0001179110-13-007000.txt : 20130419
0001179110-13-007000.hdr.sgml : 20130419
20130419212135
ACCESSION NUMBER: 0001179110-13-007000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120801
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brownstein Chad T.
CENTRAL INDEX KEY: 0001515976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 13772609
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT GLOBAL RESOURCES INC.
CENTRAL INDEX KEY: 0001477032
STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520]
IRS NUMBER: 263024783
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1401 17TH STREET
STREET 2: SUITE 1550
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-990-8444
MAIL ADDRESS:
STREET 1: 1401 17TH STREET
STREET 2: SUITE 1550
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Triangle Castings, Inc.
DATE OF NAME CHANGE: 20091118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buffalo Management LLC
CENTRAL INDEX KEY: 0001516052
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 13772610
BUSINESS ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
BUSINESS PHONE: (310) 476-0967
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quincy Prelude LLC
CENTRAL INDEX KEY: 0001516057
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 13772611
BUSINESS ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
BUSINESS PHONE: (310) 476-0967
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
4
1
edgar.xml
FORM 4 -
X0306
4
2012-08-01
0
0001477032
PROSPECT GLOBAL RESOURCES INC.
PGRX
0001516052
Buffalo Management LLC
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
0
0
1
0
0001515976
Brownstein Chad T.
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
1
1
1
0
Exec. Vice Chairman
0001516057
Quincy Prelude LLC
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
0
0
1
0
Common Stock
2013-04-19
4
S
0
542000
0.18
D
274667
D
Common Stock
2900000
D
Common Stock
7400
I
As custodian for son A
Common Stock
6100
I
As custodian for son B
Common Stock Warrants (right to buy)
2.6
2012-08-01
4
S
0
450000
0
D
2012-08-27
2017-07-31
Common Stock
450000
2170454
D
Common Stock Warrants (right to buy)
2.6
2013-04-19
4
S
0
400000
0
D
2012-08-27
2017-07-31
Common Stock
400000
1770454
D
For consulting services rendered.
Buffalo Management LLC is the record owner of this common stock. Quincy Prelude LLC, in its capacity as the sole member of this entity, and Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of Quincy Prelude LLC, have a pecuniary interest in this common stock.
Additionally, Buffalo Management LLC has granted an option to purchase 500,000 shares to a Prospect Global Resources Inc. shareholder that owns greater than 5% of Prospect Global Resources Inc.'s outstanding common stock for consulting services rendered.
Quincy Prelude LLC is the record owner of this common stock. Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of this entity, has a pecuniary interest in this common stock.
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Quincy Prelude LLC, as the Sole Member of Buffalo Management LLC, by Chad T. Brownstein, its Managing Member
2013-04-19
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein
2013-04-19
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein, as the Managing Member of Quincy Prelude LLC
2013-04-19