EX-99.(G)(2) 4 d448052dex99g2.htm AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENT DATED FEBRUARY 8, 2017 Amendment to Custody and Investment Accounting Agreement dated February 8, 2017

Exhibit (g)(2)

AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENT

This Amendment, effective as of February 8, 2017 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street”) and EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated therein by this reference (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY (“PIMCO”).

WHEREAS, State Street, each Fund, with the exception of PIMCO Flexible Credit Income Fund, and PIMCO entered into a Custody and Investment Accounting Agreement dated as of January 1, 2000, and amended through the date hereof (the “Agreement”); and

WHEREAS, the parties hereto wish to amend the Agreement as set forth below.

NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows:

 

  1.

The Agreement is amended by adding the following as Section 11 M:

“ADDITIONAL FUNDS. If any management investment company in addition to those listed on Schedule A desires State Street to render services as custodian under the terms of this Agreement, the management investment company shall so notify State Street in writing. If State Street agrees in writing to provide the services, the management investment company shall become a Fund hereunder and the Fund, State Street and PIMCO shall be bound by all applicable terms and conditions and provisions hereof with respect to the new Fund.”

 

  2.

The Agreement and its Schedule A (which revised version is attached hereto) are amended to reflect the addition of the following management investment company to the Agreement as a Fund:

PIMCO Flexible Credit Income Fund

 

  3.

Each Fund hereby confirms, as of the date set forth above, its representations and warranties set forth in Section 2 A. of the Agreement. PIMCO hereby confirms, as of the date set forth above, its representations and warranties set forth in Section 2 C. of the Agreement.

 

  4.

State Street, each Fund and PIMCO hereby agree to be bound by all of the terms, provisions, covenants, and obligations set forth in the Agreement.

 

  5.

Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect.


  6.

This Amendment may be executed in several counterparts, each of which shall be deemed to be an original, and all such counterparts taken together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form.

 

  7.

A copy of the Agreements and Declarations of Trusts of the Funds, as applicable, is on file with the Secretary of The Commonwealth of Massachusetts, and notice is hereby given that this instrument is executed on behalf of the Funds by an officer of the Funds as an officer and not individually and that the obligations imposed on the Funds by this Amendment are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and property of the Funds.

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State Street: Limited Access

 

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IN WITNESS WHEREOF, each of the undersigned has caused this Amendment to be executed in its name and on its behalf by a duly authorized officer as of the date set forth above.

PIMCO FUNDS

PIMCO EQUITY SERIES

 

By:

 

/s/ Peter G. Strelow

Name:

 

Peter G. Strelow

Title:

 

President

PIMCO FLEXIBLE CREDIT INCOME FUND

 

By:

 

/s/ Peter G. Strelow

Name:

 

Peter G. Strelow

Title:

 

President

PACIFIC INVESTMENT MANAGEMENT COMPANY

 

By:

 

/s/ Peter G. Strelow

Name:

 

Peter G. Strelow

Title:

 

Managing Director

STATE STREET BANK AND TRUST COMPANY

 

By:

 

/s/ Andrew Erickson

Name:

 

Andrew Erickson

Title:

 

Executive Vice President

Amendment to Custody Agreement


Schedule A

TO

Custody and Investment Accounting Agreement

Dated 01/01/2000

Amended February 8, 2017

List of Funds of PIMCO Funds

Fund  

PIMCO
Account

#

   State Street 
Account #

PIMCO All Asset All Authority Fund

  791   PX2A

PIMCO All Asset Fund

  736   PC2Y

PIMCO California Intermediate Municipal Bond Fund

  743   PC2D

PIMCO California Municipal Bond Fund

  4175   PP2A

PIMCO California Short Duration Municipal Income Fund

  773   PX2Q

PIMCO Capital Securities and Financials Fund

  10706   PP2I

PIMCO CommoditiesPLUS® Strategy Fund

  4702   PP1J

PIMCO CommodityRealReturn Strategy Fund®

  731   PC2X

PIMCO Credit Absolute Return Fund

  4081   PP1X

PIMCO Diversified Income Fund

  744   PX2D

PIMCO Emerging Local Bond Fund

  739   PX2X

PIMCO Emerging Markets Bond Fund

  771   PC2J

PIMCO Emerging Markets Corporate Bond Fund

  709   PP1A

PIMCO Emerging Markets Currency Fund

  708   PX2L

PIMCO Emerging Markets Full Spectrum Fund

  3719   PP2G

PIMCO Extended Duration Fund

  738   PX2V

PIMCO Foreign Bond Fund (U.S. Dollar-Hedged)

  770   PC1N

PIMCO Foreign Bond Fund (Unhedged)

  719   PX2N

PIMCO Global Advantage® Strategy Bond Fund

  749   PPF4

PIMCO Global Bond Fund (U.S. Dollar-Hedged)

  785   PC2A

PIMCO Global Bond Fund (Unhedged)

  775   PC1M

PIMCO Global Multi-Asset Fund

  758   PX3A

PIMCO GNMA Fund

  721   PC2I

PIMCO Government Money Market Fund

  799   PPF6

PIMCO High Yield Fund

  705   PC1L

PIMCO High Yield Municipal Bond Fund

  763   PX2P

PIMCO High Yield Spectrum Fund

  4720   PP1P

PIMCO Income Fund

  766   PX2C

PIMCO Inflation Response Multi-Asset Fund

  4082   PP1Y

PIMCO Investment Grade Corporate Bond Fund

  707   PC2R

PIMCO Long Duration Total Return Fund

  713   PX2U

PIMCO Long-Term Credit Fund

  769   PPF9

PIMCO Long-Term U.S. Government Fund

  710   PC1F


PIMCO Low Duration Fund

  720   PC1D

PIMCO Low Duration Fund II

  750   PC1I

PIMCO Low Duration ESG Fund

  723   PC2D

PIMCO Low Duration Income Fund

  724   PX2B

PIMCO Moderate Duration Fund

  745   PC2E

PIMCO Mortgage Opportunities Fund

  3938   PP2K

PIMCO Mortgage-Backed Securities Fund

  701   PC2H

PIMCO Multi-Strategy Alternative Fund

  14858   PX3G

PIMCO Municipal Bond Fund

  703   PC2L

PIMCO National Intermediate Municipal Bond Fund

  4176   PP2B

PIMCO New York Municipal Bond Fund

  753   PC2P

PIMCO RAE Fundamental Advantage PLUS Fund

  4716   PPF2

PIMCO RAE Fundamental PLUS EMG Fund

  4718   PPF5

PIMCO RAE Fundamental PLUS Fund

  729   PX2H

PIMCO RAE Fundamental PLUS International Fund

  4197   PP1W

PIMCO RAE Fundamental PLUS Small Fund

  4196   PP1S

PIMCO RAE Low Volatility PLUS EMG Fund

  483   PP2N

PIMCO RAE Low Volatility PLUS Fund

  485   PP2P

PIMCO RAE Low Volatility PLUS International Fund

  484   PP2O

PIMCO RAE Worldwide Fundamental Advantage PLUS Fund

  4116   PP2F

PIMCO RAE Worldwide Long/Short PLUS Fund

  4325   PP2Q

PIMCO Real Return Asset Fund

  793   PC2V

PIMCO Real Return Fund

  795   PC2F

PIMCO Real Return Limited Duration Fund

  10795   PP2R

PIMCO RealEstateRealReturn Strategy Fund

  788   PX2R

PIMCO REALPATH® 2020 Fund

  4712   PPR2

PIMCO REALPATH® 2025 Fund

  4071   PPR7

PIMCO REALPATH® 2030 Fund

  4713   PPR3

PIMCO REALPATH® 2035 Fund

  4072   PPR8

PIMCO REALPATH® 2040 Fund

  4714   PPR4

PIMCO REALPATH® 2045 Fund

  4073   PPR9

PIMCO REALPATH® 2050 Fund

  4715   PPR5

PIMCO REALPATH® 2055 Fund

  4075   PPU1

PIMCO REALPATH® Income Fund

  4711   PPR1

PIMCO Senior Floating Rate Fund

  4080   PP1Q

PIMCO Short Asset Investment Fund

  6740   PP1Z

PIMCO Short Duration Municipal Income Fund

  733   PC2N

PIMCO Short-Term Fund

  740   PC1B

PIMCO StocksPLUS® Fund

  715   PC1G

State Street: Limited Access

 

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PIMCO StocksPLUS® International Fund (Unhedged)

  774   PX2W

PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged)

  786   PX2I

PIMCO StocksPLUS® Long Duration Fund

  711   PX2M

PIMCO StocksPLUS® Absolute Return Fund

  734   PC2Z

PIMCO StocksPLUS® Short Fund

  726   PX2S

PIMCO StocksPLUS® Small Fund

  751   PX2O

PIMCO Total Return Fund

  700   PC1E

PIMCO Total Return Fund II

  735   FA1B

PIMCO Total Return ESG Fund

  790   PC1H

PIMCO Total Return Fund IV

  7700   PP1R

PIMCO TRENDS Managed Futures Strategy Fund

  10789   PP2H

PIMCO Unconstrained Bond Fund

  748   PPF3

PIMCO Unconstrained Tax Managed Bond Fund

  777   PPF8

List of Funds of PIMCO Funds (Private Account Portfolio Series)

Fund  

PIMCO
Account

#

   State Street 
Account #

PIMCO Asset-Backed Portfolio

  732   PC3Q

PIMCO Emerging Markets Portfolio

  781   PC2G

PIMCO High Yield Portfolio

  706   PC3H

PIMCO International Portfolio

  780   PC1O

PIMCO Investment Grade Corporate Portfolio

  702   PC3N

PIMCO Long Duration Corporate Bond Portfolio

  759   PPA5

PIMCO Low Duration Portfolio

  4052   PC3U

PIMCO Moderate Duration Portfolio

  4053   PC3V

PIMCO Mortgage Portfolio

  722   PC3F

PIMCO Municipal Sector Portfolio

  704   PC3O

PIMCO Real Return Portfolio

  792   PC3M

PIMCO Senior Floating Rate Portfolio

  4051   PC3Z

PIMCO Short-Term Floating NAV Portfolio II

  776   PC3S

PIMCO Short-Term Floating NAV Portfolio III

  3376   PG3A

PIMCO Short-Term Portfolio

  742   PC3A

PIMCO U.S. Government Sector Portfolio

  712   PC3D

List of Funds of PIMCO Equity Series

Fund  

PIMCO
Account

#

   State Street 
Account #

PIMCO Dividend and Income Fund

  4121   PPEN

PIMCO EqS® Long/Short Fund

  4975   PPEO

State Street: Limited Access

 

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PIMCO RAE Fundamental Emerging Markets Fund

  15662   PPES

PIMCO RAE Fundamental Global Fund

  15664   PPEU

PIMCO RAE Fundamental Global ex-US Fund

  15665   PPAG

PIMCO RAE Fundamental International Fund

  15663   PPEW

PIMCO RAE Fundamental US Fund

  15661   PPAB

PIMCO RAE Fundamental US Small Fund

  15666   PPEY

PIMCO REALPATH® Blend Income Fund

  4330   PPEI

PIMCO REALPATH® Blend 2020 Fund

  4331   PPE1

PIMCO REALPATH® Blend 2025 Fund

  4332   PPE2

PIMCO REALPATH® Blend 2030 Fund

  4333   PPE3

PIMCO REALPATH® Blend 2035 Fund

  4334   PPE4

PIMCO REALPATH® Blend 2040 Fund

  4335   PPE5

PIMCO REALPATH® Blend 2045 Fund

  4336   PPE6

PIMCO REALPATH® Blend 2050 Fund

  4337   PPE7

PIMCO REALPATH® Blend 2055 Fund

  4338   PPE8

List of PIMCO Interval Funds

Fund  

PIMCO
Account

#

   State Street 
Account #

PIMCO Flexible Credit Income Fund

  13648   PPAX

State Street: Limited Access

 

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