The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8X8 INC NEW | COM | 282914100 | 198 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| ARGAN INC | COM | 04010E109 | 2,074 | 54,804 | SH | SOLE | 0 | 0 | 54,804 | ||
| AUTOWEB INC | COM | 05335B100 | 614 | 201,366 | SH | SOLE | 201,366 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 725 | 49,793 | SH | SOLE | 49,793 | 0 | 0 | ||
| AVAYA HLDGS CORP | COM | 05351X101 | 291 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
| ECO STIM ENERGY SOLUTIONS IN | COM | 27888D101 | 3 | 50,132 | SH | SOLE | 0 | 0 | 50,132 | ||
| FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 520 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| FUSION CONNECT INC | COM | 36116X102 | 413 | 246,004 | SH | SOLE | 246,004 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 1,788 | 801,721 | SH | SOLE | 801,721 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 1,323 | 1,835,000 | PRN | SOLE | 1,835,000 | 0 | 0 | ||
| GRAHAM CORP | COM | 384556106 | 1,927 | 84,380 | SH | SOLE | 0 | 0 | 84,380 | ||
| GSE SYS INC | COM | 36227k106 | 68 | 32,500 | SH | SOLE | 0 | 0 | 32,500 | ||
| HYDROGENICS CORP NEW | COM NEW | 448883207 | 186 | 37,200 | SH | SOLE | 0 | 0 | 37,200 | ||
| I D SYSTEMS INC | COM | 449489103 | 9,556 | 1,709,426 | SH | SOLE | 1,709,426 | 0 | 0 | ||
| INTERMOLECULAR INC | COM | 45882D109 | 816 | 808,200 | SH | SOLE | 808,200 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 449 | 3,946 | SH | SOLE | 0 | 0 | 3,946 | ||
| ISSUER DIRECT CORPORATION | COM NEW | 46520M204 | 170 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 859 | 8,458 | SH | SOLE | 5,000 | 0 | 3,458 | ||
| NORTH EUROPEAN OIL RTY TR | SH BEN INT | 659310106 | 2,586 | 445,849 | SH | SOLE | 0 | 0 | 445,849 | ||
| RAND CAP CORP | COM | 752185108 | 557 | 222,842 | SH | SOLE | 0 | 0 | 222,842 | ||
| REALNETWORKS INC | COM NEW | 75605L708 | 264 | 114,102 | SH | SOLE | 114,102 | 0 | 0 | ||
| ROSETTA STONE INC | COM | 777780107 | 377 | 22,960 | SH | SOLE | 22,960 | 0 | 0 | ||
| S&W SEED CO | COM | 785135104 | 27 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
| SPS COMM INC | COM | 78463M107 | 247 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
| SYNACOR INC | COM | 871561106 | 928 | 626,808 | SH | SOLE | 626,808 | 0 | 0 | ||
| UNITED STATES LIME & MINERAL | COM | 911922102 | 805 | 11,344 | SH | SOLE | 0 | 0 | 11,344 | ||
| ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 318 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||