0001085146-19-001465.txt : 20190513
0001085146-19-001465.hdr.sgml : 20190513
20190510210517
ACCESSION NUMBER: 0001085146-19-001465
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190510
EFFECTIVENESS DATE: 20190513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Emancipation Management LLC
CENTRAL INDEX KEY: 0001478861
IRS NUMBER: 020700892
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16996
FILM NUMBER: 19816673
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 605-0661
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001478861
XXXXXXXX
03-31-2019
03-31-2019
false
Emancipation Management LLC
825 THIRD AVENUE
33RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-16996
Y
THIS 13F REPORT IS AN AGGRGATE FILING FOR EMANCIPATION MANAGEMENT LLC (EMANCIPATION) AND CIRCLE N ADVISORS, LLC (CIRCLE N), BOTH OF WHICH ARE UNDER COMMON CONTROL OF MR. CHARLES FRUMBERG. ON JUNE 26, 2015, CIRCLE N ACQUIRED SUBSTANTIALLY ALL OF THE BUSINESS ASSETS OF NSB ADVISORS LLC (NSB). HOLDINGS FORMERLY REPORTED BY NSB ARE NOW BEING REPORTED ON THIS 13F REPORT BY EMANCIPATION.
Charles Frumberg
Managing Member
212-605-0661
/s/ Charles Frumberg
New York
NY
05-10-2019
0
34
38646
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
8X8 INC NEW
COM
282914100
626
31000
SH
SOLE
31000
0
0
ARGAN INC
COM
04010E109
3491
69887
SH
SOLE
0
0
69887
ARLO TECHNOLOGIES INC
COM
04206A101
826
200000
SH
SOLE
200000
0
0
AUTOWEB INC
COM
05335B100
125
33092
SH
SOLE
33092
0
0
AVAYA HLDGS CORP
COM
05351X101
986
58610
SH
SOLE
58610
0
0
AVAYA HLDGS CORP
COM
05351X101
337
20000
SH
Call
SOLE
20000
0
0
BRIGHTCOVE INC
COM
10921T101
756
89887
SH
SOLE
89887
0
0
CARBONITE INC
COM
141337105
992
40000
SH
SOLE
40000
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
443
45000
SH
SOLE
45000
0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
930
22188
SH
SOLE
22188
0
0
FUSION CONNECT INC
COM
36116X102
130
99392
SH
SOLE
99392
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
218
306702
SH
SOLE
306702
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
1125
1835000
PRN
SOLE
1835000
0
0
GRAHAM CORP
COM
384556106
1741
88680
SH
SOLE
0
0
88680
GSE SYS INC
COM
36227k106
91
32500
SH
SOLE
0
0
32500
HYDROGENICS CORP NEW
COM NEW
448883207
881
111100
SH
SOLE
0
0
111100
I D SYSTEMS INC
COM
449489103
10196
1719426
SH
SOLE
1719426
0
0
INTERMOLECULAR INC
COM
45882D109
1387
1206322
SH
SOLE
1206322
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
557
3946
SH
SOLE
0
0
3946
ISSUER DIRECT CORPORATION
COM NEW
46520M204
186
15000
SH
SOLE
15000
0
0
MICROSOFT CORP
COM
594918104
1351
11458
SH
SOLE
8000
0
3458
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
784
71309
SH
SOLE
0
0
71309
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
2988
434334
SH
SOLE
0
0
434334
PLANTRONICS INC NEW
COM
727493108
922
20000
SH
SOLE
20000
0
0
RAND CAP CORP
COM
752185108
466
164449
SH
SOLE
0
0
164449
REALNETWORKS INC
COM NEW
75605L708
279
89696
SH
SOLE
89696
0
0
S&W SEED CO
COM
785135104
40
15000
SH
SOLE
0
0
15000
SALESFORCE COM INC
COM
79466L302
436
2750
SH
SOLE
2750
0
0
STAMPS COM INC
COM NEW
852857200
366
4500
SH
SOLE
4500
0
0
SYNACOR INC
COM
871561106
677
431004
SH
SOLE
431004
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
477
78375
SH
SOLE
78375
0
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
2249
2290000
PRN
SOLE
2290000
0
0
UNITED STATES LIME & MINERAL
COM
911922102
721
9347
SH
SOLE
0
0
9347
VONAGE HLDGS CORP
COM
92886T201
866
86300
SH
SOLE
85000
0
1300