0001209191-23-058792.txt : 20231215
0001209191-23-058792.hdr.sgml : 20231215
20231215165523
ACCESSION NUMBER: 0001209191-23-058792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231213
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Matina Alexander C
CENTRAL INDEX KEY: 0001591550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 231491115
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS, LLC
STREET 2: 667 MADISON AVE, 25TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10065
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
BUSINESS PHONE: (720) 506-9191
MAIL ADDRESS:
STREET 1: 2101 KEN PRATT BLVD.
STREET 2: SUITE 201
CITY: LONGMONT
STATE: CO
ZIP: 80501
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-13
0
0001477246
S&W Seed Co
SANW
0001591550
Matina Alexander C
C/O MFP INVESTORS, LLC
909 THIRD AVE, 33RD FLOOR
NEW YORK CITY
NY
10022
1
0
0
0
0
Common Stock
2023-12-13
4
A
0
156425
0.00
A
331685
D
Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
/s/ Vanessa Baughman, Attorney-in-Fact
2023-12-15