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Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0001104659-20-074715
Filing Date
2020-06-18
Accepted
2020-06-18 17:08:34
Documents
1
Period of Report
2020-06-16

Document Format Files

Seq Description Document Type Size
1 OWNERSHIP DOCUMENT tm2022904-1_form4.html 4  
1 OWNERSHIP DOCUMENT tm2022904-1_form4.xml 4 17071
  Complete submission text file 0001104659-20-074715.txt   21872
Mailing Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123 212-760-0814
WYNNEFIELD PARTNERS SMALL CAP VALUE LP (Reporting) CIK: 0000899083 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973434

Mailing Address
Business Address
OBUS NELSON (Reporting) CIK: 0001017043 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973440

Mailing Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123 2127600814
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD (Reporting) CIK: 0001030806 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973436

Mailing Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123 2127600814
WYNNEFIELD CAPITAL MANAGEMENT LLC (Reporting) CIK: 0001056835 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973437

Mailing Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123 212-760-0814
WYNNEFIELD PARTNERS SMALL CAP VALUE LP I (Reporting) CIK: 0001251565 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973435

Mailing Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVE STE 509 NEW YORK NY 10123 2129600814
WYNNEFIELD CAPITAL INC (Reporting) CIK: 0001251567 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973438

Mailing Address
Business Address
LANDES JOSHUA (Reporting) CIK: 0001251568 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973441

Mailing Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123
Business Address 450 SEVENTH AVENUE SUITE 509 NEW YORK NY 10123 212-760-0278
Wynnefield Capital, Inc. Profit Sharing Plan (Reporting) CIK: 0001289453 (see all company filings)

State of Incorp.: NY
Type: 4 | Act: 34 | File No.: 001-34719 | Film No.: 20973439

Mailing Address 2101 KEN PRATT BLVD. SUITE 201 LONGMONT CO 80501
Business Address 2101 KEN PRATT BLVD. SUITE 201 LONGMONT CO 80501 (720) 506-9191
S&W Seed Co (Issuer) CIK: 0001477246 (see all company filings)

IRS No.: 271275784 | State of Incorp.: NV | Fiscal Year End: 0630
SIC: 0100 Agricultural Production-Crops