0001085146-19-002832.txt : 20191112 0001085146-19-002832.hdr.sgml : 20191112 20191112093630 ACCESSION NUMBER: 0001085146-19-002832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Emancipation Management LLC CENTRAL INDEX KEY: 0001478861 IRS NUMBER: 020700892 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16996 FILM NUMBER: 191206671 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 605-0661 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001478861 XXXXXXXX 09-30-2019 09-30-2019 false Emancipation Management LLC

825 THIRD AVENUE 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-16996 Y This 13F Report is an aggregate filing for Emancipation Management LLC (Emancipation) and Circle N Advisors, LLC (Circle N), both of which are under common control of Mr. Charles Frumberg. Charles Frumberg 212-605-0661 /s/ Charles Frumberg New York NY 11-11-2019 0 25 28223 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ARLO TECHNOLOGIES INC COM 04206A101 461 135100 SH Call SOLE 135100 0 0 ARLO TECHNOLOGIES INC COM 04206A101 676 198183 SH SOLE 198183 0 0 AVAYA HLDGS CORP COM 05351X101 1316 128610 SH SOLE 128610 0 0 AVAYA HLDGS CORP COM 05351X101 205 20000 SH Call SOLE 20000 0 0 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 303 30000 SH SOLE 30000 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 705 15000 SH SOLE 15000 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 1327 35000 SH SOLE 35000 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 1163 1610204 SH SOLE 1610204 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 1339 2835000 PRN SOLE 2835000 0 0 GRAHAM CORP COM 384556106 1527 76880 SH SOLE 0 0 76880 GSE SYS INC COM 36227k106 57 32500 SH SOLE 0 0 32500 HYRECAR INC COM 44916T107 250 100000 SH SOLE 100000 0 0 I D SYSTEMS INC COM 449489103 9413 1720770 SH SOLE 1720770 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 574 3946 SH SOLE 0 0 3946 MICROSOFT CORP COM 594918104 481 3458 SH SOLE 0 0 3458 NAVIGATOR HOLDINGS LTD SHS Y62132108 1753 164113 SH SOLE 0 0 164113 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 1412 231851 SH SOLE 0 0 231851 QUMU CORP COM 749063103 326 100000 SH SOLE 100000 0 0 RAND CAP CORP COM 752185108 297 118989 SH SOLE 0 0 118989 RTW RETAILWINDS INC COM 74980D100 127 93000 SH SOLE 93000 0 0 S&W SEED CO COM 785135104 35 15000 SH SOLE 0 0 15000 SYNACOR INC COM 871561106 1383 987526 SH SOLE 987526 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 880 162932 SH SOLE 162932 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 821 152000 SH Call SOLE 152000 0 0 VONAGE HLDGS CORP COM 92886T201 1392 123180 SH SOLE 123180 0 0