X0306 4 2021-10-01 0 0001477246 S&W Seed Co SANW 0001401385 Szot Matthew K C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 0 1 0 0 EVP Finance & Admin and CFO Common Stock 2021-10-01 4 F 0 1496 2.56 D 130650 D The reporting person is reporting the withholding by the Issuer of an aggregate of 1,496 shares of common stock that vested on October 1, 2021 pursuant to RSU awards granted on October 14, 2019 and October 1, 2020, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. /s/ Matthew K. Szot 2021-10-04