0001144204-17-043798.txt : 20170817 0001144204-17-043798.hdr.sgml : 20170817 20170817113418 ACCESSION NUMBER: 0001144204-17-043798 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 GROUP MEMBERS: SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAFECT Corp CENTRAL INDEX KEY: 0001478069 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88434 FILM NUMBER: 171038011 BUSINESS ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 BUSINESS PHONE: 914-207-2300 MAIL ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fosun Industrial Co., Ltd CENTRAL INDEX KEY: 0001448032 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: FLAT/ROOM 808 STREET 2: ICBC TOWER, 3 GARDEN ROAD CITY: HONG KONG STATE: F4 ZIP: 00000 BUSINESS PHONE: 021-63321633 MAIL ADDRESS: STREET 1: FLAT/ROOM 808 STREET 2: ICBC TOWER, 3 GARDEN ROAD CITY: HONG KONG STATE: F4 ZIP: 00000 SC 13G 1 v473546_sc13g.htm SCHEDULE 13G

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. ___)*

ContraFect Corporation
(Name of Issuer)
Common Stock, par value US$0.0001 per share
(Title of Class of Securities)
212326102
(CUSIP Number)
July 25, 2017
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

xRule 13d-1(c)

 

¨Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

SCHEDULE 13G

 

CUSIP No. 212326102

 

1 Names of Reporting Persons
Shanghai Fosun Pharmaceutical (Group) Co., Ltd.
2 Check the appropriate box if a member of a Group (see instructions)
(a)  x
(b)  ¨
3 Sec Use Only
 
4 Citizenship or Place of Organization
China

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

5 Sole Voting Power
0
6 Shared Voting Power
12,750,000 (1)
7 Sole Dispositive Power
0
8 Shared Dispositive Power
12,750,000 (1)
9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,750,000 (1)
10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
¨
11 Percent of class represented by amount in row (9)
16.4% (2)
12 Type of Reporting Person (See Instructions)
CO
       

 

(1) Includes 4,250,000 shares of Common Stock issuable upon the exercise of 8,500,000 warrants (the “Warrants”) issued by ContraFect Corporation (the “Issuer”), each exercisable for one half of a share of Common Stock.

 

(2) This percentage is calculated based on 73,656,006 Common Stock of the Issuer outstanding as of August 8, 2017 according to the Form 10Q filed by the Issuer on August 9, 2017 plus 4,250,000 shares of Common Stock issuable upon the exercise of 8,500,000 Warrants.

 

 Page 2 of 7 

 

SCHEDULE 13G

 

CUSIP No. 212326102

 

1 Names of Reporting Persons
Fosun Industrial Co., Limited
2 Check the appropriate box if a member of a Group (see instructions)
(a)  x
(b)  ¨
3 Sec Use Only
 
4 Citizenship or Place of Organization
Hong Kong

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

5 Sole Voting Power
0
6 Shared Voting Power
12,750,000 (1)
7 Sole Dispositive Power
0
8 Shared Dispositive Power
12,750,000 (1)
9 Aggregate Amount Beneficially Owned by Each Reporting Person
12,750,000 (1)
10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
¨
11 Percent of class represented by amount in row (9)
16.4% (2)
12 Type of Reporting Person (See Instructions)
CO
       

 

(1) Includes 4,250,000 shares of Common Stock issuable upon the exercise of 8,500,000 Warrants issued by the Issuer, each exercisable for one half of a share of Common Stock.

 

(2) This percentage is calculated based on 73,656,006 Common Stock of the Issuer outstanding as of August 8, 2017 according to the Form 10Q filed by the Issuer on August 9, 2017 plus 4,250,000 shares of Common Stock issuable upon the exercise of 8,500,000 Warrants.

 

 Page 3 of 7 

 

 

Item 1.

 

(a)Name of Issuer:

 

ContraFect Corporation

 

(b)Address of Issuer’s Principal Executive Offices:

 

28 Wells Avenue, Third Floor

Yonkers, New York 10701

 

Item 2.

 

(a)Name of Person Filing:

 

This Schedule 13G is filed by Shanghai Fosun Pharmaceutical (Group) Co., Ltd. (“Shanghai Fosun”), a company organized under the laws of the People’s Republic of China (“China”), and Fosun Industrial Co., Limited (“Fosun Industrial”), a company organized under the laws of the Hong Kong Special Administrative Region of China.

 

Fosun Industrial is a wholly-owned subsidiary of Shanghai Fosun.

 

(b)Address of Principal Business Office or, if None, Residence:

 

The address of the principal business office for Shanghai Fosun is Building A, No. 1289 Yishan Road, Shanghai, China. The address of the principal business office for Fosun Industrial is Level 54 Hopewell Centre, 183 Queen’s Road East, Hong Kong.

 

(c)Citizenship:

 

See Item 2(a)

 

(d)Title and Class of Securities:

 

Common stock, par value US $0.0001 per share (“Common Stock”), of the Issuer

 

(e)CUSIP No.:

 

212326102

 

Item 3.If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)¨ Broker or dealer registered under Section 15 of the Act;

 

(b)¨ Bank as defined in Section 3(a)(6) of the Act;

 

(c)¨ Insurance company as defined in Section 3(a)(19) of the Act;

 

(d)¨ Investment company registered under Section 8 of the Investment Company Act of 1940;

 

(e)¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 Page 4 of 7 

 

 

(g)¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

(j)¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);

 

(k)¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.Ownership.

 

(a)See Item 9 of the cover pages to this Schedule 13G for the aggregate number of Common Stock that are beneficially owned by each Reporting Person as of August 17, 2017.

 

(b)See Item 11 of the cover pages to this Schedule 13G for the percentage of Common Stock that are beneficially owned by each Reporting Person as of August 17, 2017.

 

(c)See Items 5 through 8 of the cover pages to this Schedule 13G for the number of Common Stock that are beneficially owned by each Reporting Person as of August 17, 2017 as to which there is sole or shared power to vote or direct the vote, and sole or shared power to dispose or direct the disposition.

 

Item 5.Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6.Ownership of more than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

Not applicable.

 

Item 8.Identification and Classification of Members of the Group

 

See Item 2.

 

Item 9.Notice of Dissolution of Group.

 

Not applicable.

 

 Page 5 of 7 

 

 

Item 10.Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: August 17, 2017

 

 

SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.

  
By:  /s/ Chen Qiyu 
   Chen Qiyu 
   Chairman 
     
     

FOSUN INDUSTRIAL CO., LIMITED

  
By:  /s/ Chen Qiyu 
   Chen Qiyu 
   Chairman 

 

 Page 6 of 7 

 

 

EXHIBIT INDEX

 

Exhibit No.   Description
     

99.1

 

Joint Filing Agreement, dated August 17, 2017 by and among Shanghai Fosun Pharmaceutical (Group) Co., Ltd. and Fosun Industrial Co., Limited.

 

 

 

EX-99.1 2 v473546_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

 

JOINT FILING AGREEMENT

 

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of August 17, 2017.

 

  

SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
      
By:  /s/ Chen Qiyu  
   Chen Qiyu  
   Chairman  

 

 

 

FOSUN INDUSTRIAL CO., LIMITED
      
By:  /s/ Chen Qiyu  
   Chen Qiyu  
   Chairman