0001209191-21-066577.txt : 20211123 0001209191-21-066577.hdr.sgml : 20211123 20211123180501 ACCESSION NUMBER: 0001209191-21-066577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210616 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carr Chris CENTRAL INDEX KEY: 0001821096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41069 FILM NUMBER: 211440265 MAIL ADDRESS: STREET 1: 7930 JONES BRANCH DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sweetgreen, Inc. CENTRAL INDEX KEY: 0001477815 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 271159215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 BUSINESS PHONE: (323) 990-7040 MAIL ADDRESS: STREET 1: 3101 W. EXPOSITION BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90018 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-16 0 0001477815 Sweetgreen, Inc. SG 0001821096 Carr Chris C/O SWEETGREEN, INC. 3101 W. EXPOSITION BOULEVARD LOS ANGELES CA 90018 0 1 0 0 Chief Operating Officer Common Stock 2021-07-16 4 M 0 20920 4.78 A 20920 D Common Stock 2021-10-24 4 A 0 200000 0.00 A 220920 D Common Stock 2021-11-22 4 J 0 220920 D 0 D Class A Common Stock 2021-11-22 4 J 0 220920 A 220920 D Stock Option (Right to Buy) 10.76 2021-06-16 4 A 0 100000 0.00 A 2031-06-15 Common Stock 100000 100000 D Stock Option (Right to Buy) 4.78 2021-07-16 4 M 0 20920 0.00 D 2030-06-29 Common Stock 20920 329080 D Stock Option (Right to Buy) 4.78 2021-11-22 4 J 0 329080 0.00 D 2030-06-29 Common Stock 329080 0 D Stock Option (Right to Buy) 4.78 2021-11-22 4 J 0 329080 0.00 A 2030-06-29 Class A Common Stock 329080 329080 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 100000 0.00 D 2031-06-15 Common Stock 100000 0 D Stock Option (Right to Buy) 10.76 2021-11-22 4 J 0 100000 0.00 A 2031-06-15 Class A Common Stock 100000 100000 D Represents restricted stock units ("RSUs") that are subject to both a time based vesting requirement and a liquidity event vesting requirement. The liquidity event vesting requirement was met upon the consummation of the initial public offering of the Issuer's Class A Common Stock (the "IPO"). The time based vesting requirement will be satisfied with respect to 25% of the shares on August 15, 2022 and with respect to the remainder of the shares in equal quarterly amounts over the following 36 months, subject to the reporting person's continuous service through each applicable vesting date. Each share of Common Stock was reclassified into one share of Class A Common Stock immediately prior to the completion of the IPO. Includes 200,000 shares subject to RSUs. 25% of the shares vest on January 1, 2022, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. 25% of the shares subject to the original option vested on May 11, 2021, the one-year anniversary of the vesting commencement date, with the remainder of the shares vesting in 36 equal monthly installments thereafter, subject to the recipient's continuous service through each applicable vesting date. /s/ Andrew Glickman, Attorney-in-fact 2021-11-23