ABS-15G 1 a17-11411_1abs15g.htm ABS-15G

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

 

o

Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period

 

 

 

                         to                         

 

 

 

Date of Report (Date of earliest event reported)  

 

 

 

Commission File Number of securitizer:  

 

 

 

Central Index Key Number of securitizer:  

 

 

Name and telephone number, including area code, of the person to
contact in connection with this filing.

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1)  o

 

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i)  o

 

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii)  o

 

x Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

 

Central Index Key Number of depositor:  0001478295

 

Oportun Funding VI, LLC

(Exact name of issuing entity as specified in its charter)

 

Central Index Key Number of issuing entity (if applicable): N/A

Central Index Key Number of underwriter (if applicable): N/A

 

Jonathan Coblentz, (650) 391-0217

Name and telephone number, including area code, of the person to
contact in connection with this filing

 

 

 



 

INFORMATION TO BE INCLUDED IN THE REPORT

 

PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

 

Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer

 

Attached as Exhibit 99.1 hereto is an Independent Accountants’ Report on Applying Agreed-Upon Procedures, dated May 2, 2017, obtained by the depositor with respect to certain agreed-upon procedures performed by Deloitte & Touche LLP.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

OPORTUN, INC.
(Depositor)

 

Date

May 12, 2017

 

 

 

 

 

 

 

By:

/s/ Jonathan Coblentz

 

 

Name:

Jonathan Coblentz

 

 

Title:

Chief Financial Officer

 

 

(Senior Officer in Charge of Securitization)

 

 

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EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

Exhibit 99.1

 

Independent Accountants’ Report on Applying Agreed-Upon Procedures, dated May 2, 2017

 

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