UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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| Item 3.01 | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. |
On November 15, 2021, Annovis Bio, Inc. (the “Company”) announced that the New York Stock Exchange (“NYSE”) had approved the transfer of listing of the common stock, $0.0001 par value per share (the “Common Stock”) of the Company from the NYSE American to the NYSE and that, effective November 18, 2021, the Company’s Common Stock will cease trading on the NYSE American and will commence trading on the NYSE under the symbol “ANVS” and until the close of trading on November 17, 2021, the Common Stock will continue to trade on the NYSE American under the symbol “ANVS.”
| Item 7.01 | Regulation FD Disclosure. |
On November 15, 2021, the Company issued a press release announcing the transfer of listing from the NYSE American to the NYSE. A copy of the Press Release is attached to this Current Report on Form 8-K as Exhibit 99.1.
The information in this Item 7.01, Item 9.01 and Exhibit 99.1 attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of such section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933 or the Securities Exchange Act of 1934, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit Number |
Description | |
| 99.1 | Press Release, dated November 15, 2021. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ANNOVIS BIO, INC. | ||
| Date: November 15, 2021 | By: | /s/ Jeffrey McGroarty |
| Name: Jeffrey McGroarty | ||
| Title: Chief Financial Officer | ||