0001085146-18-002555.txt : 20181109 0001085146-18-002555.hdr.sgml : 20181109 20181109164540 ACCESSION NUMBER: 0001085146-18-002555 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Emancipation Management LLC CENTRAL INDEX KEY: 0001478861 IRS NUMBER: 020700892 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16996 FILM NUMBER: 181173692 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 605-0661 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001478861 XXXXXXXX 09-30-2018 09-30-2018 false Emancipation Management LLC

825 THIRD AVENUE 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-16996 Y THIS 13F REPORT IS AN AGGRGATE FILING FOR EMANCIPATION MANAGEMENT LLC (EMANCIPATION) AND CIRCLE N ADVISORS, LLC (CIRCLE N), BOTH OF WHICH ARE UNDER COMMON CONTROL OF MR. CHARLES FRUMBERG. ON JUNE 26, 2015, CIRCLE N ACQUIRED SUBSTANTIALLY ALL OF THE BUSINESS ASSETS OF NSB ADVISORS LLC (NSB). HOLDINGS FORMERLY REPORTED BY NSB ARE NOW BEING REPORTED ON THIS 13F REPORT BY EMANCIPATION. Charles Frumberg 212-605-0661 /s/ Charles Frumberg New York NY 11-08-2018 0 29 40003 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ARGAN INC COM 04010E109 4093 95179 SH SOLE 0 0 95179 AUTOWEB INC COM 05335B100 592 199966 SH SOLE 199966 0 0 AVAYA HLDGS CORP COM 05351X101 1771 80000 SH SOLE 80000 0 0 AVAYA HLDGS CORP COM 05351X101 443 20000 SH Call SOLE 20000 0 0 BRIGHTCOVE INC COM 10921T101 714 85000 SH SOLE 85000 0 0 ECO STIM ENERGY SOLUTIONS IN COM 27888D101 19 66578 SH SOLE 0 0 66578 FUSION CONNECT INC COM 36116X102 492 191297 SH SOLE 191297 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 2258 800621 SH SOLE 800621 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 1348 1835000 PRN SOLE 1835000 0 0 GRAHAM CORP COM 384556106 2422 85980 SH SOLE 0 0 85980 GSE SYS INC COM 36227k106 117 32500 SH SOLE 0 0 32500 HYDROGENICS CORP NEW COM NEW 448883207 188 26000 SH SOLE 0 0 26000 I D SYSTEMS INC COM 449489103 11881 1709426 SH SOLE 1709426 0 0 INTERMOLECULAR INC COM 45882D109 469 400000 SH SOLE 400000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 597 3946 SH SOLE 0 0 3946 ISSUER DIRECT CORPORATION COM NEW 46520M204 229 15000 SH SOLE 15000 0 0 JOHNSON & JOHNSON COM 478160104 251 1820 SH SOLE 0 0 1820 LILLY ELI & CO COM 532457108 268 2500 SH SOLE 0 0 2500 MAGICJACK VOCALTEC LTD SHS M6787E101 2488 298014 SH SOLE 298014 0 0 MICROSOFT CORP COM 594918104 853 7458 SH SOLE 4000 0 3458 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 2702 349987 SH SOLE 0 0 349987 RAND CAP CORP COM 752185108 561 233842 SH SOLE 0 0 233842 REALNETWORKS INC COM NEW 75605L708 348 118300 SH SOLE 118300 0 0 ROSETTA STONE INC COM 777780107 1068 53696 SH SOLE 53696 0 0 S&W SEED CO COM 785135104 42 17000 SH SOLE 0 0 17000 SERVICESOURCE INTL INC COM 81763U100 209 73393 SH SOLE 73393 0 0 SYNACOR INC COM 871561106 983 614108 SH SOLE 614108 0 0 UNITED STATES LIME & MINERAL COM 911922102 996 12619 SH SOLE 0 0 12619 VONAGE HLDGS CORP COM 92886T201 1601 113059 SH SOLE 111759 0 1300