X0306 4 2017-12-22 0 0001477246 S&W Seed Co SANW 0001265078 WICKERSHAM GROVER T. 430 CAMBRIDGE AVENUE, SUITE 100 PALO ALTO CA 94306 1 0 0 0 Common Stock 2017-12-22 4 J 0 50000 3.65 A 216477 D Common Stock 23723 I By corporation The reporting person liquidated a portion of his limited partnership interest in a limited partnership, and pursuant to the provisions of the limited partnership agreement, the general partner elected to make the withdrawal payment by transferring shares of S&W Seed Company common stock owned by the partnership at a value of $3.65 per share. Owned directly by RWL Management, Inc. The reporting person is the majority owner, an officer and one of two directors of the corporation. He disclaims beneficial ownership except to the extent of his pecuniary interest in the corporation. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes. Grover T. Wickersham 2017-12-26