0001104659-23-086824.txt : 20230802 0001104659-23-086824.hdr.sgml : 20230802 20230802163303 ACCESSION NUMBER: 0001104659-23-086824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230731 FILED AS OF DATE: 20230802 DATE AS OF CHANGE: 20230802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Travia Richard C. CENTRAL INDEX KEY: 0001830896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54457 FILM NUMBER: 231136277 MAIL ADDRESS: STREET 1: 6565 E. EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TREES Corp (Colorado) CENTRAL INDEX KEY: 0001477009 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 208096131 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 S NAVAJO STREET CITY: DENVER STATE: CO ZIP: 80223 BUSINESS PHONE: 303-759-1300 MAIL ADDRESS: STREET 1: 1901 S NAVAJO STREET CITY: DENVER STATE: CO ZIP: 80223 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL CANNABIS CORP DATE OF NAME CHANGE: 20150618 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Cannabis Solutions, Inc. DATE OF NAME CHANGE: 20131023 FORMER COMPANY: FORMER CONFORMED NAME: Promap Corp DATE OF NAME CHANGE: 20091117 4 1 tm2322561-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-07-31 0 0001477009 TREES Corp (Colorado) CANN 0001830896 Travia Richard C. C/O TREES CORPORATION 215 UNION BOULEVARD SUITE 415 LAKEWOOD CO 80228 1 0 0 0 0 Common Stock 2023-07-31 4 A 0 165714 0 A 429322 D All shares of Common Stock are issued as RSUs, vesting of which occurs upon the earlier of (i) seven (7) years from grant date; (ii) death or disability of reporting person; (iii) a change in control of the Issuer; or (iv) certain other events as determined by the Board. The reporting person obtained the securities from the Issuer pursuant to the Issuer's 2020 Omnibus Incentive Plan. /s/ Richard C Travia 2023-07-31