X0306 4 2019-01-31 0 0001270436 Cohen & Co Inc. COHN 0001478645 Listman Douglas C/O COHEN & CO INC., 2929 ARCH STREET, SUITE 1703 PHILADELPHIA PA 19104-2870 0 1 0 0 Chief Accounting Officer Common Stock, par value $0.01 per share 2019-01-31 4 F 0 491 8.15 D 8507 D Represents shares of common stock of Cohen & Co Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2019, of 1,250 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. /s/ Douglas Listman 2019-02-05