0001209191-23-050409.txt : 20230922 0001209191-23-050409.hdr.sgml : 20230922 20230922174243 ACCESSION NUMBER: 0001209191-23-050409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230920 FILED AS OF DATE: 20230922 DATE AS OF CHANGE: 20230922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raimondi Anne CENTRAL INDEX KEY: 0001606158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39495 FILM NUMBER: 231272619 MAIL ADDRESS: STREET 1: C/O ASANA, INC. STREET 2: 633 FOLSOM STREET, SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Asana, Inc. CENTRAL INDEX KEY: 0001477720 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 263912448 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (415) 525-3888 MAIL ADDRESS: STREET 1: 633 FOLSOM STREET STREET 2: SUITE 100 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-20 0 0001477720 Asana, Inc. ASAN 0001606158 Raimondi Anne C/O ASANA, INC. 633 FOLSOM STREET, SUITE 100 SAN FRANCISCO CA 94107 0 1 0 0 Chief Operating Officer 1 Class A Common Stock 2023-09-20 4 S 0 39701 17.544 D 519681 D The sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). Includes 40 shares of Class A Common Stock acquired pursuant to the Asana, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the purchase period of March 16, 2023 to September 15, 2023. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on September 15, 2023. /s/ Katie Colendich, Attorney-in-Fact 2023-09-22