X0306 4 2021-10-05 0 0001477246 S&W Seed Co SANW 0001756742 Callachor David Thomas C/O S&W SEED COMPANY 106 K STREET, SUITE 300 SACRAMENTO CA 95814 0 1 0 0 Executive VP, International Common Stock 2021-10-05 4 A 0 7330 0.00 A 39957 D Stock option (right to buy) 2.64 2021-10-05 4 A 0 60000 0.00 A 2031-10-04 Common Stock 60000 60000 D Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date. /s/ Matthew Szot, Attorney-in-Fact 2021-10-07