0001209191-21-007551.txt : 20210203 0001209191-21-007551.hdr.sgml : 20210203 20210203200044 ACCESSION NUMBER: 0001209191-21-007551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUBINSTEIN JULIE CENTRAL INDEX KEY: 0001780664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38957 FILM NUMBER: 21588245 MAIL ADDRESS: STREET 1: C/O ADAPTIVE BIOTECHNOLOGIES CORPORATION STREET 2: 1551 EASTLAKE AVE E STE 200 CITY: SEATTLE STATE: WA ZIP: 98102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptive Biotechnologies Corp CENTRAL INDEX KEY: 0001478320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270907024 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 206-659-0067 MAIL ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: Adaptive TCR Corp DATE OF NAME CHANGE: 20091209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-01 0 0001478320 Adaptive Biotechnologies Corp ADPT 0001780664 RUBINSTEIN JULIE C/O ADAPTIVE BIOTECHNOLOGIES CORP. SUITE 200 SEATTLE WA 98102 0 1 0 0 President Common Stock 2021-02-01 4 M 0 15000 6.32 A 15000 D Common Stock 2021-02-01 4 S 0 10945 55.36 D 4055 D Common Stock 2021-02-01 4 S 0 4055 56.01 D 0 D Common Stock 2021-02-02 4 M 0 15000 6.32 A 15000 D Common Stock 2021-02-02 4 S 0 7710 58.58 D 7290 D Common Stock 2021-02-02 4 S 0 5280 59.20 D 2010 D Common Stock 2021-02-02 4 S 0 2010 59.99 D 0 D Stock Option (Right to Buy) 6.32 2021-02-01 4 M 0 15000 0.00 D 2025-06-09 Common Stock 15000 80000 D Stock Option (Right to Buy) 6.32 2021-02-02 4 M 0 15000 0.00 D 2025-06-09 Common Stock 15000 65000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $54.78 to 55.75 inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $55.81 to 56.35, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.88 to 58.87, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.90 to 59.88, inclusive. The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.91 to 60.06, inclusive. The option is fully vested and exercisable. /s/ Julie Rubinstein by Eric Billings, attorney-in-fact 2021-02-03