0001209191-23-056518.txt : 20231122 0001209191-23-056518.hdr.sgml : 20231122 20231122172550 ACCESSION NUMBER: 0001209191-23-056518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ru Nathaniel CENTRAL INDEX KEY: 0001885418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41069 FILM NUMBER: 231434492 MAIL ADDRESS: STREET 1: C/O SWEETGREEN, INC. STREET 2: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sweetgreen, Inc. CENTRAL INDEX KEY: 0001477815 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 271159215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 BUSINESS PHONE: (323) 990-7040 MAIL ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-20 0 0001477815 Sweetgreen, Inc. SG 0001885418 Ru Nathaniel C/O SWEETGREEN, INC. 3102 36TH STREET LOS ANGELES CA 90018 1 1 0 0 Chief Brand Officer 1 Class A Common Stock 2023-11-20 4 C 0 25000 0.00 A 25000 I See footnote Class A Common Stock 2023-11-20 4 S 0 25000 9.86 D 0 I See footnote Class A Common Stock 2121899 D Class B Common Stock 2023-11-20 4 C 0 25000 0.00 D Class A Common Stock 25000 3577253 I See footnote Class B Common Stock Class A Common Stock 180904 180904 I See footnote Class B Common Stock Class A Common Stock 400000 400000 I See footnote Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016. The shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2023. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.78 to $9.90. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 2,100,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels. The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT. The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021. /s/ Eric Steiner, Attorney-in-fact 2023-11-22