0001209191-23-048797.txt : 20230908
0001209191-23-048797.hdr.sgml : 20230908
20230908164914
ACCESSION NUMBER: 0001209191-23-048797
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230907
FILED AS OF DATE: 20230908
DATE AS OF CHANGE: 20230908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ru Nathaniel
CENTRAL INDEX KEY: 0001885418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41069
FILM NUMBER: 231245871
MAIL ADDRESS:
STREET 1: C/O SWEETGREEN, INC.
STREET 2: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sweetgreen, Inc.
CENTRAL INDEX KEY: 0001477815
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 271159215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
BUSINESS PHONE: (323) 990-7040
MAIL ADDRESS:
STREET 1: 3101 W. EXPOSITION BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90018
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-09-07
0
0001477815
Sweetgreen, Inc.
SG
0001885418
Ru Nathaniel
C/O SWEETGREEN, INC.
3102 36TH STREET
LOS ANGELES
CA
90018
1
1
0
0
Chief Brand Officer
1
Class A Common Stock
2023-09-07
4
C
0
96091
0.00
A
96091
I
See footnote
Class A Common Stock
2023-09-07
4
S
0
96091
14.00
D
0
I
See footnote
Class A Common Stock
2121899
D
Class B Common Stock
2023-09-07
4
C
0
96091
0.00
D
Class A Common Stock
96091
3667626
I
See footnote
Class B Common Stock
Class A Common Stock
180904
180904
I
See footnote
Class B Common Stock
Class A Common Stock
400000
400000
I
See footnote
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.
The shares are held by Nathaniel Ru Revocable Trust U/T/A dated October 7, 2016.
The shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2023.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.68 to $14.21. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Includes 2,100,000 shares subject to restricted stock units that vest over time and if and to the extent the issuer's stock price reaches specified levels.
The shares are held by Jonathan Neman, as Trustee of the Nathaniel Espinoza Ru 2014 GRAT.
The shares are held by the Ru Descendants Trust U/T/A dated September 17, 2021.
/s/ Eric Steiner, Attorney-in-fact
2023-09-08