
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
S000057223
N
200000
64.810000000000
1.123490000000
35.190000000000
1.123490000000
65.540000000000
0.000000000000
34.460000000000
0.000000000000
6222.770000000000
N/A
N/A
6222.770000000000
N/A
N/A
9744.720000000000
N/A
N/A
9744.720000000000
N/A
N/A
N
PIMCO RAFI Dynamic Multi-Factor International Equity ETF
S000057224
N
200000
1.200000000000
0.847811000000
98.800000000000
0.847811000000
5.190000000000
4.916760000000
94.810000000000
4.916760000000
755.490000000000
N/A
N/A
40.590000000000
N/A
N/A
111.720000000000
N/A
N/A
111.720000000000
N/A
N/A
N