0001127602-18-004000.txt : 20180205
0001127602-18-004000.hdr.sgml : 20180205
20180205163214
ACCESSION NUMBER: 0001127602-18-004000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Kenneth M.
CENTRAL INDEX KEY: 0001477029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07964
FILM NUMBER: 18574605
MAIL ADDRESS:
STREET 1: NOBLE ENERGY, INC.
STREET 2: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOBLE ENERGY INC
CENTRAL INDEX KEY: 0000072207
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 730785597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 2818723100
MAIL ADDRESS:
STREET 1: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
FORMER COMPANY:
FORMER CONFORMED NAME: NOBLE AFFILIATES INC
DATE OF NAME CHANGE: 20020426
FORMER COMPANY:
FORMER CONFORMED NAME: NOBLE AFFILIATES INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-01
0000072207
NOBLE ENERGY INC
NBL
0001477029
Fisher Kenneth M.
1001 NOBLE ENERGY WAY
HOUSTON
TX
77070
1
Exec. VP & CFO
Noble Energy, Inc. Common Stock
2018-02-01
4
F
0
675
30.89
D
197144
D
Noble Energy, Inc. Common Stock
2018-02-01
4
F
0
1877
30.89
D
195267
D
Noble Energy, Inc. Common Stock
2018-02-01
4
A
0
31158
0
A
226425
D
Noble Energy, Inc. Common Stock
2018-02-01
4
M
0
12006
A
238431
D
Noble Energy, Inc. Common Stock
2018-02-01
4
D
0
12006
30.89
D
226425
D
Noble Energy, Inc. Common Stock
2018-02-05
4
S
0
7621
28.7997
D
218804
D
Employee Stock Option Grant (Right to Buy)
30.89
2018-02-01
4
A
0
39398
0
A
2028-02-01
Noble Energy, Inc. Common Stock
39398
39398
D
Phantom Unit
2018-02-01
4
M
0
12006
D
2018-02-01
2018-02-01
Noble Energy, Inc. Common Stock
12006
0
D
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on February 1, 2016, and vesting on February 1, 2018. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2018.
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on February 1, 2017, and vesting on February 1, 2018. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2018.
Restricted shares of Noble Energy, Inc. Common Stock subject to vesting 1/3 after year one, 1/3 after year two and the final 1/3 after year three, granted under the 2017 Plan.
Each phantom unit is the economic equivalent of one share of Noble Energy, Inc. Common Stock to be settled in cash upon vesting and subject to a maximum settlement value of $126.60 per unit plus the equivalent value of accrued and unpaid dividends. Phantom units were granted under the 1992 Plan and will vest 100% two years after the date of grant.
Reflects settlement of phantom units in cash for, the phantom units granted on February 1, 2016, and vesting on February 1, 2018. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2018.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
This transaction was executed in multiple trades from $28.63 to $29.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is exercisable in three equal annual installments beginning one year after the date of grant, granted under the 2017 Plan.
/s/ Aaron G. Carlson, Attorney-in-Fact
2018-02-05