0001209191-23-059579.txt : 20231222 0001209191-23-059579.hdr.sgml : 20231222 20231222163517 ACCESSION NUMBER: 0001209191-23-059579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231220 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wan Tim M CENTRAL INDEX KEY: 0001546605 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39495 FILM NUMBER: 231510358 MAIL ADDRESS: STREET 1: C/O ASANA, INC. STREET 2: 633 FOLSOM STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Asana, Inc. CENTRAL INDEX KEY: 0001477720 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263912448 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (415) 525-3888 MAIL ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-20 0 0001477720 Asana, Inc. ASAN 0001546605 Wan Tim M C/O ASANA, INC. 633 FOLSOM STREET, SUITE 100 SAN FRANCISCO CA 94107 0 1 0 0 Chief Financial Officer 1 Class A Common Stock 2023-12-20 4 S 0 14535 19.309 D 763993 D Class A Common Stock 2023-12-21 4 M 0 5000 1.60 A 768993 D Class A Common Stock 2023-12-21 4 S 0 5000 19.05 D 763993 D Class A Common Stock 139055 I See footnote Class A Common Stock 50000 I See footnote Stock Option (right to buy) 1.60 2023-12-21 4 M 0 5000 0.00 D 2027-05-02 Class A Common Stock 5000 745899 D The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.94 to $19.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019. The shares are held of record by the Reporting Person's spouse. 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. /s/ Katie Colendich, Attorney-in-Fact 2023-12-22