0001209191-22-022597.txt : 20220404 0001209191-22-022597.hdr.sgml : 20220404 20220404174808 ACCESSION NUMBER: 0001209191-22-022597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Panter Donald M. Jr. CENTRAL INDEX KEY: 0001756741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 22804132 MAIL ADDRESS: STREET 1: C/O S&W SEED COMPANY STREET 2: 106 K STREET, SUITE 300 CITY: SACRAMENTO STATE: CA ZIP: 95814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 506-9191 MAIL ADDRESS: STREET 1: 2101 KEN PRATT BLVD. STREET 2: SUITE 201 CITY: LONGMONT STATE: CO ZIP: 80501 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-01 0 0001477246 S&W Seed Co SANW 0001756741 Panter Donald M. Jr. C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 0 1 0 0 Executive VP, Americas Common Stock 2022-04-01 4 F 0 1416 2.10 D 55589 D The reporting person is reporting the withholding by the Issuer of an aggregate of 1,416 shares of common stock that vested on April 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. /s/ Elizabeth Horton, Attorney-in-Fact 2022-04-04