X0306 4 2019-01-10 0 0001477246 S&W Seed Co SANW 0001591550 Matina Alexander C C/O MFP INVESTORS, LLC 667 MADISON AVE, 25TH FL NEW YORK NY 10065 1 0 0 0 Common Stock 2019-01-10 4 M 0 7826 0 A 14142 D Restricted Stock Units 2019-01-10 4 M 0 7826 0 D 2019-01-10 2019-01-10 Common Stock 7826 0 D Represents the settlement of restricted stock units ("RSUs") that vested on January 10, 2019 through the issuance of shares of common stock. Each RSU represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the January 10, 2019 vesting date was $2.00. The RSUs vested in full on January 10, 2019. /s/ Alexander C. Matina 2019-01-14