0001249155-17-000013.txt : 20170119 0001249155-17-000013.hdr.sgml : 20170119 20170119165844 ACCESSION NUMBER: 0001249155-17-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170117 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 802 NORTH DOUTY STREET CITY: HANFORD STATE: CA ZIP: 93230 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: 802 NORTH DOUTY STREET CITY: HANFORD STATE: CA ZIP: 93230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jury Dennis Charles CENTRAL INDEX KEY: 0001573792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 17536454 MAIL ADDRESS: STREET 1: UNIT 5, 13-15 KING WILLIAM ROAD CITY: UNLEY STATE: C3 ZIP: 5061 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-17 0 0001477246 S&W Seed Co SANW 0001573792 Jury Dennis Charles 5 LOCHNESS AVENUE TORRENS PARK SA C3 5062 AUSTRALIA 0 1 0 0 EVP Operations and COO Common Stock 2017-01-17 4 S 0 1500 4.75 D 231838 I By Retirement Fund Common Stock 1195 D The sales reported on this Form 4 were made pursuant to a 10b5-1 trading plan adopted by the reporting person. These shares are owned directly by the Jury Bain Superannuation Fund, a retirement fund of which the reporting person is a beneficiary. Dennis C. Jury 2017-01-19