0001179110-12-013120.txt : 20120820
0001179110-12-013120.hdr.sgml : 20120818
20120820175849
ACCESSION NUMBER: 0001179110-12-013120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120817
FILED AS OF DATE: 20120820
DATE AS OF CHANGE: 20120820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brownstein Chad T.
CENTRAL INDEX KEY: 0001515976
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 121046231
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT GLOBAL RESOURCES INC.
CENTRAL INDEX KEY: 0001477032
STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520]
IRS NUMBER: 263024783
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 18TH STREET
STREET 2: SUITE 260
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: (303) 634-2239
MAIL ADDRESS:
STREET 1: 1621 18TH STREET
STREET 2: SUITE 260
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Triangle Castings, Inc.
DATE OF NAME CHANGE: 20091118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buffalo Management LLC
CENTRAL INDEX KEY: 0001516052
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 121046230
BUSINESS ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
BUSINESS PHONE: (310) 476-0967
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quincy Prelude LLC
CENTRAL INDEX KEY: 0001516057
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
FILM NUMBER: 121046229
BUSINESS ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
BUSINESS PHONE: (310) 476-0967
MAIL ADDRESS:
STREET 1: 555 SOUTH BARRINGTON AVENUE, #216
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
4
1
edgar.xml
FORM 4 -
X0306
4
2012-08-17
0
0001477032
PROSPECT GLOBAL RESOURCES INC.
PGRX
0001515976
Brownstein Chad T.
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
1
1
1
0
Exec. Vice Chairman
0001516052
Buffalo Management LLC
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
0
0
1
0
0001516057
Quincy Prelude LLC
555 SOUTH BARRINGTON AVENUE, #216
LOS ANGELES
CA
90049
0
0
1
0
Common Stock
2012-08-17
4
P
0
600
2.84
A
7400
I
As custodian for son A
Common Stock
2012-08-17
4
P
0
2800
2.84
A
6100
I
As custodian for son B
Common Stock
2900000
D
Common Stock
816667
D
The reporting person undertakes to provide to Prospect Global Resources, Inc., any security holder of Prospect Global Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 - $2.87.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.76 - $3.00.
Quincy Prelude LLC is the record owner of this common stock. Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of this entity, has a pecuniary interest in this common stock.
Buffalo Management LLC is the record owner of this common stock. Quincy Prelude LLC, in its capacity as the sole member of this entity, and Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of Quincy Prelude LLC, have a pecuniary interest in this common stock.
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein
2012-08-20
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Quincy Prelude LLC, as the Sole Member of Buffalo Management LLC, by Chad T. Brownstein, its Managing Member
2012-08-20
/s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein, as the Managing Member of Quincy Prelude LLC
2012-08-20