0001209191-23-058792.txt : 20231215 0001209191-23-058792.hdr.sgml : 20231215 20231215165523 ACCESSION NUMBER: 0001209191-23-058792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matina Alexander C CENTRAL INDEX KEY: 0001591550 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 231491115 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS, LLC STREET 2: 667 MADISON AVE, 25TH FL CITY: NEW YORK STATE: NY ZIP: 10065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-13 0 0001477246 S&W Seed Co SANW 0001591550 Matina Alexander C C/O MFP INVESTORS, LLC 909 THIRD AVE, 33RD FLOOR NEW YORK CITY NY 10022 1 0 0 0 0 Common Stock 2023-12-13 4 A 0 156425 0.00 A 331685 D Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date. /s/ Vanessa Baughman, Attorney-in-Fact 2023-12-15