0001179110-12-013120.txt : 20120820 0001179110-12-013120.hdr.sgml : 20120818 20120820175849 ACCESSION NUMBER: 0001179110-12-013120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120817 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brownstein Chad T. CENTRAL INDEX KEY: 0001515976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35590 FILM NUMBER: 121046231 MAIL ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT GLOBAL RESOURCES INC. CENTRAL INDEX KEY: 0001477032 STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520] IRS NUMBER: 263024783 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 18TH STREET STREET 2: SUITE 260 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 634-2239 MAIL ADDRESS: STREET 1: 1621 18TH STREET STREET 2: SUITE 260 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Triangle Castings, Inc. DATE OF NAME CHANGE: 20091118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buffalo Management LLC CENTRAL INDEX KEY: 0001516052 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35590 FILM NUMBER: 121046230 BUSINESS ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: (310) 476-0967 MAIL ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quincy Prelude LLC CENTRAL INDEX KEY: 0001516057 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35590 FILM NUMBER: 121046229 BUSINESS ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: (310) 476-0967 MAIL ADDRESS: STREET 1: 555 SOUTH BARRINGTON AVENUE, #216 CITY: LOS ANGELES STATE: CA ZIP: 90049 4 1 edgar.xml FORM 4 - X0306 4 2012-08-17 0 0001477032 PROSPECT GLOBAL RESOURCES INC. PGRX 0001515976 Brownstein Chad T. 555 SOUTH BARRINGTON AVENUE, #216 LOS ANGELES CA 90049 1 1 1 0 Exec. Vice Chairman 0001516052 Buffalo Management LLC 555 SOUTH BARRINGTON AVENUE, #216 LOS ANGELES CA 90049 0 0 1 0 0001516057 Quincy Prelude LLC 555 SOUTH BARRINGTON AVENUE, #216 LOS ANGELES CA 90049 0 0 1 0 Common Stock 2012-08-17 4 P 0 600 2.84 A 7400 I As custodian for son A Common Stock 2012-08-17 4 P 0 2800 2.84 A 6100 I As custodian for son B Common Stock 2900000 D Common Stock 816667 D The reporting person undertakes to provide to Prospect Global Resources, Inc., any security holder of Prospect Global Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.79 - $2.87. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.76 - $3.00. Quincy Prelude LLC is the record owner of this common stock. Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of this entity, has a pecuniary interest in this common stock. Buffalo Management LLC is the record owner of this common stock. Quincy Prelude LLC, in its capacity as the sole member of this entity, and Chad T. Brownstein, in his capacity as the owner of 100% of the voting interest of Quincy Prelude LLC, have a pecuniary interest in this common stock. /s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein 2012-08-20 /s/ Jeffrey M. Knetsch, Attorney-in-Fact for Quincy Prelude LLC, as the Sole Member of Buffalo Management LLC, by Chad T. Brownstein, its Managing Member 2012-08-20 /s/ Jeffrey M. Knetsch, Attorney-in-Fact for Chad T. Brownstein, as the Managing Member of Quincy Prelude LLC 2012-08-20