X0306 4 2021-01-01 0 0001477246 S&W Seed Co SANW 0001401385 Szot Matthew K C/O S&W SEED COMPANY 2101 KEN PRATT BLVD., SUITE 201 LONGMONT CO 80501 0 1 0 0 EVP Finance & Admin and CFO Common Stock 2021-01-01 4 M 0 1039 2.93 A 136317 D Common Stock 2021-01-01 4 F 0 2204 2.93 D 134113 D Restricted Stock Units 2021-01-01 4 M 0 1039 0.00 D Common Stock 1039 2079 D Represents the settlement of restricted stock units ("RSUs") that vested on January 1, 2021 through the issuance of shares of common stock. The reporting person is reporting the withholding by the Issuer of an aggregate of 2,204 shares of common stock that vested on January 1, 2021 pursuant to RSU awards granted on August 31, 2018, October 14, 2019 and October 1, 2020, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award. Each RSU is the economic equivalent of one share of S&W Seed Company common stock. The closing price of SANW on December 31, 2020 was $2.93. On August 31, 2018, the reporting person was granted 12,439 RSUs, of which 1,039 vested on January 1, 2021. The remaining unvested RSUs will continue to vest in equal installments the first day of each quarter through and including July 1, 2021, subject to the reporting person's continued service with the Issuer on each respective vesting date. /s/ Matthew K. Szot 2021-01-04