The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ARLO TECHNOLOGIES INC | COM | 04206A101 | 461 | 135,100 | SH | Call | SOLE | 135,100 | 0 | 0 | |
| ARLO TECHNOLOGIES INC | COM | 04206A101 | 676 | 198,183 | SH | SOLE | 198,183 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 1,316 | 128,610 | SH | SOLE | 128,610 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 205 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
| B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 303 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E125 | 705 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 1,327 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 1,163 | 1,610,204 | SH | SOLE | 1,610,204 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,339 | 2,835,000 | PRN | SOLE | 2,835,000 | 0 | 0 | ||
| GRAHAM CORP | COM | 384556106 | 1,527 | 76,880 | SH | SOLE | 0 | 0 | 76,880 | ||
| GSE SYS INC | COM | 36227k106 | 57 | 32,500 | SH | SOLE | 0 | 0 | 32,500 | ||
| HYRECAR INC | COM | 44916T107 | 250 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| I D SYSTEMS INC | COM | 449489103 | 9,413 | 1,720,770 | SH | SOLE | 1,720,770 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 574 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
| MICROSOFT CORP | COM | 594918104 | 481 | 3,458 | SH | SOLE | 0 | 0 | 3,458 | ||
| NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 1,753 | 164,113 | SH | SOLE | 0 | 0 | 164,113 | ||
| NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 1,412 | 231,851 | SH | SOLE | 0 | 0 | 231,851 | ||
| QUMU CORP | COM | 749063103 | 326 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| RAND CAP CORP | COM | 752185108 | 297 | 118,989 | SH | SOLE | 0 | 0 | 118,989 | ||
| RTW RETAILWINDS INC | COM | 74980D100 | 127 | 93,000 | SH | SOLE | 93,000 | 0 | 0 | ||
| S&W SEED CO | COM | 785135104 | 35 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
| SYNACOR INC | COM | 871561106 | 1,383 | 987,526 | SH | SOLE | 987,526 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 880 | 162,932 | SH | SOLE | 162,932 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 821 | 152,000 | SH | Call | SOLE | 152,000 | 0 | 0 | |
| VONAGE HLDGS CORP | COM | 92886T201 | 1,392 | 123,180 | SH | SOLE | 123,180 | 0 | 0 | ||