0001209191-23-055757.txt : 20231117 0001209191-23-055757.hdr.sgml : 20231117 20231117162705 ACCESSION NUMBER: 0001209191-23-055757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLITS ALAN D CENTRAL INDEX KEY: 0001747556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 231419151 MAIL ADDRESS: STREET 1: 5122 PURDUE AVENUE CITY: DALLAS STATE: TX ZIP: 75209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-02 0 0001477246 S&W Seed Co SANW 0001747556 WILLITS ALAN D C/O S&W SEED COMPANY 210 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 1 0 0 0 0 Common Stock 2023-08-02 4 A 0 1790 0.00 A 567142 D Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 14, 2023 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date. /s/ Vanessa Baughman, Attorney-in-Fact 2023-11-17