0001477200-14-000019.txt : 20140210 0001477200-14-000019.hdr.sgml : 20140210 20140210200803 ACCESSION NUMBER: 0001477200-14-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140206 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: SUITE 220 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: SUITE 220 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bardwick J. Peter CENTRAL INDEX KEY: 0001586319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 14591056 MAIL ADDRESS: STREET 1: 350 MARINE PARKWAY STREET 2: MARINE PARK CENTER CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 wf-form4_139208085447603.xml FORM 4 X0306 4 2014-02-06 0 0001477200 Rocket Fuel Inc. FUEL 0001586319 Bardwick J. Peter 1900 SEAPORT BLVD REDWOOD CITY CA 94063 0 1 0 0 Chief Financial Officer Common Stock 2014-02-06 4 A 0 9000 0 A 9000 D Employee Stock Option (right to buy) 51.16 2014-02-06 4 A 0 18000 0 A 2024-02-06 Common Stock 18000.0 18000 D Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth of the shares subject to the RSU will vest on February 6, 2015 and one eighth of the shares vest every six months thereafter. One-fourth of the shares subject to the option will vest on February 6, 2015 and one forty-eighth of the shares vest monthly thereafter. /s/ Ken Scully, as attorney-in-fact for J. Peter Bardwick 2014-02-10