X0306 4 2022-10-21 0 0001477246 S&W Seed Co SANW 0001424445 Wong Mark C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 1 1 0 0 CEO and President Common Stock 2022-10-21 4 A 0 19444 0.00 A 286536 D Common Stock 36630 I By Starlight 4, LLLP Stock option (right to buy) 0.81 2022-10-21 4 A 0 100787 0.00 A 2032-10-20 Common Stock 100787 100787 D Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date. The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. The options vest in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date. /s/ Elizabeth Horton, Attorney-in-Fact 2022-10-25