0001209191-20-050225.txt : 20200911 0001209191-20-050225.hdr.sgml : 20200911 20200911210011 ACCESSION NUMBER: 0001209191-20-050225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200910 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALDO LANCE CENTRAL INDEX KEY: 0001780773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38957 FILM NUMBER: 201172043 MAIL ADDRESS: STREET 1: C/O ADAPTIVE BIOTECHNOLOGIES CORPORATION STREET 2: 1551 EASTLAKE AVE E STE 200 CITY: SEATTLE STATE: WA ZIP: 98102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptive Biotechnologies Corp CENTRAL INDEX KEY: 0001478320 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 270907024 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 BUSINESS PHONE: 206-659-0067 MAIL ADDRESS: STREET 1: 1551 EASTLAKE AVENUE EAST SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98102 FORMER COMPANY: FORMER CONFORMED NAME: Adaptive TCR Corp DATE OF NAME CHANGE: 20091209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-10 0 0001478320 Adaptive Biotechnologies Corp ADPT 0001780773 BALDO LANCE C/O ADAPTIVE BIOTECHNOLOGIES CORP. SUITE 200 SEATTLE WA 98102 0 1 0 0 Chief Medical Officer Common Stock 2020-09-10 4 M 0 18 7.80 A 18 D Common Stock 2020-09-10 4 S 0 18 40.00 D 0 D Common Stock 2020-09-11 4 M 0 4149 7.80 A 4149 D Common Stock 2020-09-11 4 S 0 4149 40.00 D 0 D Stock Option (Right to Buy) 7.80 2020-09-10 4 M 0 18 0.00 D 2029-05-06 Common Stock 18 429149 D Stock Option (Right to Buy) 7.80 2020-09-11 4 M 0 4149 0.00 D 2029-05-06 Common Stock 4149 425000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020. The options vested with respect to 1/4 of the shares on May 6, 2020, with 1/48 of the shares vesting thereafter at the end of each full month of continuous service until fully vested. /s/ Lance Baldo by Eric L. Billings, attorney-in-fact 2020-09-11