0001209191-17-051547.txt : 20170906 0001209191-17-051547.hdr.sgml : 20170906 20170906142820 ACCESSION NUMBER: 0001209191-17-051547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PITTENGER RICHARD CENTRAL INDEX KEY: 0001684100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36071 FILM NUMBER: 171071077 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Fuel Inc. CENTRAL INDEX KEY: 0001477200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 300472319 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-595-1300 MAIL ADDRESS: STREET 1: 2000 SEAPORT BLVD, SUITE 400 CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Rocket Fuel, Inc. DATE OF NAME CHANGE: 20091119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 1 0001477200 Rocket Fuel Inc. FUEL 0001684100 PITTENGER RICHARD 2000 SEAPORT BLVD., SUITE 400 REDWOOD CITY CA 94063 0 1 0 0 SVP, Engineering Common Stock 2017-09-06 4 D 0 6000 D 0 D Employee Stock Option (right to buy) 2.70 2017-09-06 4 D 0 325000 0.00 D 2026-09-19 Common Stock 325000 0 D Employee Stock Option (right to buy) 2.31 2017-09-06 4 D 0 62500 0.00 D 2027-02-07 Common Stock 62500 0 D Includes 3,000 shares acquired under the Rocket Fuel Inc. 2013 Employee Stock Purchase Plan on 5/31/2017. Includes 3,000 shares acquired under the Rocket Fuel Inc. 2013 Employee Stock Purchase Plan on 8/21/2017. Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement. Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement. This Form 4 reports securities disposed pursuant to the terms of an Agreement and Plan of Merger dated as of July 17, 2017 (the "Merger Agreement"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 18, 2017, and by which the Issuer became a wholly-owned subsidiary (the "Merger") of Sizmek Inc. ("Parent"). /s/ Ken Scully, as Attorney-in-Fact 2017-09-06