The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8X8 INC NEW | COM | 282914100 | 626 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
| ARGAN INC | COM | 04010E109 | 3,491 | 69,887 | SH | SOLE | 0 | 0 | 69,887 | ||
| ARLO TECHNOLOGIES INC | COM | 04206A101 | 826 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| AUTOWEB INC | COM | 05335B100 | 125 | 33,092 | SH | SOLE | 33,092 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 986 | 58,610 | SH | SOLE | 58,610 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 337 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
| BRIGHTCOVE INC | COM | 10921T101 | 756 | 89,887 | SH | SOLE | 89,887 | 0 | 0 | ||
| CARBONITE INC | COM | 141337105 | 992 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| DIREXION SHS ETF TR | DAILY SM CAP BEA | 25490K521 | 443 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 930 | 22,188 | SH | SOLE | 22,188 | 0 | 0 | ||
| FUSION CONNECT INC | COM | 36116X102 | 130 | 99,392 | SH | SOLE | 99,392 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 218 | 306,702 | SH | SOLE | 306,702 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,125 | 1,835,000 | PRN | SOLE | 1,835,000 | 0 | 0 | ||
| GRAHAM CORP | COM | 384556106 | 1,741 | 88,680 | SH | SOLE | 0 | 0 | 88,680 | ||
| GSE SYS INC | COM | 36227k106 | 91 | 32,500 | SH | SOLE | 0 | 0 | 32,500 | ||
| HYDROGENICS CORP NEW | COM NEW | 448883207 | 881 | 111,100 | SH | SOLE | 0 | 0 | 111,100 | ||
| I D SYSTEMS INC | COM | 449489103 | 10,196 | 1,719,426 | SH | SOLE | 1,719,426 | 0 | 0 | ||
| INTERMOLECULAR INC | COM | 45882D109 | 1,387 | 1,206,322 | SH | SOLE | 1,206,322 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 557 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
| ISSUER DIRECT CORPORATION | COM NEW | 46520M204 | 186 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 1,351 | 11,458 | SH | SOLE | 8,000 | 0 | 3,458 | ||
| NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | 784 | 71,309 | SH | SOLE | 0 | 0 | 71,309 | ||
| NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 2,988 | 434,334 | SH | SOLE | 0 | 0 | 434,334 | ||
| PLANTRONICS INC NEW | COM | 727493108 | 922 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| RAND CAP CORP | COM | 752185108 | 466 | 164,449 | SH | SOLE | 0 | 0 | 164,449 | ||
| REALNETWORKS INC | COM NEW | 75605L708 | 279 | 89,696 | SH | SOLE | 89,696 | 0 | 0 | ||
| S&W SEED CO | COM | 785135104 | 40 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
| SALESFORCE COM INC | COM | 79466L302 | 436 | 2,750 | SH | SOLE | 2,750 | 0 | 0 | ||
| STAMPS COM INC | COM NEW | 852857200 | 366 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
| SYNACOR INC | COM | 871561106 | 677 | 431,004 | SH | SOLE | 431,004 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 477 | 78,375 | SH | SOLE | 78,375 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 2,249 | 2,290,000 | PRN | SOLE | 2,290,000 | 0 | 0 | ||
| UNITED STATES LIME & MINERAL | COM | 911922102 | 721 | 9,347 | SH | SOLE | 0 | 0 | 9,347 | ||
| VONAGE HLDGS CORP | COM | 92886T201 | 866 | 86,300 | SH | SOLE | 85,000 | 0 | 1,300 | ||