X0306 4 2019-01-10 0 0001477246 S&W Seed Co SANW 0001265078 WICKERSHAM GROVER T. C/O S&W SEED COMPANY 106 K STREET, SUITE 300 SACRAMENTO CA 95814 1 0 0 0 Common Stock 2019-01-10 4 M 0 6801 0 A 223278 D Common Stock 23723 I By corporation Restricted Stock Units 2019-01-10 4 M 0 6801 0 D 2019-01-10 2019-01-10 Common Stock 6801 0 D Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of shares of common stock. Owned directly by RWL Management. The reporting person is the majority owner, an officer and one of two directors of the corporation. He disclaims beneficial ownership except to the extent of his pecuniary interest in the corporation. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes. Each RSU represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the January 10, 2019 vesting date was $2.00. The RSUs vested in full on January 10, 2019. /s/ Grover T. Wickersham 2019-01-14