0001085146-20-000508.txt : 20200210
0001085146-20-000508.hdr.sgml : 20200210
20200210145735
ACCESSION NUMBER: 0001085146-20-000508
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200210
DATE AS OF CHANGE: 20200210
EFFECTIVENESS DATE: 20200210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Emancipation Management LLC
CENTRAL INDEX KEY: 0001478861
IRS NUMBER: 020700892
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16996
FILM NUMBER: 20591495
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 605-0661
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001478861
XXXXXXXX
12-31-2019
12-31-2019
false
Emancipation Management LLC
825 THIRD AVENUE
33RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-16996
Y
This 13F Report is an aggregate filing for Emancipation Management LLC (Emancipation) and
Circle N Advisors, LLC (Circle N), both of which are under common control of Mr. Charles
Frumberg.
Charles Frumberg
Managing Member
212-605-0661
/s/ Charles Frumberg
New York
NY
02-08-2020
0
16
22386
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AVAYA HLDGS CORP
COM
05351X101
270
20000
SH
Call
SOLE
20000
0
0
AVAYA HLDGS CORP
COM
05351X101
1634
121044
SH
SOLE
121044
0
0
AVITA MED LTD
SPONSORED ADS
053792107
91
10000
SH
SOLE
0
0
10000
B RILEY PRINCIPAL MERGER COR
UNIT 99/99/9999
05586Y205
315
30000
SH
SOLE
30000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
835
1670904
SH
SOLE
1670904
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
1378
2835000
PRN
SOLE
2835000
0
0
GRAHAM CORP
COM
384556106
1133
51780
SH
SOLE
0
0
51780
INTERNATIONAL BUSINESS MACHS
COM
459200101
529
3946
SH
SOLE
0
0
3946
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
196
33167
SH
SOLE
0
0
33167
POWERFLEET INC
COM
73931J109
11202
1720770
SH
SOLE
1720770
0
0
RAND CAP CORP
COM
752185108
313
116798
SH
SOLE
0
0
116798
RTW RETAILWINDS INC
COM
74980D100
253
315507
SH
SOLE
315507
0
0
S&W SEED CO
COM
785135104
32
15000
SH
SOLE
0
0
15000
SYNACOR INC
COM
871561106
667
438558
SH
SOLE
438558
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
247
52000
SH
Call
SOLE
52000
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
3291
692834
SH
SOLE
692834
0
0